EX-99.1 2 v09934_ex99-1.htm Unassociated Document

J.P. Morgan Partners (BHCA), L.P./NuCo2, Inc. Exhibit 99.1

 
 
Name and Address of Reporting Person1
 
Designated Reporter1
 
 
Statement for Month/Day/Year
 
Deemed Execution Date,
if any
(Month/Day/Year)
 
 
Issuer Name, Ticker
or Trading Symbol
 
 
Title of
Security
 
 
Amount of Securities Beneficially Owned1
 
Title of Derivative Securities and Title and Amounts of Securities Underlying Derivative Securities
 
Ownership Form:
Direct (D) or
Indirect (I)
 
Nature of Indirect
Beneficial Ownership1
 
Disclaims
Pecuniary Interest
JPMP Master Fund Manager, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas, 40th Floor
New York, NY 10020
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
See Table II
Rows 1-7
I
See Explanatory
Note 2 below
No
JPMP Capital Corp.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas, 40th Floor
New York, NY 10020
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
See Table II
I
See Explanatory
Note 3 below
No
J.P. Morgan Chase & Co.
270 Park Avenue
35th Floor
New York, NY 10017
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
See Table II
I
See Explanatory
Note 4 below
No
J.P. Morgan Partners Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
Row 3
See Table II
Row 9
D
See Explanatory
Note 5 below
 
J.P. Morgan Partners Global Investors A, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
Row 5
See Table II
Row 10
D
See E xplanatory Note 6 below
 
J.P. Morgan Partners Global Investors (Cayman), L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
Row 4
See Table II
Row 11
D
See Explanatory
Note 7 below
 
J.P. Morgan Partners Global Investors (Cayman) II, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), LLC.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
Row 6
See Table II
Row 12
D
See Explanatory
Note 8 below
 
JPMP Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
December 13, 2004
N/A
NuCo2, Inc. ("NuCo")
Common Stock
See Table I
Rows 3-6
See Table II
Rows 9-12
I
See Explanatory Note 9 below
No


 
     

 

Explanatory Note:

(1) The Designated Reporter is executing this report on behalf of all Reporting Persons, each of whom has authorized it to do so. Each of such Persons disclaims beneficial ownership of the securities to the extent it exceeds such Person's pecuniary interest therein.

(2) The amounts shown in Table II represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners (BHCA), L.P. (“JPM BHCA”). A portion of the securities may be deemed attributable to the Reporting Person because the Reporting Person is the general partner of JPM BHCA. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA.

(3) The amounts shown represent the beneficial ownership of the Issuer’s equity securities by a) JPM BHCA and b) J.P. Morgan Partners Global Investors, L.P., J.P. Morgan Global Investors, L.P., J.P. Morgan Partners Global Investors (Cayman), L.P., J.P. Morgan Partners Global Investors A, L.P., and J.P. Morgan Partners Global Investors (Cayman) II, L.P. (the “JPMP Global Entities”), a portion of which may be deemed attributable to the Reporting Person because it is (1) the general partner of JPMP Master Fund Manager (MF Manager”), the general partner of JPM BHCA and (2) the general partner of JPMP Global Investors, L.P. which is the general partner of each of the JPMP Global Entities. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting within JPM BHCA, MF Manager and each of the JPMP Global Entities.

(4) The amounts shown in Table II represent beneficial ownership of the Issuer’s equity securities by JPM BHCA and the JPMP Global Entities, a portion of which may be deemed attributable to the Reporting Person because it is the sole stockholder of (a) JPMP Capital Corporation, the general partner of MF Manager and (b) Chatham Ventures, Inc., the limited partner of JPM BHCA. The actual pro rata portion of such beneficial ownership that may be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA, MF Manager and each of the JPMP Global Entities.

(5) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors, L.P.

(6) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors A, L.P.

(7) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. (“Cayman”).

(8) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. (“Cayman II”).

(9) The amounts shown in Table I rows 3-6 and in Table II rows 9-12 represent the beneficial ownership of the Issuer’s equity securities by the JPMP Global Entities. The Reporting Person is the general partner of each of the JPMP Global Entities.