-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SODKtDv+5IQXQcqqAgALJuWrB6qO/cUXCQwhOzZOOq8fvwGCH3zouzIUxUIxOkhG dOGQoAWaO12IrUsl74snKw== 0000950123-02-011491.txt : 20021203 0000950123-02-011491.hdr.sgml : 20021203 20021203165041 ACCESSION NUMBER: 0000950123-02-011491 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021203 EFFECTIVENESS DATE: 20021203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMINENCE CAPITAL LLC CENTRAL INDEX KEY: 0001107310 IRS NUMBER: 134036527 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05589 FILM NUMBER: 02847610 BUSINESS ADDRESS: STREET 1: 200 PARK AVE., SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128083590 MAIL ADDRESS: STREET 1: 200 PARK AVE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR/A 1 y66371a1e13fvhrza.txt AMENDMENT #1 TO FORM 13F-HR: EMINENCE CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: September 30, 2002 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eminence Capital, LLC Address: 200 Park Avenue, Suite 3300 New York, New York 10166 Form 13F File Number: 28-05589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ricky C. Sandler Title: Managing Member Phone: (212) 808-3590 Signature, Place, and Date of Signing:
/s/ Ricky C. Sandler New York, New York December 3, 2002 - ------------------------------------ ------------------ ---------------- [Signature] [City, State] [Date]
Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE
Report Summary: Number of Other Included Managers: 0 -------- Form 13F Information Table Entry Total: 66 -------- Form 13F Information Table Value Total: $820,214 -------- (thousands)
List of Other Included Managers: None
Title Of Value SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (X $1,000) Shares PRN Call Discretion Managers Sole Shared None 1 99 Cents Only Stores Common 65440K106 1,035 50,000 SHARES SOLE 50,000 2 Abercrombie & Fitch Co Common 002896207 57,043 2,900,000 SHARES SOLE 2,900,000 3 Albertson's Inc Common 013104104 1,812 75,000 SHARES SOLE 75,000 4 Allergan Inc Common 018490102 4,080 75,000 SHARES SOLE 75,000 5 Allied Capital Corp Common 01903Q108 2,189 100,000 SHARES SOLE 100,000 6 Alloy Inc Common 019855105 3,844 462,600 SHARES SOLE 462,600 7 American Express Co Common 025816109 23,385 750,000 SHARES SOLE 750,000 8 Block H & R Inc Common 093671105 19,535 465,000 SHARES SOLE 465,000 9 Campbell Soup Company Common 134429109 9,605 435,000 SHARES SOLE 435,000 10 Carnival Corp Common 143658102 19,453 775,000 SHARES SOLE 775,000 11 Christopher & Banks Co Common 171046105 1,884 75,000 SHARES SOLE 75,000 12 Comverse Technology Inc Common 205862402 22,368 3,200,000 SHARES SOLE 3,200,000 13 Cooper Companies Inc. Common 216648402 5,250 100,000 SHARES SOLE 100,000 14 Cost Plus, Inc. Common 221485105 1,343 50,000 SHARES SOLE 50,000 15 Diamond Trust Series I Common 252787106 15,200 200,000 SHARES SOLE 200,000 16 Fair Issac & Co Inc Common 303250104 1,635 50,000 SHARES SOLE 50,000 17 Federal Agricultural Mtg Corp Common 313148306 2,951 100,000 SHARES SOLE 100,000 18 Fidelity National Fin'l Inc Common 316326107 41,673 1,450,000 SHARES SOLE 1,450,000 19 Foot Locker Inc Common 344849104 34,965 3,500,000 SHARES SOLE 3,500,000 20 Franklin Resources Inc Common 354613101 18,660 600,000 SHARES SOLE 600,000 21 GSI Commerce Inc Common 36238G102 2,020 400,000 SHARES SOLE 400,000 22 Heidrick & Struggles Inc Common 422819102 25,823 1,700,000 SHARES SOLE 1,700,000 23 Hotels.com Inc Common 44147T108 2,529 50,000 SHARES SOLE 50,000 24 IMS Health Inc Common 449934108 8,982 600,000 SHARES SOLE 600,000 25 Impath Inc Common 45255G101 2,582 200,000 SHARES SOLE 200,000 26 Insignia Financial Group Inc Common 45767A105 10,519 1,340,000 SHARES SOLE 1,340,000 27 International Game Technology Common 459902102 51,855 750,000 SHARES SOLE 750,000 28 Iron Mountain Inc Common 462846106 13,182 527,499 SHARES SOLE 527,499 29 Kellwood Company Common 488044108 2,286 100,000 SHARES SOLE 100,000 30 Kerzner Intl Ltd Common P6065Y107 13,800 600,000 SHARES SOLE 600,000 31 Kinder Morgan Inc Common 49455P101 10,635 300,000 SHARES SOLE 300,000 32 Kinder Morgan Mgt LLC Common 49455U100 4,463 150,000 SHARES SOLE 150,000 33 Kindred Healthcare Inc Common 494580103 2,777 75,000 SHARES SOLE 75,000 34 Koninklijke Ahold NV Common 5252602 592 50,000 SHARES SOLE 50,000 35 Kroger Company Common 501044101 14,100 1,000,000 SHARES SOLE 1,000,000 36 LNR Property Corp Common 501940100 23,345 700,000 SHARES SOLE 700,000 37 Labranche & Co Common 505447102 14,175 700,000 SHARES SOLE 700,000 38 Lennar Corp Common 526057104 13,945 250,000 SHARES SOLE 250,000 39 Liberty Media Corp Common 530718105 14,360 2,000,000 SHARES SOLE 2,000,000 40 Mettler-Toledo Int'l Common 592688105 1,758 67,600 SHARES SOLE 67,600 41 Movie Gallery Inc Common 624581104 1,501 100,000 SHARES SOLE 100,000 42 NDC Health Corp Common 639480102 1,944 125,000 SHARES SOLE 125,000 43 Nautica Enterprises Inc Common 639089101 7,800 750,000 SHARES SOLE 750,000 44 New York Community Bancorp Common 649445103 16,902 600,000 SHARES SOLE 600,000 45 Nordstrom Inc Common 655664100 1,346 75,000 SHARES SOLE 75,000 46 Omnicare Inc Common 681904108 46,464 2,200,000 SHARES SOLE 2,200,000 47 Oxford Health Plans Inc Common 691471106 31,152 800,000 SHARES SOLE 800,000 48 Palm Inc Common 696642107 108 146,262 SHARES SOLE 146,262 49 PFSWeb Inc Common 717098107 83 275,811 SHARES SOLE 275,811 50 Petsmart Inc Common 716768106 7,480 420,000 SHARES SOLE 420,000
Title Of Value SH/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (X $1,000) Shares PRN Call Discretion Managers Sole Shared None 51 Principal Financial Group Inc Common 74251V102 1,964 75,000 SHARES SOLE 75,000 52 Ross Stores Inc Common 778296103 22,097 620,000 SHARES SOLE 620,000 53 S&P Depository Receipts Common 78462F103 16,358 200,000 SHARES SOLE 200,000 54 SCP Pool Corp Common 784028102 2,056 75,000 SHARES SOLE 75,000 55 Stratos Lightwave Common 863100103 13 35,352 SHARES SOLE 35,352 56 Scholastic Corp Common 807066105 2,234 50,000 SHARES SOLE 50,000 57 Shuffle Master Inc Common 825549108 1,396 75,000 SHARES SOLE 75,000 58 S&P Midcap 400 Depository Receipts Common 595635103 18,563 250,000 SHARES SOLE 250,000 59 Tetra Tech Inc Common 88162G103 799 100,000 SHARES SOLE 100,000 60 Tribune Co Common 896047107 4,181 100,000 SHARES SOLE 100,000 61 United Rentals Inc Common 911363109 844 100,000 SHARES SOLE 100,000 62 Van Der Moolen Holding NV Common 7106194 20,678 1,250,000 SHARES SOLE 1,250,000 63 Ventas Inc Common 92276F100 35,044 2,625,000 SHARES SOLE 2,625,000 64 W.P. Stewart & Co Ltd Common G84922106 11,935 700,000 SHARES SOLE 700,000 65 William Hill PLC Common 3169889 39,046 11,035,000 SHARES SOLE 11,035,000 66 Nextel Comm Senior Notes 9.375% Due 11-15-09 Bond 65332VAV5 6,588 8,500,000 SHARES SOLE 8,500,000 820,214
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