EX-99.1 2 v198322_ex99-1.htm Unassociated Document
JPMP BHCA/Kraton Performance Polymers, Inc. - Exhibit 99.1

(1) This Form 4 is being filed by (i) J.P. Morgan Partners (BHCA), L.P. (“JPMP BHCA”), (ii) J.P. Morgan Partners Global Investors, L.P. (“J.P.Morgan Global”), (iii) JPMP Global Fund/Kraton A, L.P. (“JPMP Kraton A”), (iv) J.P. Morgan Partners Global Investors (Cayman), L.P. (“JPMP Cayman”), (v) J.P. Morgan Partners Global Investors (Cayman) II, L.P. (“JPMP Cayman II”), (vi) JPMP Global Fund/Kraton, L.P. (“JPMP Kraton”), (vii) J.P. Morgan Partners Global Investors (Selldown), L.P. (“JPMP Selldown”), (viii) JPMP Global Fund/Kraton/Selldown, L.P. (“JPMP Kraton Selldown”), (ix) J.P. Morgan Partners Global Investors (Selldown) II, L.P. (“JPMP Selldown II”), (x) JPMP Global Fund/Kraton/Selldown II, L.P. (“JPMP Kraton Selldown II”, and together with J.P. Morgan Global, JPMP Kraton A, JPMP Cayman, JPMP Cayman II, JPMP Kraton, JPMP Selldown, JPMP Kraton Selldown, and JPMP Selldown II, the “Global Funds”), (xi) JPMP Master Fund Manager, L.P. (“JPMP MFM”), the general partner of JPMP BHCA, (xii) JPMP Global Investors, L.P.(“JPMP Global”), the general partner of the Global Funds, and (xiii) JPMP Capital Corp. (“JPMP Capital”, and together with JPMP BHCA, the Global Funds, JPMP MFM and JPMP Global, the “Reporting Persons”), the general partner of JPMP MFM and JPMP Global.  Each of JPMP Global and JPMP Capital may be deemed, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) to beneficially own the shares held by the Global Funds.  Each of JPMP MFM and JPMP Capital may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own the shares held by JPMP BHCA. The amount shown represents the beneficial ownership of the shares of common stock of Kraton Performance Polymers, Inc. held by the Reporting Persons.
 

JPMP BHCA/Kraton Performance Polymers, Inc. - Exhibit 99.1

 
 
Name and Address of Reporting Person(1)
 
 
Designated Reporter(1)
 
 
Date of Event Requiring Statement
 
 
Issuer Name, Ticker
or Trading Symbol
 
 
Title and Amount of
Security
Title of Derivative Securities and Title and Amount of Securities Underlying Derivative Securities
 
Ownership Form:
Direct (D) or
Indirect (I)
 
Nature of Indirect
Beneficial Ownership
 
Disclaims
Pecuniary Interest
J.P. Morgan Partners Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 3
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Fund/Kraton A,  L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 4
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Cayman), L.P.
c/o  Walkers SPV Limited
PO Box 908 GT, Walker House
George Town, Grand Cayman
Cayman Islands
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 5
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Cayman) II, L.P.
c/o  Walkers SPV Limited
PO Box 908 GT, Walker House
George Town, Grand Cayman
Cayman Islands
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 6
Not Applicable
D
Not Applicable
  
JPMP Global Fund/Kraton, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 7
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Selldown), L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 8
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Fund/Kraton/Selldown, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 9
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Selldown) II, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 10
Not Applicable
D
Not Applicable
  
JPMP Global Fund/Kraton/Selldown II, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 11
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners (BHCA) L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 2
Not Applicable
D
Not Applicable
  
JPMP Master Fund Manager, L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, NY 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 2
Not Applicable
I
See Explanatory
Note 1 below
No
JPMP Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Rows 3-11
Not Applicable
I
See Explanatory Note 2 below
No
JPMP Capital Corp.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, NY 10017
J.P. Morgan Partners (BHCA), L.P.
October 4, 2010
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 1
Not Applicable
I
See
Explanatory Note 3 below
No

 
Explanatory Note:
 
(1) The amount shown in Table I in row 2 represents the beneficial ownership of the Issuer’s securities held by JPMP BHCA, a portion of which may be attributable to JPMP MFM because it is the sole general partner of JPMP BHCA.  The actual pro rata portion of such beneficial ownership that may be attributable to JPMP MFM is not readily determinable because it is subject to several variables, including the internal rate of return and vesting interest within JPMP BHCA.  JPMP MFM disclaims such beneficial ownership except to the extent of its pecuniary interest.
 
(2) The amount shown in Table I in rows 3 through 11 represents the beneficial ownership of the Issuer’s securities held by the Global Funds, a portion of which may be attributable to JPMP Global because it is the sole general partner of the Global Funds.  The actual pro rata portion of such beneficial ownership that may be attributable to JPMP Global is not readily determinable because it is subject to several variables, including the internal rate of return and vesting interest within the Global Funds.  JPMP Global disclaims beneficial ownership except to the extent of its pecuniary interest.
 
(3) The amount shown in Table I in row 1 represents the beneficial ownership of the Issuer’s securities held by the Reporting Persons, a portion of which may be attributable to JPMP Capital because it is the sole general partner of JPMP MFM and JPMP Global.  The actual pro rata portion of such beneficial ownership that may be attributable to JPMP Capital is not readily determinable because it is subject to several variables, including the internal rate of return and vesting interest within the JPMP BHCA and the Global Funds.  JPMP Capital disclaims such beneficial ownership except to the extent of its pecuniary interest.