0000950142-18-000335.txt : 20180207 0000950142-18-000335.hdr.sgml : 20180207 20180207162247 ACCESSION NUMBER: 0000950142-18-000335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180205 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JOSHUA CENTRAL INDEX KEY: 0001106636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 18581407 MAIL ADDRESS: STREET 1: 600 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 4 1 es1800222_4-apo.xml OWNERSHIP DOCUMENT X0306 4 2018-02-05 0 0001411494 Apollo Global Management LLC APO 0001106636 HARRIS JOSHUA C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 1 1 0 Senior Managing Director Class A shares 2018-02-05 4 M 0 5000000 A 5000000 I See footnote Class A shares 2018-02-05 4 S 0 4500000 34.00 D 500000 I See footnote Apollo Operating Group units 2018-02-05 4 M 0 5000000 D Class A shares 5000000 0 I See footnote Apollo Operating Group units Class A shares 48432643 I See footnote Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement"). By MJH Investments LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. The AOG units were fully vested as of December 31, 2011 and do not expire. Pursuant to Instruction 4(c)(iii), this response has been left blank. By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds approximately 91% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement. Exhibit 24: Confirming Statement /s/ Carlos Rodrigues, attorney-in-fact 2018-02-07 EX-24 2 es1800222_ex24.htm EXHIBIT 24

EXHIBIT 24

Confirming Statement

This statement confirms that the undersigned, Joshua Harris, has authorized and designated Carlos Rodrigues to execute and file on the undersigned’s behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned’s ownership of or transactions in securities of Apollo Global Management, LLC. The authority of Carlos Rodrigues under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to his ownership of or transactions in securities of Apollo Global Management, LLC, unless earlier revoked in writing. The undersigned acknowledges that Carlos Rodrigues is not assuming any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.

Date: February 5, 2018

	/s/ Joshua Harris
	Joshua Harris