-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6p60MKI8o9mkT/S2apjCcyUbaIutjLLjZIrwyiiTJLn0GM/Q8pSzXUPBscM7BwS i/QkJ/PIMlraGmKBTpH7XA== 0000950147-02-000967.txt : 20020812 0000950147-02-000967.hdr.sgml : 20020812 20020812161522 ACCESSION NUMBER: 0000950147-02-000967 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KADEM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001106446 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05407 FILM NUMBER: 02727014 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127528800 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LISSAK KENNETH B DATE OF NAME CHANGE: 20000211 13F-HR 1 e-8811.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ] Amendment Number: _______ Institutional Investment Manager Filing this Report: Name: Kadem Capital Management, Inc.* Address: 767 Third Avenue, 33rd floor New York, NY 10017 Form 13F File Number: 28-05407 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all the information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey J. Ervine Title: Executive Vice President Phone: (212) 752-8800 Signature, Place, and Date of Signing: /s/ Jeffrey J. Ervine New York, New York August 12, 2002 [Signature] [City, State] [Date] Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: One* Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $8,804,964 List of Other Included Managers: No. Name - --- ---- (1) Adam D. Sender - ---------- * Mr. Sender is the Investment Manager of a single investment advisory firm, ADS Capital Management, Inc. ADS Capital Management, Inc. is the successor investment advisor to Kadem Capital Management, Inc., and has investment discretion over the investment portfolios reported herein.
TITLE MARKET SHARES OR PUT/ INVESTMENT OTHER NAME OF ISSUER OF CLASS CUSIP VALUE $ PRN AMT SH PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ America On Line COM 00184A105 221,400 15,000 SH OTHER (1) 15,000 AMN Healthcare COM 001744101 181,945 5,000 SH OTHER (1) 5,000 Bea Systems, Inc. COM 073325102 91,797 10,000 SH OTHER (1) 10,000 Clear Channel Comm. 07/02 $35 calls (GG) COM 184502902 61,151 400 CALL OTHER (1) 400 Documentum Inc. COM 256159104 43,375 4,000 SH OTHER (1) 4,000 EMC Corp. COM 268648102 97,996 15,000 SH OTHER (1) 15,000 General Electric COM 369604103 785,800 27,000 SH OTHER (1) 27,000 Halliburton Co. Leap 01/04 $10 calls (AB) COM 406216951 77,044 200 CALL OTHER (1) 200 Intel Corp. COM 458140100 93,800 5,000 SH OTHER (1) 5,000 Microsoft Corp. COM 594918104 2,842,330 52,500 SH OTHER (1) 52,500 Pay Pal Inc. COM 704508100 69,032 3,500 SH OTHER (1) 3,500 Pfizer COM 717081103 352,553 10,000 SH OTHER (1) 10,000 Philip Morris COM 718154107 3,196,120 73,000 SH OTHER (1) 73,000 Photon Dunamics Inc. COM 719364101 61,711 2,000 SH OTHER (1) 2,000 Primedia Inc. COM 74157K101 31,189 25,000 SH OTHER (1) 25,000 Providian Financial Corp. COM 74406A102 58,800 10,000 SH OTHER (1) 10,000 Prudential Financial COM 744320102 100,410 3,000 SH OTHER (1) 3,000 SCG Holding Corp.ON Semi COM 682189105 12,683 6,000 SH OTHER (1) 6,000 Siebel Systems, Inc. COM 826170102 29,978 2,000 SH OTHER (1) 2,000 Sprint PCS Corp. COM 852061506 226,000 50,000 SH OTHER (1) 50,000 Tyco International, Ltd. COM 902124106 169,850 12,500 SH OTHER (1) 12,500 8,804,964
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