0000899243-19-010605.txt : 20190412
0000899243-19-010605.hdr.sgml : 20190412
20190412171741
ACCESSION NUMBER: 0000899243-19-010605
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190410
FILED AS OF DATE: 20190412
DATE AS OF CHANGE: 20190412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANITE VENTURES LLC
CENTRAL INDEX KEY: 0001106556
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747039
BUSINESS ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4155917700
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
FORMER NAME:
FORMER CONFORMED NAME: H&Q VENTURE ASSOCIATES LLC
DATE OF NAME CHANGE: 20000211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Granite Ventures II L P
CENTRAL INDEX KEY: 0001332381
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747040
BUSINESS ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-591-7700
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANITE VENTURES ENTREPRENEURS FUND II LP
CENTRAL INDEX KEY: 0001337895
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747041
BUSINESS ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 4155917700
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GV Anaplan SPV, L.P.
CENTRAL INDEX KEY: 0001662811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747042
BUSINESS ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-591-7700
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET
STREET 2: SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Granite Management II, LLC
CENTRAL INDEX KEY: 0001755308
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747043
BUSINESS ADDRESS:
STREET 1: 300 MONTGOMERY STREET, SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-591-7700
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET, SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berterretche Jacqueline
CENTRAL INDEX KEY: 0001755292
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747044
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET, SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKay Christopher
CENTRAL INDEX KEY: 0001755317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38698
FILM NUMBER: 19747045
MAIL ADDRESS:
STREET 1: 300 MONTGOMERY STREET, SUITE 638
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Anaplan, Inc.
CENTRAL INDEX KEY: 0001540755
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270897861
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-742-8199
MAIL ADDRESS:
STREET 1: 50 HAWTHORNE STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-04-10
0
0001540755
Anaplan, Inc.
PLAN
0001106556
GRANITE VENTURES LLC
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
0001332381
Granite Ventures II L P
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
0001337895
GRANITE VENTURES ENTREPRENEURS FUND II LP
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
0001662811
GV Anaplan SPV, L.P.
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
0001755308
Granite Management II, LLC
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
0001755292
Berterretche Jacqueline
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
0001755317
McKay Christopher
300 MONTGOMERY STREET, SUITE 638
SAN FRANCISCO
CA
94104
0
0
1
0
Common Stock
2019-04-10
4
J
0
103577
A
103577
D
Common Stock
99947
I
By Granite Ventures Entrepreneurs Fund II, L.P.
Common Stock
12351794
I
By Granite Ventures II, L.P.
Common Stock
250036
I
By GV Anaplan SPV, L.P.
Common Stock
4000
D
Represents an acquisition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore an exempt, non-matchable acquisition pursuant to Section 16(b).
Granite Management II, LLC is the general partner of Granite Ventures II, L.P. and Granite Ventures Entrepreneurs Fund II, L.P. Granite Ventures, LLC is the general partner of GV Anaplan SPV, L.P. Standish O'Grady, a member of our board of directors, Jacqueline Berterretche and Christopher McKay are managing directors of the general partner entities of these funds that directly hold shares and as such Mr. O'Grady, Ms. Berterreche and Mr. McKay may be deemed to have voting and investment power with respect to such shares. These individuals disclaim beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
Represents shares held directly by Christopher McKay.
GRANITE MANAGEMENT II, LLC, By Granite Ventures, LLC, Its Managing Member, By /s/ Jacqueline Berterretche, Printed Name: Jacqueline Berterretche Title: Member
2019-04-12
GRANITE VENTURES, LLC, By /s/ Jacqueline Berterretche, Printed Name: Jacqueline Berterretche, Title: Member
2019-04-12
GRANITE VENTURES II, L.P., By Granite Management II, LLC, Its General Partner, By /s/ Jacqueline Berterretche, Printed Name: Jacqueline Berterretche, Title: Member
2019-04-12
GRANITE VENTURES ENTREPRENEURS FUND II, L.P., By Granite Management II, LLC, Its General Partner, By /s/ Jacqueline Berterretche, Printed Name: Jacqueline Berterretche, Title: Member
2019-04-12
GV ANAPLAN SPV, L.P.
By Granite Ventures, LLC, Its General Partner, By /s/ Jacqueline Berterretche, Printed Name: Jacqueline Berterretche, Title: Member
2019-04-12
By /s/ Jacqueline Berterretche, Jacqueline Berterretche
2019-04-12
By /s/ Christopher McKay, Christopher McKay
2019-04-12