-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyfifN7Ia2bakMCwEMBYYLxFSrFfpsxjNr3nUAixMtC9+qopjIm6bFH1LibdVNIG eKcWgeMBKoD7W9d4VveUzA== 0000899078-02-000620.txt : 20021031 0000899078-02-000620.hdr.sgml : 20021031 20021031165317 ACCESSION NUMBER: 0000899078-02-000620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021029 FILED AS OF DATE: 20021031 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PROBEX CORP CENTRAL INDEX KEY: 0000845880 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 330294243 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15567 FILM NUMBER: 02805324 BUSINESS ADDRESS: STREET 1: 1467 LEMAY STREET 2: SUITE 111 CITY: CARROLLTON STATE: TX ZIP: 75007 BUSINESS PHONE: 9724661555 MAIL ADDRESS: STREET 1: 1467 LEMAY STREET 2: SUITE 111 CITY: CARROLLTON STATE: TX ZIP: 75007 FORMER COMPANY: FORMER CONFORMED NAME: CONQUEST VENTURES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: PLASKETT THOMAS G CENTRAL INDEX KEY: 0001107197 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3911 FOX GLEN DRIVE CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 9726500829 MAIL ADDRESS: STREET 1: 3911 FOX GLEN DRIVE CITY: IRVING STATE: TX ZIP: 75062 4 1 oct312002-form4.txt FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if OMB APPROVAL no longer subject OMB Number 3235-0287 to Section 16. Form 4 Expires: January 31,2005 or Form 5 obligations Estimated ave. burden may continue. See hours per response...0.5 instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act 1940
- ---------------------------------------------------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker or Trading Symbol 6.Relationship of Reporting Reporting Person* Person(s) to Issuer Probex Corp. (PRB) (check all applicable) ---------------------------------------------- Plaskett Thomas G. 3. I.R.S. Identification 4. Statement for X Director 10% Owner - --------------------------------------- Number of Reporting Month/Day/Year --- --- (Last) (First) (MI) Person, if an entity Officer Other (Voluntary) 10/29/02 --- (give title --- (specify 5215 N. O'Connor Road, Suite 1070 ----------------- below) below) - ---------------------------------------- ------------------------- 5. If Amendment, (Street) Date of Original ----------------------------------- Irving TX 75039 (Month/Day/Year) 7.Individual or Joint/Group - ---------------------------------------- Filing (Check Applicable (City) (State) (Zip) ------------------- Line) X Form filed by One Reporting Person --- Form filed by More than One --- Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Transaction 2A. 3. Transaction 4. Security Acquired (A) 5. Amount of 6. Owner 7. Nature of (Instr.3) Date Deemed Code or Disposed of (D) Securities ship Indirect (Month/ Execution (Instr.8) (Inst.3, 4 & 5) Beneficially Form: Beneficial Day/Yr) Date, if ----------------------------------------- Owned Direct Owner- any Following (D) or Ship (Month/ Reported Indirect Day/ (A) Transaction(s) (I) Year) or (Instr. 3 and 4) (Instr. 4) (Instr. 4) Code V Amount (D) Price - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ---------- - ---------------------- -------------- --------- ----- ----- ----------- ---- ------ -------------- ---------- ----------
Page 1 Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ------------------------------------------------------------------------------------------------------------------------ Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conversion 3. Transaction 3A. Deemed 4. Transaction 5. Number of Deriv- Derivative or Exercise Date (Month Execution Code ative Securities Ac- Security Price of (Day/Year) Date, if (Instr. 8) quired (A) or Dis- (Instr.3) Derivative any posed of (D) Security (Month/ (Instr. 3,4, and 5) Day/Year) Code V (A) (D) Stock Option (right to buy) $0.70 10/29/02 A 25,000 - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ---------- - ------------------------------- ------------ ----------- ------------ ----- ---- ---------- ----------
6. Date Exercisable 7. Title & Amount of 8. Price 9. Number 10. Owner- 11. Nature & Expiration Date Underlying Securities of Deriv- of Deriv- ship of (Mon./Day/Year) (Inst. 3 & 4) ative ative Form of Indirect Secur- Secur- Deriv- Benefi- ity ities ative cial (Instr. 5) Bene- Security: Owner- ficially (D) or ship Owned Indirect (Instr. 4) Follow- (I) ing (Instr. 4) Reported Trans- action(s) (Instr. 4) - --------------------------------------------------------------------------------------------------------------------------------- Date Expira- Title Amount or number Exer- tion of Shares cisable Date 10/29/02 10/28/12 Common Stock 25,000 (1) 25,000 D - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ---------- - ----------- -------------- --------------- ------------- ---------- ----------- ------------ ----------
Explanation of Responses: (1) Granted for services rendered as a director of the Issuer for calendar year 2002.
/s/ Thomas G. Plaskett 10/31/02 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
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