-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LhuyJciW05CjoRKdjAQOGyxWSYqEd3nLv/BmZLgX2ICFiV8HGmxm8UKkYG+QtlUN fjAl7LnXz8IECV7UU/yQhA== 0000943663-08-000320.txt : 20080509 0000943663-08-000320.hdr.sgml : 20080509 20080509165649 ACCESSION NUMBER: 0000943663-08-000320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW GENERATION ADVISERS INC CENTRAL INDEX KEY: 0001107211 IRS NUMBER: 043020600 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10779 FILM NUMBER: 08819384 BUSINESS ADDRESS: STREET 1: 225 FRIEND STREET SUITE 801 CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 6175739550 MAIL ADDRESS: STREET 1: 225 FRIEND STREET SUITE 801 CITY: BOSTON STATE: MA ZIP: 02114 13F-HR 1 ngaq10813fhr.txt FORM 13F FOR THE PERIOD ENDED MARCH 31, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ------------------ Check here if Amendment [ ]; Amendment Number: ------------------ This Amendment (check only one): [ ] is a restatement [ ] add new holdings entries Institutional Investment Manager Filing this Report: Name: New Generation Advisers, Inc. ----------------------------- Address: 225 Friend Street ----------------------------- Suite 801 ----------------------------- Boston, MA 02114 ----------------------------- Form 13F File Number: 28-10779 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: George Putnam, III ----------------------------- Title: President ----------------------------- Phone: 617.573.9550 ----------------------------- Signature, Place and Date of Signing: /s/ George Putnam, III Boston, MA May 9, 2008 ----------------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one) [X] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------- Form 13F Information Table Entry Total: 50 ---------------- Form 13F Information Table Value Total: 145,947 ---------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None. New Generation Advisers, Inc. March 31, 2008 Title of Value Investment Other Voting Voting Voting Name of Issuer Class CUSIP ($1,000) Shares Discretion Managers Sole Shared None - -------------- ------- ----- -------- ------ ---------- -------- ------ ------ ------ Acme Communications Common 004631107 1,555 769,796 Sole None 769,796 AMR Corporation Common 001765106 525 58,180 Sole None 58,180 Armstrong World Common 04247X102 3,371 94,519 Sole None 94,519 Avanex Common 05348W109 2,563 3,610,000 Sole None 3,610,000 Bookham Common 09856E105 2,685 1,960,200 Sole None 1,960,200 Brocade Communication Common 111621306 4,357 596,860 Sole None 596,860 Cal Dive International Common 12802T101 1,790 172,434 Sole None 172,434 Calpine Common 131347304 1,454 78,942 Sole None 78,942 Conexant Systems Common 207142100 3,139 5,413,639 Sole None 5,413,639 Continental Airlines Class B 210795308 1,001 52,075 Sole None 52,075 Covad Communications Common 222814204 685 700,100 Sole None 700,100 DDI Common 233162502 1,322 284,986 Sole None 284,986 Delta Air Lines Common 247361702 2,851 331,527 Sole None 331,527 Electroglas Common 285324109 1,421 980,139 Sole None 980,139 Exide Common 302051206 7,191 548,919 Sole None 548,919 Finisar Common 31787A101 4,769 3,726,000 Sole None 3,726,000 Fremont General Common 357288109 240 500,000 Sole None 500,000 Global Industries Common 379336100 1,596 99,175 Sole None 99,175 Goodyear Tire & Rubber Common 382550101 3,735 144,780 Sole None 144,780 Grey Wolf Common 397888108 2,437 359,415 Sole None 359,415 Harmonic Common 413160102 3,393 446,400 Sole None 446,400 Hayes Lemmerz Common 420781304 6,182 2,215,823 Sole None 2,215,823 iBasis Common 450732201 1,369 333,974 Sole None 333,974 International Coal Group Common 45928H106 4,856 764,707 Sole None 764,707 JDS Uniphase Common 46612J507 4,018 300,049 Sole None 300,049 Key Energy Common 492914106 5,106 380,450 Sole None 380,450 Kulicke and Soffa Common 501242101 2,163 452,600 Sole None 452,600 Luminent Mortgage Common 550278303 1,004 1,646,623 Sole None 1,646,623 MAIR Holding Common 560635104 1,384 364,147 Sole None 364,147 Mindspeed Technologies Common 602682106 1,428 2,974,800 Sole None 2,974,800 Newpark Resources Common 651718504 2,561 502,155 Sole None 502,155 Nortel Networks Common 656568508 3,000 448,428 Sole None 448,428 Northwest Airlines Common 667280408 3,594 399,833 Sole None 399,833 Owens Corning Common 690742101 2,220 122,472 Sole None 122,472 Parker Drilling Common 701081101 1,584 245,275 Sole None 245,275 Portland General Common 736508847 3,451 153,056 Sole None 153,056 Revlon Class A 761525500 1,414 1,442,632 Sole None 1,442,632 Six Flags Common 83001P109 70 42,750 Sole None 42,750 Solutia Common 834376501 19,906 1,421,881 Sole None 1,421,881 Sun-Times Media Group Common 86688Q100 1,057 1,468,000 Sole None 1,468,000 Tellabs Common 879664100 4,004 734,660 Sole None 734,660 Terrestar Common 881451108 1,376 281,882 Sole None 281,882 Time Warner Class A 88732J108 3,522 141,009 Sole None 141,009 UAL Common 902549807 23 1,085 Sole None 1,085 USG Common 903293405 3,507 95,242 Sole None 95,242 U.S. Airways Group Common 90341W108 229 25,722 Sole None 25,722 Visteon Common 92839U107 5,277 1,403,450 Sole None 1,403,450 Vonage Common 92886T201 4,476 2,419,630 Sole None 2,419,630 Zhone Technologies Common 98950P108 3,572 3,644,744 Sole None 3,644,744 Zilog Inc. Common 989524301 1,510 431,333 Sole None 431,333 ------- 145,947
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