0001140361-14-045999.txt : 20141219 0001140361-14-045999.hdr.sgml : 20141219 20141219175550 ACCESSION NUMBER: 0001140361-14-045999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140623 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE DAVID J CENTRAL INDEX KEY: 0001107140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 141300897 MAIL ADDRESS: STREET 1: 233 WEST 47TH ST. CITY: KANSAS CITY STATE: MO ZIP: 64112 4 1 doc1.xml FORM 4 X0306 4 2014-06-23 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0001107140 SCHULTE DAVID J 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 1 0 0 Senior Vice President Common Shares 2014-06-23 4 J 0 1317 D 0 D Common Shares 2014-06-23 4 J 0 200 D 0 I By spouse as custodian of children's accounts. Disposed of pursuant to an agreement and plan of merger between Tortoise Energy Capital Corporation ("TYY") and Tortoise Energy Infrastructure Corporation ("TYG") in exchange for 986 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46. Disposed of pursuant to an agreement and plan of merger between TYY and TYG in exchange for 148 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46. David J. Schulte 2014-12-19