-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FGY1NAz/MfM9rF23g9i41mGhP4WbPpmsXdtC8aS7WPbhaBy6yd9fhXQphp94i57J gWu0H/5WeQcDq0hCZJOpaA== 0000950123-02-001521.txt : 20020414 0000950123-02-001521.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950123-02-001521 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMINENCE CAPITAL LLC CENTRAL INDEX KEY: 0001107310 IRS NUMBER: 134036527 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05589 FILM NUMBER: 02545703 BUSINESS ADDRESS: STREET 1: 200 PARK AVE., SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128083590 MAIL ADDRESS: STREET 1: 200 PARK AVE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 y57460e13f-hr.txt EMINENCE CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eminence Capital, LLC Address: 200 Park Avenue, Suite 3300 New York, New York 10166 Form 13F File Number: 28-05589 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ricky C. Sandler Title: Managing Member Phone: (212) 808-3590 Signature, Place, and Date of Signing: /s/ Ricky C. Sandler New York, New York February 12, 2002 - ---------------------- ----------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 61 ---------- Form 13F Information Table Value Total: $703,654 ---------- (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE - EMINENCE CAPITAL, LLC (12/31/01)
Title Value Investment Other Voting Authority Name of Issuer Of Class Cusip (X $1,000) Shares SH/PRN Put/Call Discretion Managers Sole Shared None ALBERTSONS INC Common 013104104 5,983 190,000 SHARES SOLE 190,000 ADELPHIA COMMUNICATIONS CORP CL A 006848105 29,621 950,000 SHARES SOLE 950,000 ALLERGAN INC Common 018490102 3,753 50,000 SHARES SOLE 50,000 ABERCROMBIE & FITCH CO CL A 002896207 38,469 1,450,000 SHARES SOLE 1,450,000 ANNTAYLOR STORES CORP Common 036115103 3,500 100,000 SHARES SOLE 100,000 AMERICAN EXPRESS CO Common 025816109 14,276 400,000 SHARES SOLE 400,000 BALLY TOTAL FITNESS HLDG CORP Common 05873K108 1,617 75,000 SHARES SOLE 75,000 CLEAR CHANNEL COMMUNICATIONS Common 184502102 1,273 25,000 SHARES SOLE 25,000 CAREER EDUCATION CORP Common 141665109 1,714 50,000 SHARES SOLE 50,000 COOPER COS INC Common New 216648402 3,749 75,000 SHARES SOLE 75,000 COST PLUS INC CALIF Common 221485105 1,325 50,000 SHARES SOLE 50,000 CSG SYS INTL INC Common 126349109 2,023 50,000 SHARES SOLE 50,000 CENTURYTEL INC Common 156700106 8,111 247,300 SHARES SOLE 247,300 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2,373 50,000 SHARES SOLE 50,000 ECHOSTAR COMMUNICATIONS NEW CL A 278762109 20,877 760,000 SHARES SOLE 760,000 ENERGIZER HLDGS INC Common 29266R108 13,146 690,100 SHARES SOLE 690,100 1 800 FLOWERS COM CL A 68243Q106 3,120 200,000 SHARES SOLE 200,000 FIDELITY NATL FINL INC Common 316326107 23,667 954,300 SHARES SOLE 954,300 FOUR SEASONS HOTEL INC LTD VTG SH 35100E104 4,676 100,000 SHARES SOLE 100,000 HANOVER COMPRESSOR CO Common 410768105 2,526 100,000 SHARES SOLE 100,000 HEIDRICK & STRUGGLES INTL INC Common 422819102 24,503 1,350,000 SHARES SOLE 1,350,000 IDEXX LABS INC Common 45168D104 1,426 50,000 SHARES SOLE 50,000 INSIGNIA FINL GROUP INC NEW Common 45767A105 11,118 1,029,400 SHARES SOLE 1,029,400 INTERPUBLIC GROUP COS INC Common 460690100 739 25,000 SHARES SOLE 25,000 IRON MTN INC PA Common 462846106 22,995 525,000 SHARES SOLE 525,000 NORDSTROM INC Common 655664100 2,023 100,000 SHARES SOLE 100,000 KINDRED HEALTHCARE INC Common 494580103 1,794 34,500 SHARES SOLE 34,500 KROGER CO Common 501044101 28,175 1,350,000 SHARES SOLE 1,350,000 KELLWOOD CO Common 488044108 1,201 50,000 SHARES SOLE 50,000 LABRANCHE & CO INC Common 505447102 34,460 1,000,000 SHARES SOLE 1,000,000 LNR PPTY CORP Common 501940100 28,957 928,700 SHARES SOLE 928,700 MAXIMUS INC Common 577933104 2,103 50,000 SHARES SOLE 50,000 NAUTICA ENTERPRISES INC Common 639089101 11,511 900,000 SHARES SOLE 900,000 NIKE INC CL B 654106103 33,744 600,000 SHARES SOLE 600,000 NEXTEL COMMUNICATIONS INC CL A 65332V103 19,728 1,800,000 SHARES SOLE 1,800,000 OMNICARE INC Common 681904108 55,980 2,250,000 SHARES SOLE 2,250,000 OXFORD HEALTH PLANS INC Common 691471106 21,098 700,000 SHARES SOLE 700,000 PALM INC Common 696642107 567 146,262 SHARES SOLE 146,262 PROVIDENT FINL GROUP INC Common 743866105 1,314 50,000 SHARES SOLE 50,000 PRINCIPAL FINANCIAL GROUP INC Common 74251V102 2,400 100,000 SHARES SOLE 100,000 PFSWEB INC Common 717098107 234 275,811 SHARES SOLE 275,811 ROGERS COMMUNICATIONS INC CL B 775109200 22,680 1,350,000 SHARES SOLE 1,350,000 POLO RALPH LAUREN CORP CL A 731572103 9,770 365,100 SHARES SOLE 365,100 CABLEVISION SYS CORP CL A RAINB MED 12686C844 10,498 425,000 SHARES SOLE 425,000
Title Value Investment Other Voting Authority Name of Issuer Of Class Cusip (X $1,000) Shares SH/PRN Put/Call Discretion Managers Sole Shared None ROSS STORES INC Common 778296103 30,065 937,200 SHARES SOLE 937,200 SYNCOR INTL CORP DEL Common 87157J106 2,864 100,000 SHARES SOLE 100,000 SECURITY CAP GROUP INC CL B 81413P204 11,670 460,000 SHARES SOLE 460,000 SUN INTL HOTELS LTD ORD P8797T133 1,027 40,500 SHARES SOLE 40,500 SILICON VY BANCSHARES Common 827064106 1,337 50,000 SHARES SOLE 50,000 SCRIPPS E W CO OHIO CL A 811054204 7,920 120,000 SHARES SOLE 120,000 STRATOS LIGHTWAVE INC Common 863100103 217 35,352 SHARES SOLE 35,352 SAFEWAY INC Common New 786514208 6,263 150,000 SHARES SOLE 150,000 AT&T CORP Common 001957109 5,623 310,000 SHARES SOLE 310,000 TJX COS INC NEW Common 872540109 7,972 200,000 SHARES SOLE 200,000 TETRA TECH INC NEW Common 88162G103 996 50,000 SHARES SOLE 50,000 VIACOM INC CL A 925524100 22,075 500,000 SHARES SOLE 500,000 VENTANA MED SYS INC Common 92276H106 2,262 100,000 SHARES SOLE 100,000 VENTAS INC Common 92276F100 26,738 2,325,000 SHARES SOLE 2,325,000 WHOLE FOODS MKT INC Common 966837106 2,178 50,000 SHARES SOLE 50,000 STEWART W P & CO LTD Common G84922106 25,545 975,000 SHARES SOLE 975,000 FOOT LOCKER INC Common 344849104 14,085 900,000 SHARES SOLE 900,000
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