0001012975-14-000121.txt : 20140227
0001012975-14-000121.hdr.sgml : 20140227
20140227172527
ACCESSION NUMBER: 0001012975-14-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140225
FILED AS OF DATE: 20140227
DATE AS OF CHANGE: 20140227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENANTA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001177648
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 ARSENAL STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617 607 0800
MAIL ADDRESS:
STREET 1: 500 ARSENAL STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUHSLER HELMUT
CENTRAL INDEX KEY: 0001133921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650317
MAIL ADDRESS:
STREET 1: C/O TVM TECHNO VENTURE MANAGEMENT
STREET 2: MAXIMILLIANSTR. 35, ENTRACE C D-
CITY: MUNICH
STATE: 2M
ZIP: 80539
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fischer Stefan
CENTRAL INDEX KEY: 0001398596
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650319
MAIL ADDRESS:
STREET 1: MAXIMILIANSTRASSE 35/EINGANG C
CITY: MUNCHEN
STATE: 2M
ZIP: 80539
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birner Hubert
CENTRAL INDEX KEY: 0001398598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650320
MAIL ADDRESS:
STREET 1: MAXIMILIANSTRASSE 35/EINGANG C
CITY: MUNCHEN
STATE: 2M
ZIP: 80539
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVM Capital GmbH
CENTRAL INDEX KEY: 0001342939
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650321
BUSINESS ADDRESS:
STREET 1: MAXIMILLIANSTRASSE 35/EINGANG C
CITY: MUNCHEN
STATE: 2M
ZIP: 80539
BUSINESS PHONE: 617-345-9320
MAIL ADDRESS:
STREET 1: MAXIMILLIANSTRASSE 35/EINGANG C
CITY: MUNCHEN
STATE: 2M
ZIP: 80539
FORMER NAME:
FORMER CONFORMED NAME: TVM Techno Venture Management GmbH
DATE OF NAME CHANGE: 20051031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVM IV Management GmbH & Co. KG
CENTRAL INDEX KEY: 0001342940
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650323
BUSINESS ADDRESS:
STREET 1: 101 ARCH STREET
STREET 2: SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 617-345-9320
MAIL ADDRESS:
STREET 1: 101 ARCH STREET
STREET 2: SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVM V Life Science Ventures Management GmbH & Co. KG
CENTRAL INDEX KEY: 0001342938
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650325
BUSINESS ADDRESS:
STREET 1: 101 ARCH STREET
STREET 2: SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02210
BUSINESS PHONE: 617-345-9320
MAIL ADDRESS:
STREET 1: 101 ARCH STREET
STREET 2: SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVM V LIFE SCIENCE VENTURES GMBH & CO KG
CENTRAL INDEX KEY: 0001183073
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650326
BUSINESS ADDRESS:
STREET 1: C/O TVM CAPITAL CORP
STREET 2: 101 ARCH STREET SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-345-9320
MAIL ADDRESS:
STREET 1: C/O TVM CAPITAL CORP
STREET 2: 101 ARCH STREET SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVM MEDICAL VENTURES GMBH & CO KG
CENTRAL INDEX KEY: 0001133935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650322
BUSINESS ADDRESS:
STREET 1: C/O TVM TECHNO VENTURE MANAGENT
STREET 2: MAXIMILIANSTR. 35, ENTRANCE C D-80539
CITY: MUNICH
STATE: 2M
ZIP: 80539
BUSINESS PHONE: 617-345-9320
MAIL ADDRESS:
STREET 1: C/O TVM TECHNO VENTURE MANAGEMENT
STREET 2: MAXIMILLIANSTR. 35, ENTRANCE C D-80539
CITY: MUNICH
STATE: 2M
ZIP: 80539
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goll Alexandra
CENTRAL INDEX KEY: 0001397372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650318
MAIL ADDRESS:
STREET 1: 101 ARCH STREET
STREET 2: SUITE 1950
CITY: BOSTON
STATE: MA
ZIP: 02110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVM IV GMBH & CO KG
CENTRAL INDEX KEY: 0001106929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35839
FILM NUMBER: 14650324
BUSINESS ADDRESS:
STREET 1: C/O TVM CAPITAL CORP
STREET 2: 101 ARCH ST STE 1950
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-345-9320
MAIL ADDRESS:
STREET 1: C/O TVM CAPITAL CORP
STREET 2: 101 ARCH ST STE 1950
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-02-25
0001177648
ENANTA PHARMACEUTICALS INC
ENTA
0001183073
TVM V LIFE SCIENCE VENTURES GMBH & CO KG
C/O TVM CAPITAL CROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001342938
TVM V Life Science Ventures Management GmbH & Co. KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001106929
TVM IV GMBH & CO KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001342940
TVM IV Management GmbH & Co. KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001133935
TVM MEDICAL VENTURES GMBH & CO KG
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001342939
TVM Capital GmbH
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001398598
Birner Hubert
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001398596
Fischer Stefan
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001397372
Goll Alexandra
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
0001133921
SCHUHSLER HELMUT
C/O TVM CAPITAL GROUP
OTTOSTRASSE 4
MUNICH
2M
80333
GERMANY
0
0
1
0
Common Stock
2014-02-25
4
S
0
27297
38.9189
D
361320
D
Common Stock
2014-02-25
4
S
0
36478
38.9189
D
482872
D
Common Stock
2014-02-25
4
S
0
112826
38.9189
D
1493446
D
Common Stock
2014-02-26
4
S
0
8283
39.9308
D
353037
D
Common Stock
2014-02-26
4
S
0
11069
39.9308
D
471803
D
Common Stock
2014-02-26
4
S
0
34237
39.9308
D
1459209
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.44, inclusive. Each Reporting Person undertakes to provide to Enanta Pharmaceuticals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are directly held by TVM Medical Ventures GmbH & Co. KG ("Medical Ventures"), the general partner of which is TVM Capital GmbH ("TVM Capital"), for which Alexandra Goll ("Goll") and Helmut Schuhsler ("Schuhsler"), each members of the investment committee of TVM Capital, share voting and investment authority over the shares held by Medical Ventures with the other members of the investment committee. Each of TVM Capital, Goll and Schuhsler disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
The shares are directly held by TVM IV GmbH & Co. KG ("TVM IV"), the managing limited partner of which is TVM IV Management GmbH & Co. KG ("TVM IV Management"), for which Goll and Schuhsler, each members of the investment committee of TVM IV Management, share voting and investment authority over the shares held by TVM IV with the other members of the investment committee. Each of TVM IV Management, Goll and Schuhsler disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
The shares are directly held by TVM V Life Science Ventures GmbH & Co. KG ("TVM V"), the managing limited partner of which is TVM V Life Science Ventures Management GmbH & Co. KG ("TVM V Management"), for which Hubert Birner ("Birner"), Stefan Fischer ("Fischer"), Goll and Schuhsler, each members of the investment committee of TVM V Management, share voting and investment authority over the shares held by TVM V. Each of TVM V Management, Birner, Fischer, Goll and Schuhsler disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.25, inclusive. Each Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG, managing limited partner of TVM V Life Science Ventures GmbH & Co. KG
2014-02-27
/s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG
2014-02-27
/s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG, managing limited partner of TVM IV GmbH & Co. KG
2014-02-27
/s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG
2014-02-27
/s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH, general partner of TVM Medical Ventures GmbH & Co. KG
2014-02-27
/s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH
2014-02-27
/s/ Rolf Starck by power of Attorney for Hubert Birner
2014-02-27
/s/ Rolf Starck by power of Attorney for Stefan Fischer
2014-02-27
/s/ Rolf Starck by power of Attorney for Alexandra Goll
2014-02-27
/s/ Rolf Starck by power of Attorney for Helmut Schuhsler
2014-02-27