-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BtGy83Cw4jr6jQqVTzCEnc7V96f119U7oF2iu4CdDB9wh8mvw2Yj/sVmoHqu6Ky6 nMIoFtpmXduTMOjLXKtqCA== 0001144204-05-026158.txt : 20050817 0001144204-05-026158.hdr.sgml : 20050817 20050817175059 ACCESSION NUMBER: 0001144204-05-026158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050815 FILED AS OF DATE: 20050817 DATE AS OF CHANGE: 20050817 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PortalPlayer, Inc. CENTRAL INDEX KEY: 0001297633 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770513807 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 70 W. PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-521-7000 MAIL ADDRESS: STREET 1: 70 W. PLUMERIA DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP CENTRAL INDEX KEY: 0001317638 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034254 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993900 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP CENTRAL INDEX KEY: 0001169889 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034255 BUSINESS ADDRESS: STREET 1: C/O J P MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993400 MAIL ADDRESS: STREET 1: C/O J P MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FL CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: J P MORGAN PARTNERS GLOBAL INVESTORS A LP CENTRAL INDEX KEY: 0001167095 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034257 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212 899 3689 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JP MORGAN PARTNERS GLOBAL INVESTORS LP CENTRAL INDEX KEY: 0001162622 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034258 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-899-3689 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JPMP CAPITAL CORP CENTRAL INDEX KEY: 0001330534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034259 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-899-3900 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP CENTRAL INDEX KEY: 0001169890 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034256 BUSINESS ADDRESS: STREET 1: C/O J P MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993400 MAIL ADDRESS: STREET 1: C/O J P MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FL CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JPMP MASTER FUND MANAGER L P CENTRAL INDEX KEY: 0001243235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034260 BUSINESS ADDRESS: STREET 1: JP MORGAN PARTNERS LLC STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212 899-3400 MAIL ADDRESS: STREET 1: C/O JPMORGAN PARTNERS LLC STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FL. CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JP MORGAN PARTNERS BHCA LP CENTRAL INDEX KEY: 0001106607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51004 FILM NUMBER: 051034261 BUSINESS ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128993400 MAIL ADDRESS: STREET 1: J.P. MORGAN PARTNERS STREET 2: 1221 AVENUE OF THE AMERICAS 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER NAME: FORMER CONFORMED NAME: CHASE EQUITY ASSOCIATES LLC DATE OF NAME CHANGE: 20000214 4 1 v024290_ex.xml X0202 4 2005-08-15 1 0001297633 PortalPlayer, Inc. PLAY 0001106607 JP MORGAN PARTNERS BHCA LP C/O J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243235 JPMP MASTER FUND MANAGER L P C/O JPMORGAN PARTNERS LLC 1221 AVENUE OF THE AMERICAS 40TH FL. NEW YORK NY 10020 0 0 1 0 0001330534 JPMP CAPITAL CORP 1221 AVENUE OF THE AMERICAS 39TH FLOOR NEW YORK NY 10020 0 0 1 0 0001162622 JP MORGAN PARTNERS GLOBAL INVESTORS LP 0 0 1 0 0001167095 J P MORGAN PARTNERS GLOBAL INVESTORS A LP 0 0 1 0 0001169890 J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP C/O J P MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FL NEW YORK NY 10020 0 0 1 0 0001169889 J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP C/O J P MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FL NEW YORK NY 10020 0 0 1 0 0001317638 JP MORGAN PARTNERS GLOBAL INVESTORS SELLDOWN LLP 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 0 0 1 0 Common Stock 2005-08-15 4 S 0 265775 23.59 D 1855691 D Common Stock 2005-08-15 4 S 0 24302 23.61 D 1831389 D Common Stock 2005-08-15 4 S 0 34856 23.62 D 1796533 D Common Stock 2005-08-15 4 S 0 34856 23.64 D 1761677 D Common Stock 2005-08-15 4 S 0 23068 23.59 D 168437 I See footnote Common Stock 2005-08-15 4 S 0 2109 23.61 D 166328 I See footnote Common Stock 2005-08-15 4 S 0 3025 23.62 D 163303 I See footnote Common Stock 2005-08-15 4 S 0 3025 23.64 D 160278 I See footnote Common Stock 2005-08-15 4 S 0 3145 23.59 D 22961 I See footnote Common Stock 2005-08-15 4 S 0 288 23.61 D 22673 I See footnote Common Stock 2005-08-15 4 S 0 412 23.62 D 22261 I See footnote Common Stock 2005-08-15 4 S 0 412 23.64 D 21849 I See footnote Common Stock 2005-08-15 4 S 0 11708 23.59 D 85491 I See footnote Common Stock 2005-08-15 4 S 0 1070 23.61 D 84421 I See footnote Common Stock 2005-08-15 4 S 0 1536 23.62 D 82885 I See footnote Common Stock 2005-08-15 4 S 0 1536 23.64 D 81349 I See footnote Common Stock 2005-08-15 4 S 0 1305 23.59 D 9526 I See footnote Common Stock 2005-08-15 4 S 0 119 23.61 D 9407 I See footnote Common Stock 2005-08-15 4 S 0 171 23.62 D 9236 I See footnote Common Stock 2005-08-15 4 S 0 171 23.64 D 9065 I See footnote Common Stock 86322 I See footnote Stock Option (right to buy) 24.10 2006-06-10 2015-07-28 Common Stock 8375 8375 I See footnote The amount shown includes shares of restricted stock awarded under the 2004 Stock Incentive Plan to Shahan Soghikian, a director of the Issuer. The restricted stock vests and becomes exercisable on June 10, 2006; provided, however, that each restricted share become fully vested immediately prior to the next regular annual meeting of the company's stockholders following the date of grant in the event such meeting occurs prior to June 10, 2006. Mr. Soghikian is obligated to transfer these shares to the reporting person, at the request of the reporting person. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The Reporting Person has no pecuniary interest in such securities. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The Reporting Person has no pecuniary interest in such securities. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"). The Reporting Person has no pecuniary interest in such securities. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"). The Reporting Person has no pecuniary interest in such securities. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Selldown), L.P. The Reporting Person has no pecuniary interest in such securities. The option vests and becomes exercisable on June 10, 2006; provided, however, that the option shall vest and become exercisable in full immediately prior to the next regular annual meeting of the Company's stockholders, following the date of grant in the event such meeting occurs prior to June 10, 2006. Mr. Soghikian is obligated to transfer any shares issued under the stock option to J.P. Morgan Partners (BHCA), L.P. ("JPM BHCA"), at the request of JPM BHCA. J.P. Morgan Partners (BHCA), L.P. By: JPMP Master Fund Manager, L.P., its general partner By: JPMP Capital Corp., its general partner By: /s/ Jeffrey C. Walker, President 2005-08-17 EX-99.1 2 v024290_ex99-1.htm Unassociated Document

JPMP BHCA/Portal Player, Inc. Exhibit 99.1

 
 
Name and Address of Reporting Person(1)
 
 
Designated Reporter(1))
 
 
Statement for (month/day/year)
 
 
Issuer Name, Ticker
or Trading Symbol
 
 
Title and Amount of
Security
Title of Derivative Securities and Title and Amount of Securities Underlying Derivative Securities
 
Ownership Form:
Direct (D) or
Indirect (I)
 
Nature of Indirect
Beneficial Ownership
 
Disclaims
Pecuniary Interest
JPMP Master Fund Manager, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Rows 1-4
N/A
I
See Explanatory
Note 2 below
No
JPMP Capital Corp.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas - 40th Floor
New York, NY 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
N/A
I
See Explanatory
Note 3 below
No
J.P. Morgan Partners, Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Rows 5-8
N/A
D
    
J.P. Morgan Partners, Global Investors A, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Rows 9-12
N/A
D
    
J.P. Morgan Partners, Global Investors (Cayman), L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Rows 13-16
N/A
D
    

 
 
 
 

J.P. Morgan Partners Global Investors (Cayman) II, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Rows 17-20
N/A
D
    
J.P. Morgan Partners Global Investors (Selldown), L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Row 21
N/A
D
    
JPMP Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (BHCA), L.P.
August 15, 2005
PortalPlayer, Inc.
(“PLAY”)
See Table I
Rows 5-21
N/A
I
See Explanatory Note 4 below
No
Explanatory Note:

1)
The Designated Reporter is executing this report on behalf of all Reporting Persons, each of whom has authorized it to do so. Each of the Reporting Persons disclaims beneficial ownership of the Issuer’s securities to the extent it exceeds such Person’s pecuniary interest therein, if any. Each Reporting Person is a member of the private equity business unit of JPMorgan Chase & Co., a publicly traded company.

2)
The amount shown in Table I row 1 represents the beneficial ownership of the Issuer’s securities owned by J.P. Morgan Partners (BHCA), L.P. ("JPMP BHCA"), a portion of which may be deemed attributable to the Reporting Person because it is the sole general partner of JPMP BHCA. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables including the internal rate of return and vesting of interests within JPM BHCA and JPMP Master Fund Manager, L.P. (“MF Manager”).

3)
The amounts shown in Table I represents the beneficial ownership of the Issuer’s securities owned by (a) JPMP BHCA, and (b) J.P. Morgan Partners Global Investors, L.P., J.P. Morgan Partners Global Investors A, L.P., J.P. Morgan Partners Global Investors (Cayman), L.P., J.P. Morgan Partners Global Investors (Cayman) II, L.P., and J.P. Morgan Partners Global Investors (Selldown), L.P. (the “JPMP Global Entities”), a portion of which may be deemed attributable to the Reporting Person because it is (1) the general partner of MF Manager, the sole general partner of JPMP BHCA and (2) the general partner of JPMP Global Investors, L.P. (“JPMP Global Investors”) which is the general partner of each of the JPMP Global Entities. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA, MF Manager and each of the JPMP Global Entities. The Reporting Person is a wholly-owned subsidiary of JPMorgan Chase & Co.

4)
The amounts shown in Table I rows 5-21 represent the beneficial ownership of the Issuer’s securities owned by the JPMP Global Entities, a portion of which may be deemed attributable to the Reporting Person because it is the general partner of each of the JPMP Global Entities. The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within each of the JPMP Global Entities.



 
 
 



This Statement on Form 4 is filed by J.P. Morgan Partners (BHCA), L.P., J.P. Morgan Partners Global Investors, L.P., J.P. Morgan Partners Global Investors A, L.P., J.P. Morgan Partners Global Investors (Cayman), L.P., J.P. Morgan Partners Global Investors (Cayman) II, L.P., JPMP Master Fund Manager, L.P., JPMP Capital Corp., J.P. Morgan Partners Global Investors (Selldown), L.P., and JPMP Global Investors, L.P. The principal business address of each of the reporting persons is c/o J.P. Morgan Partners, LLC , 1221 Avenue of the Americas - 40th Floor, New York, NY 10020.

Name of Designated Filer: J.P. Morgan Partners (BHCA), L.P.
Date of Event Requiring Statement: August 15, 2005
Issue Name and Ticker or Trading Symbol: Portal Player, Inc. (“PLAY”)


J.P. MORGAN PARTNERS (BHCA), L.P.

By: JPMP Master Fund Manager, L.P.,
its general partner

By: JPMP Capital Corp.,
its general partner

By: __________________
Jeffrey C. Walker
President
 

J.P. MORGAN PARTNERS GLOBAL INVESTORS, L.P.

By: JPMP Global Investors, L.P.,
 its general partner

By: JPMP Capital Corp.,
 its general partner

By:  __________________
Jeffrey C. Walker
President

 
 
 
 
 
J.P. MORGAN PARTNERS GLOBAL INVESTORS A, L.P.

By: JPMP Global Investors, L.P.,
 its general partner

By: JPMP Capital Corp.,
 its general partner


By:  __________________
Jeffrey C. Walker
President

 

J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN), L.P.

By: JPMP Global Investors, L.P.,
 its general partner

By: JPMP Capital Corp.,
 its general partner

By:  __________________
Jeffrey C. Walker
President

 

 
 
 

J.P. MORGAN PARTNERS GLOBAL INVESTORS (CAYMAN) II, L.P.

By: JPMP Global Investors, L.P.,
 its general partner

By: JPMP Capital Corp.,
 its general partner
 
By:  __________________
Jeffrey C. Walker
President

JPMP MASTER FUND MANAGER, L.P.

By: JPMP Capital Corp.,
 its general partner

By:  __________________
Jeffrey C. Walker
President

JPMP GLOBAL INVESTORS, L.P.

By: JPMP Capital Corp.,
 its general partner

By:  __________________
Name: Jeffrey C. Walker
Title: President

JPMP CAPITAL CORP.


By:  __________________
Jeffrey C. Walker
President

 
 
 
 
 

JPMORGAN PARTNERS GLOBAL INVESTORS (SELLDOWN), L.P.

By: JPMP Global Investors, L.P.
 its general partner

By: JPMP Capital Corp.,
 its general partner


By:  __________________
Jeffrey C. Walker
President
 
 
 
 
 
 
 
 
 
 
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