0001140361-17-014423.txt : 20170403
0001140361-17-014423.hdr.sgml : 20170403
20170403170622
ACCESSION NUMBER: 0001140361-17-014423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170330
FILED AS OF DATE: 20170403
DATE AS OF CHANGE: 20170403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc.
CENTRAL INDEX KEY: 0001572552
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 461047971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: 510-456-3805
MAIL ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICCIARDI NATALE S
CENTRAL INDEX KEY: 0001107158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36646
FILM NUMBER: 17735092
MAIL ADDRESS:
STREET 1: C/O MORRIS COMMUNICATIONS CORP
STREET 2: 725 BROAD ST.
CITY: AUGUSTA
STATE: GA
ZIP: 30903
FORMER NAME:
FORMER CONFORMED NAME: RICCARDI NATALE S
DATE OF NAME CHANGE: 20000216
4
1
form4.xml
FORM 4
X0306
4
2017-03-30
0001572552
Asterias Biotherapeutics, Inc.
AST
0001107158
RICCIARDI NATALE S
6300 DUMBARTON CIRCLE
FREMONT
CA
94555
true
Stock Options
3.45
2017-03-30
4
A
0
20000
0
A
2017-03-30
2017-03-29
Common Stock
20000
20000
D
The stock options vest over four equal quarterly installments beginning on March 31, 2017, contingent upon continued service on the Board of Directors.
/s/ Natale S. Ricciardi
2017-04-03