0001140361-14-045999.txt : 20141219
0001140361-14-045999.hdr.sgml : 20141219
20141219175550
ACCESSION NUMBER: 0001140361-14-045999
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140623
FILED AS OF DATE: 20141219
DATE AS OF CHANGE: 20141219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP
CENTRAL INDEX KEY: 0001319869
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: Tortoise MLP Investment CORP
DATE OF NAME CHANGE: 20050304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTE DAVID J
CENTRAL INDEX KEY: 0001107140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21725
FILM NUMBER: 141300897
MAIL ADDRESS:
STREET 1: 233 WEST 47TH ST.
CITY: KANSAS CITY
STATE: MO
ZIP: 64112
4
1
doc1.xml
FORM 4
X0306
4
2014-06-23
0
0001319869
TORTOISE ENERGY CAPITAL CORP
TYY
0001107140
SCHULTE DAVID J
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
0
1
0
0
Senior Vice President
Common Shares
2014-06-23
4
J
0
1317
D
0
D
Common Shares
2014-06-23
4
J
0
200
D
0
I
By spouse as custodian of children's accounts.
Disposed of pursuant to an agreement and plan of merger between Tortoise Energy Capital Corporation ("TYY") and Tortoise Energy Infrastructure Corporation ("TYG") in exchange for 986 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
Disposed of pursuant to an agreement and plan of merger between TYY and TYG in exchange for 148 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
David J. Schulte
2014-12-19