X0201 4 2004-04-06 0 0001172480 SANTARUS INC SNTS 0001106605 J P MORGAN PARTNERS SBIC LLC J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001106607 JP MORGAN PARTNERS BHCA LP J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243235 JPMP MASTER FUND MANAGER L P JP MORGAN PARTNERS LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243236 JPMP CAPITAL CORP C/O J.P. MORGAN PARTNERS, LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0000019617 J P MORGAN CHASE & CO 270 PARK AVE 39TH FL NEW YORK NY 10017 0 0 1 0 0001282680 JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC C/O J.P. MORGAN PARTNERS, LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001090433 WALKER JEFFREY C JP MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 Common Stock 2004-04-06 4 C 0 1656012 0 A 1656012 D Common Stock 2004-04-06 4 C 0 896176 0 A 2552188 D Common Stock 2004-04-06 4 C 0 241479 0 A 241479 I See footnote Series C Preferred Stock 6.0386 2004-04-06 4 C 0 4115226 0 D Common Stock 1656012 0 D Series D Preferred Stock 4.3950 2004-04-06 4 C 0 3136655 0 D Common Stock 896176 0 D Series D Preferred Stock 4.3950 2004-04-06 4 C 0 845187 0 D Common Stock 241479 0 I See footnote Stock Option (right to buy) 1.05 2001-12-18 2011-12-18 Common Stock 4285 4285 I See footnote Stock Option (right to buy) 1.2250 2003-07-30 2013-07-30 Common Stock 4285 4285 I See footnote Stock Option (right to buy) 1.75 2004-12-03 2013-12-03 Common Stock 10000 10000 I See footnote Stock Option (right to buy) 9.00 2004-04-01 2014-04-01 Common Stock 25000 25000 I See footnote The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Global Investors (SBIC), LLC ("JPM Global SBIC"). The Series C and Series D Preferred Stock are immediately exercisable. They have no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. These options are fully vested. These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC. Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. Rodney A. Ferguson 2004-04-08