0001012975-14-000121.txt : 20140227 0001012975-14-000121.hdr.sgml : 20140227 20140227172527 ACCESSION NUMBER: 0001012975-14-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140225 FILED AS OF DATE: 20140227 DATE AS OF CHANGE: 20140227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENANTA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001177648 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617 607 0800 MAIL ADDRESS: STREET 1: 500 ARSENAL STREET CITY: WATERTOWN STATE: MA ZIP: 02472 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUHSLER HELMUT CENTRAL INDEX KEY: 0001133921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650317 MAIL ADDRESS: STREET 1: C/O TVM TECHNO VENTURE MANAGEMENT STREET 2: MAXIMILLIANSTR. 35, ENTRACE C D- CITY: MUNICH STATE: 2M ZIP: 80539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fischer Stefan CENTRAL INDEX KEY: 0001398596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650319 MAIL ADDRESS: STREET 1: MAXIMILIANSTRASSE 35/EINGANG C CITY: MUNCHEN STATE: 2M ZIP: 80539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birner Hubert CENTRAL INDEX KEY: 0001398598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650320 MAIL ADDRESS: STREET 1: MAXIMILIANSTRASSE 35/EINGANG C CITY: MUNCHEN STATE: 2M ZIP: 80539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVM Capital GmbH CENTRAL INDEX KEY: 0001342939 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650321 BUSINESS ADDRESS: STREET 1: MAXIMILLIANSTRASSE 35/EINGANG C CITY: MUNCHEN STATE: 2M ZIP: 80539 BUSINESS PHONE: 617-345-9320 MAIL ADDRESS: STREET 1: MAXIMILLIANSTRASSE 35/EINGANG C CITY: MUNCHEN STATE: 2M ZIP: 80539 FORMER NAME: FORMER CONFORMED NAME: TVM Techno Venture Management GmbH DATE OF NAME CHANGE: 20051031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVM IV Management GmbH & Co. KG CENTRAL INDEX KEY: 0001342940 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650323 BUSINESS ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-345-9320 MAIL ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVM V Life Science Ventures Management GmbH & Co. KG CENTRAL INDEX KEY: 0001342938 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650325 BUSINESS ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-345-9320 MAIL ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVM V LIFE SCIENCE VENTURES GMBH & CO KG CENTRAL INDEX KEY: 0001183073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650326 BUSINESS ADDRESS: STREET 1: C/O TVM CAPITAL CORP STREET 2: 101 ARCH STREET SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-345-9320 MAIL ADDRESS: STREET 1: C/O TVM CAPITAL CORP STREET 2: 101 ARCH STREET SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVM MEDICAL VENTURES GMBH & CO KG CENTRAL INDEX KEY: 0001133935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650322 BUSINESS ADDRESS: STREET 1: C/O TVM TECHNO VENTURE MANAGENT STREET 2: MAXIMILIANSTR. 35, ENTRANCE C D-80539 CITY: MUNICH STATE: 2M ZIP: 80539 BUSINESS PHONE: 617-345-9320 MAIL ADDRESS: STREET 1: C/O TVM TECHNO VENTURE MANAGEMENT STREET 2: MAXIMILLIANSTR. 35, ENTRANCE C D-80539 CITY: MUNICH STATE: 2M ZIP: 80539 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goll Alexandra CENTRAL INDEX KEY: 0001397372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650318 MAIL ADDRESS: STREET 1: 101 ARCH STREET STREET 2: SUITE 1950 CITY: BOSTON STATE: MA ZIP: 02110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVM IV GMBH & CO KG CENTRAL INDEX KEY: 0001106929 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35839 FILM NUMBER: 14650324 BUSINESS ADDRESS: STREET 1: C/O TVM CAPITAL CORP STREET 2: 101 ARCH ST STE 1950 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-345-9320 MAIL ADDRESS: STREET 1: C/O TVM CAPITAL CORP STREET 2: 101 ARCH ST STE 1950 CITY: BOSTON STATE: MA ZIP: 02110 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-25 0001177648 ENANTA PHARMACEUTICALS INC ENTA 0001183073 TVM V LIFE SCIENCE VENTURES GMBH & CO KG C/O TVM CAPITAL CROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001342938 TVM V Life Science Ventures Management GmbH & Co. KG C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001106929 TVM IV GMBH & CO KG C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001342940 TVM IV Management GmbH & Co. KG C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001133935 TVM MEDICAL VENTURES GMBH & CO KG C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001342939 TVM Capital GmbH C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001398598 Birner Hubert C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001398596 Fischer Stefan C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001397372 Goll Alexandra C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 0001133921 SCHUHSLER HELMUT C/O TVM CAPITAL GROUP OTTOSTRASSE 4 MUNICH 2M 80333 GERMANY 0 0 1 0 Common Stock 2014-02-25 4 S 0 27297 38.9189 D 361320 D Common Stock 2014-02-25 4 S 0 36478 38.9189 D 482872 D Common Stock 2014-02-25 4 S 0 112826 38.9189 D 1493446 D Common Stock 2014-02-26 4 S 0 8283 39.9308 D 353037 D Common Stock 2014-02-26 4 S 0 11069 39.9308 D 471803 D Common Stock 2014-02-26 4 S 0 34237 39.9308 D 1459209 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.44, inclusive. Each Reporting Person undertakes to provide to Enanta Pharmaceuticals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The shares are directly held by TVM Medical Ventures GmbH & Co. KG ("Medical Ventures"), the general partner of which is TVM Capital GmbH ("TVM Capital"), for which Alexandra Goll ("Goll") and Helmut Schuhsler ("Schuhsler"), each members of the investment committee of TVM Capital, share voting and investment authority over the shares held by Medical Ventures with the other members of the investment committee. Each of TVM Capital, Goll and Schuhsler disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. The shares are directly held by TVM IV GmbH & Co. KG ("TVM IV"), the managing limited partner of which is TVM IV Management GmbH & Co. KG ("TVM IV Management"), for which Goll and Schuhsler, each members of the investment committee of TVM IV Management, share voting and investment authority over the shares held by TVM IV with the other members of the investment committee. Each of TVM IV Management, Goll and Schuhsler disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. The shares are directly held by TVM V Life Science Ventures GmbH & Co. KG ("TVM V"), the managing limited partner of which is TVM V Life Science Ventures Management GmbH & Co. KG ("TVM V Management"), for which Hubert Birner ("Birner"), Stefan Fischer ("Fischer"), Goll and Schuhsler, each members of the investment committee of TVM V Management, share voting and investment authority over the shares held by TVM V. Each of TVM V Management, Birner, Fischer, Goll and Schuhsler disclaims beneficial ownership of these shares except to the extent of their pecuniary interest therein, if any. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.80 to $39.25, inclusive. Each Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG, managing limited partner of TVM V Life Science Ventures GmbH & Co. KG 2014-02-27 /s/ Josef Moosholzer, Managing Limited Partner of TVM V Life Science Ventures Management GmbH & Co. KG 2014-02-27 /s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG, managing limited partner of TVM IV GmbH & Co. KG 2014-02-27 /s/ Josef Moosholzer, Managing Limited Partner of TVM IV Mangement GmbH & Co. KG 2014-02-27 /s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH, general partner of TVM Medical Ventures GmbH & Co. KG 2014-02-27 /s/ Josef Moosholzer, Managing Limited Partner of TVM Capital GmbH 2014-02-27 /s/ Rolf Starck by power of Attorney for Hubert Birner 2014-02-27 /s/ Rolf Starck by power of Attorney for Stefan Fischer 2014-02-27 /s/ Rolf Starck by power of Attorney for Alexandra Goll 2014-02-27 /s/ Rolf Starck by power of Attorney for Helmut Schuhsler 2014-02-27