X0201 3 2004-02-11 0 0001131517 CORGENTECH INC CGTK 0001106605 J P MORGAN PARTNERS SBIC LLC J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001106607 JP MORGAN PARTNERS BHCA LP J.P. MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243235 JPMP MASTER FUND MANAGER L P JP MORGAN PARTNERS LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001243236 JPMP CAPITAL CORP C/O J.P. MORGAN PARTNERS, LLC 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0000019617 J P MORGAN CHASE & CO 270 PARK AVE 39TH FL NEW YORK NY 10017 0 0 1 0 0001162622 JP MORGAN PARTNERS GLOBAL INVESTORS LP 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001167095 J P MORGAN PARTNERS GLOBAL INVESTORS A LP 1221 AVENUE OF THE AMERICAS 40TH FLOOR NEW YORK NY 10020 0 0 1 0 0001169890 J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN LP C/O J P MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FL NEW YORK NY 10020 0 0 1 0 0001169889 J P MORGAN PARTNERS GLOBAL INVESTORS CAYMAN II LP C/O J P MORGAN PARTNERS 1221 AVENUE OF THE AMERICAS 40TH FL NEW YORK NY 10020 0 0 1 0 Option (Right to buy) 1.2 2013-10-13 Common Stock 40000 I See footnote Series B-1 Preferred Stock 2004-02-11 Common Stock 69444 D Series C Preferred Stock 2004-02-11 Common Stock 2791207 D Series C Preferred Stock 2004-02-11 Common Stock 463103 I See footnote Series C Preferred Stock 2004-02-11 Common Stock 66771 I See footnote Series C Preferred Stock 2004-02-11 Common Stock 233892 I See footnote Series C Preferred Stock 2004-02-11 Common Stock 26106 I See footnote Series C Preferred Stock Warrant (Right to buy) 7.40 2004-02-11 Series C Preferred Stock 362267 D Series C Preferred Stock Warrant (Right to buy) 7.40 2004-02-11 Series C Preferred Stock 54802 I See footnote Series C Preferred Stock Warrant (Right to buy) 7.40 2004-02-11 Series C Preferred Stock 8420 I See footnote Series C Preferred Stock Warrant (Right to buy) 7.40 2004-02-11 Series C Preferred Stock 27513 I See footnote Series C Preferred Stock Warrant (Right to buy) 7.40 2004-02-11 Series C Preferred Stock 3076 I See footnote These options were granted to Rodney A. Ferguson, a director of the Issuer. Mr. Ferguson is a Managing Director of J.P. Morgan Partners (SBIC), LLC ("JPM SBIC"). Mr. Ferguson is obligated to transfer any shares issued under the option to JPM SBIC. The option is immediately exercisable. Shares subject to the option vest monthly over 48 months. The Series B-1 and Series C Preferred Stock are immediately exercisable. It has no expiration date. These shares will automatically convert into Common Stock of the Issuer upon the close of the Issuer's initial public offering. These shares are convertible on a one for one basis. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors, L.P. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors A, L.P. The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. ("Cayman"). The amount shown represents the beneficial ownership of the Issuer's equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("Cayman II"). The Series C Preferred Stock Warrant will terminate upon the close of the Issuer's initial public offering. Rodney A. Ferguson 2004-02-11