X0201 3 2004-03-31 0 0001172480 SANTARUS INC SNTS 0001106605 J P MORGAN PARTNERS SBIC LLC J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001106607 JP MORGAN PARTNERS BHCA LP J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243235 JPMP MASTER FUND MANAGER L P JP MORGAN PARTNERS LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243236 JPMP CAPITAL CORP C/O J.P. MORGAN PARTNERS, LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0000019617 J P MORGAN CHASE & CO 270 PARK AVE 39TH FL NEW YORK NY 10017 0 0 1 0 0001282680 JP MORGAN PARTNERS GLOBAL INVESTORS SBIC LLC C/O JP MORGAN PARTNERS LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001090433 WALKER JEFFREY C JP MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 Series C Preferred Stock 6.0386 Common Stock 1656012 D Series D Preferred Stock 4.3950 Common Stock 896176 D Series D Preferred Stock 4.3950 Common Stock 241479 I See footnote Stock Option (Right to buy) 1.05 2001-12-18 2011-12-18 Common Stock 4285 I See footnote Stock Option (Right to buy) 1.2250 2003-07-30 2013-07-30 Common Stock 4285 I See footnote Stock Option (Right to buy) 1.75 2004-12-03 2013-12-03 Common Stock 10000 I See footnote The Series C and Series D Preferred Stock are immediately exercisable. It has no expiration date. These shares will automatically convert into Common Stock of the Issuer upon the close of the Issuer's initial public offering. The amounts shown represent the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (SBIC), LLC ("JPM Global SBIC"). These options are fully vested. These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. Rodney A. Ferguson 2004-03-31