0000950142-22-000129.txt : 20220103 0000950142-22-000129.hdr.sgml : 20220103 20220103205826 ACCESSION NUMBER: 0000950142-22-000129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JOSHUA CENTRAL INDEX KEY: 0001106636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 22503769 MAIL ADDRESS: STREET 1: 600 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Asset Management, Inc. CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Apollo Global Management, Inc. DATE OF NAME CHANGE: 20190905 FORMER COMPANY: FORMER CONFORMED NAME: Apollo Global Management LLC DATE OF NAME CHANGE: 20070904 4 1 es210213135_4-aamharris.xml OWNERSHIP DOCUMENT X0306 4 2021-12-31 1 0001411494 Apollo Asset Management, Inc. APO 0001106636 HARRIS JOSHUA C/O APOLLO GLOBAL MANAGEMENT, INC. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 0 1 0 Class A Common Stock 2022-01-01 4 D 0 1350000 D 0 D Class A Common Stock 2022-01-01 4 D 0 1800000 D 0 I See footnote Apollo Operating Group unit 2021-12-31 4 D 0 33756328 D Class A Common Stock 0 I See footnote On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM MergerSub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers"). (Continued in Footnote 2) (Continued from Footnote 1) On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. By MJH Partners II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. Prior to the Mergers, each Apollo Operating Group ("AOG") unit represented a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black, and Marc Rowan, as amended (the "Agreement Among Principals") and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the AGM, AP Professional Holdings and the other parties thereto (the "Seventh A&R Exchange Agreement"). The AOG units were fully vested as of December 31, 2011 and do not expire. In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, L.P., BRH Holdings, L.P. and the other parties thereto, the reporting person (a) sold and transferred on December 31, 2021, to APO Corp., a wholly-owned consolidated subsidiary of AGM, a portion of his AOG Units in exchange for an amount equal to $3.66 multiplied by 33,756,328, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently w ith the consummation of the Mergers, the remainder of his AOG units for 33,756,328 shares of common stock of Holdings. /s/ Evan Zemsky, attorney-in-fact 2022-01-03