X0201 4 2004-02-18 0 0001131517 CORGENTECH INC CGTK 0001106605 J P MORGAN PARTNERS SBIC LLC J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001106607 JP MORGAN PARTNERS BHCA LP J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243235 JPMP MASTER FUND MANAGER L P JP MORGAN PARTNERS LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243236 JPMP CAPITAL CORP C/O J.P. MORGAN PARTNERS, LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0000019617 J P MORGAN CHASE & CO 270 PARK AVE 39TH FL NEW YORK NY 10017 0 0 1 0 0001162622 JP MORGAN PARTNERS GLOBAL INVESTORS LP 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001167095 J P MORGAN PARTNERS GLOBAL INVESTORS A LP 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001169890 J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP C/O J P MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FL NEW YORK NY 10020 0 0 1 0 0001169889 J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP C/O J P MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FL NEW YORK NY 10020 0 0 1 0 Common Stock 2004-02-18 4 C 0 3680369 0 A 3680369 D Common Stock 2004-02-18 4 C 0 492559 0 A 492559 I See footnote Common Stock 2004-02-18 4 C 0 71296 0 A 71296 I See footnote Common Stock 2004-02-18 4 C 0 248680 0 A 248680 I See footnote Common Stock 2004-02-18 4 C 0 27759 0 A 27759 I See footnote Option (right to buy) 1.20 2012-12-03 Common Stock 40000 40000 I See footnote Series B-1 Preferred Stock 2004-02-18 4 C 0 694444 0 D 2004-02-11 Common Stock 694444 0 D Series C Preferred Stock 2004-02-18 4 C 0 2985925 0 D 2004-02-11 Common Stock 2985925 0 D Series C Preferred Stock 2004-02-18 4 C 0 492559 0 D 2004-02-11 Common Stock 492559 0 I See footnote Series C Preferred Stock 2004-02-18 4 C 0 71296 0 D 2004-02-11 Common Stock 71296 0 I See footnote Series C Preferred Stock 2004-02-18 4 C 0 248680 0 D 2004-02-11 Common Stock 248680 0 I See footnote Series C Preferred Stock 2004-02-18 4 C 0 27759 0 D 2004-02-11 Common Stock 27759 0 I See footnote Series C Preferred Stock Warrant (right to buy) 7.40 2004-02-18 4 X 0 362267 0 D 2004-02-11 Series C Preferred Stock 194718 0 D Series C Preferred Stock Warrant (right to buy) 7.40 2004-02-18 4 X 0 54802 0 D 2004-02-11 Series C Preferred Stock 29456 0 I See footnote Series C Preferred Stock Warrant (right to buy) 7.40 2004-02-18 4 X 0 8420 0 D 2004-02-11 Series C Preferred Stock 4525 0 I See footnote Series C Preferred Stock Warrant (right to buy) 7.40 2004-02-18 4 X 0 27513 0 D 2004-02-11 Series C Preferred Stock 14788 0 I See footnote Series C Preferred Stock Warrant (right to buy) 7.40 2004-02-18 4 X 0 3076 0 D 2004-02-11 Series C Preferred Stock 1653 0 I See footnote Series C Preferred Stock 2004-02-18 4 X 0 194718 0 A 2004-02-11 Common Stock 194718 0 D Series C Preferred Stock 2004-02-18 4 X 0 29456 0 A 2004-02-11 Common Stock 29456 0 I See footnote Series C Preferred Stock 2004-02-18 4 X 0 4525 0 A 2004-02-11 Common Stock 4525 0 I See footnote Series C Preferred Stock 2004-02-18 4 X 0 14788 0 A 2004-02-11 Common Stock 14788 0 I See footnote Series C Preferred Stock 2004-02-18 4 X 0 1653 0 A 2004-02-11 Common Stock 1653 0 I See footnote The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"). The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"). These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners ("SBIC"), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. These shares are convertible on a one for one basis. The Series B-1 and Series C Preferred Stock is immediately exercisable. It has no expiration date. Upon the close of the Issuer's initial public offering, these shares were automatically converted into Common Stock of the Issuer. The Series C Preferred Stock Warrant was net exercised in connection with the close of the Issuer's initial public offering. Rodney A. Ferguson 2004-02-20