-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdzrmQf7PS7iqh6Up+XpaS/UZKY0kTuDCPNzo0In2Z6fnh5OBPV2lE7A/LXsco0s RWAoAgSEFCoNs8VFIj9Ayw== 0000950123-02-011364.txt : 20021126 0000950123-02-011364.hdr.sgml : 20021126 20021126170850 ACCESSION NUMBER: 0000950123-02-011364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021122 FILED AS OF DATE: 20021126 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CLICK COMMERCE INC CENTRAL INDEX KEY: 0001107050 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364088644 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30881 FILM NUMBER: 02841452 BUSINESS ADDRESS: STREET 1: 200 E. RANDOLPH DR. STREET 2: SUITE 4900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3123773110 MAIL ADDRESS: STREET 1: 200 E. RANDOLPH DR. STREET 2: SUITE 4900 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MURDOCK JERRY CENTRAL INDEX KEY: 0001167884 RELATIONSHIP: OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: INSIGHT CAPITAL PARTNERS STREET 2: 680 FIFTH AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122309200 MAIL ADDRESS: STREET 1: INSIGNT CAPITAL PARTNERS STREET 2: 680 FIFTH AVE 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 y66005be4.htm STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).

1. Name and Address of Reporting
Person*
2. Issuer Name and Ticker or Trading
Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Jerry Murdock
(Last) (First) (Middle)
  Click Commerce, Inc. (CKCM)
 
     
  c/o Insight Venture Partners
680 Fifth Avenue, 9th Floor

(Street)
4. Statement for Month/Day/Year 5. If Amendment, Date of Original (Month/Day/Year)
    November 22, 2002
 
     
    6. Relationship of Reporting Person(s)
to Issuer
(Check All Applicable)
7. Individual or Joint/Group Filing
(Check Applicable Line)
  New York, NY 10019
(City)        (State)        (Zip)
  x  Director x  10% Owner   x Form Filed by One Reporting Person
    o  Officer (give title below)   o Form Filed by More than One Reporting Person
    o  Other (specify below)  
     
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).


 

                                               

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction
Date

(Month/Day/Year)
2A. Deemed Execution
Date, if any

(Month/Day/Year)
3. Transaction
Code

(Instr. 8)
4. Securities Acquired (A) or
Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Sec-
urities Beneficially
Owned Following
Reported Trans-
action(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price          

  Common Stock     (1)   P             45,183     D  

  Common Stock   11/22/02     P     17,700   A   $1.78     1,423,084     I   (2)

                         

                         

                         

                         

                         

                         

                         

                         

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3A.  Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Stock Option (Right to Buy)     $3.90     5/9/02      

  Stock Option (Right to Buy)     $73.90     5/16/01      

  Stock Option (Right to Buy)     $50.00     6/27/00      

               

               

               

               

               

               

               

               

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Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative Securities
Beneficially Owned Following
Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or
Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  11/09/02 05/09/12   Common Stock 2,000           2,000     I   (2)

  11/16/01 05/16/11   Common Stock 2,000           2,000     I   (2)

  12/27/00 06/27/10   Common Stock 2,000           2,000     I   (2)

                   

                   

                   

                   

                   

                   

                   

                   

Explanation of Responses:

1. The amount listed reflects the purchase by Mr. Murdock of shares of common stock of the Issuer on February 5, 2002 (49,000 shares at a price of $2.2061 per share), February 6, 2002 (45,000 shares at a price of $2.3356 per share) and February 7, 2002 (1,000 shares at a price of $2.18 per share), July 24, 2001 (60,714 shares at a price of $6.45 per share, 10,714 shares at a price of $6.60 per share, and 3,572 shares at a price of $6.50 per share), June 27, 2000 (8,300 shares at a price of $16.1822 per share) and 47,619 shares at a price of $5.25 per share, purchased prior to the Initial Public Offering. On September 5, 2002 the Issuer completed a 1:5 revise stock split, the share numbers and purchase prices listed in this footnote have not been adjusted to reflect the subsequent reverse stock split.

2. The amount listed reflects the beneficial ownership of the Issuer's securities by Insight Capital Partners III L.P., a Delaware limited partnership, Insight Capital Partners (Cayman) III, L.P., a Cayman Islands limited partnership, and Insight Capital Partners III (Co-Investors), L.P., a Delaware limited partnership, (a) all of which may be deemed attributable to Insight Venture Associates III, LLC because Insight Venture Associates III, LLC is the sole general partner of each of Insight Capital Partners III, L.P., Insight Capital Partners (Cayman) III, L.P. and Insight Capital Partners III (Co-Investors), L.P. and (b) a portion of which is attributable to Mr. Murdock because he is a managing member of Insight Venture Associates III, LLC. Mr. Murdock disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, which may not be readily determinable. Mr. Murdock also acts as a director of the Issuer, and as such he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, if any, which may not be readily determinable. Mr. Murdock has assigned all of his rights to the shares of common stock and options to purchase shares of common stock to Insight Capital Partners III L.P., Insight Capital Partners (Cayman) III, L.P., and Insight Capital Partners III (Co-Investors), L.P.

/s/ Jerry Murdock
Name: Jerry Murdock
Title: Managing Member,
Insight Venture Associates III, LLC
**Signature of Reporting Person
  11/26/02
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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