-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GH0GqLoA+B0cCOFP+SAobluvoVonpY9wBwKqKSVTfp/VMcvmAIIHNCoBWMgBkn+6 2eXOAPKduUKjMoN3ts/8lA== 0000950147-01-500270.txt : 20010214 0000950147-01-500270.hdr.sgml : 20010214 ACCESSION NUMBER: 0000950147-01-500270 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KADEM CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001106446 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-05407 FILM NUMBER: 1537109 BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127528800 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: LISSAK KENNETH B DATE OF NAME CHANGE: 20000211 13F-HR 1 e-6244.txt FORM 13F-HR OF KADEM CAPITAL MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kadem Capital Management, Inc., attn: Kenneth B. Lissak Address: 767 Third Avenue, 38th Floor New York, NY 10017 Form 13F File Number: 28-05407 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth B. Lissak Title: Chairman Phone: (212) 752-8800 Signature, Place, and Date of Signing: /s/ Kenneth B. Lissak New York, New York February 9, 2001 - --------------------- ------------------ ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Two* Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: $172,508 (thousands) List of Other Included Managers: No. Name - --- ---- (1) Kenneth B. Lissak (2) Adam D. Sender * Messrs. Lissak and Sender are the Investment Managers of a single investment advisory firm, Kadem Capital Management, Inc., which has investment discretion over the investment portfolios reported herein.
IN- VEST- MENT DIS- OTHER VOTING TITLE OF CUSIP MARKET SHARES OR SH PUT/ CRE- MANA- AUTHORITY NAME OF ISSUER CLASS NUMBER VALUE PRN AMT PRN CALL TION GERS SOLE SHARED NONE - -------------- ----- ------ ----- ------- --- ---- ---- ---- ---- ------ ---- 3 Com Corp. COM 885535104 638 75,000 SH OTHER (1),(2) 75,000 AT & T COM 001957109 17,486 1,010,000 SH OTHER (1),(2) 1,010,000 AT&T Wireless Group Tracking Stock COM 001957406 173 10,000 SH OTHER (1),(2) 10,000 Agilent technologies COM 00846U101 1,369 25,000 SH OTHER (1),(2) 25,000 America On Line COM 02364J104 2,436 70,000 SH OTHER (1),(2) 70,000 Apple Computer COM 037833100 7,958 535,000 SH OTHER (1),(2) 535,000 Best Buy Co. COM 086516101 665 22,500 SH OTHER (1),(2) 22,500 Circuit City Group COM 172737108 805 70,000 SH OTHER (1),(2) 70,000 Cisco Corp. COM 17275R102 1,626 42,500 SH OTHER (1),(2) 42,500 Citigroup COM 172967101 1,277 25,000 SH OTHER (1),(2) 25,000 Commerce One Inc. COM 200693109 1,266 50,000 SH OTHER (1),(2) 50,000 Compaq COM 204493100 903 60,000 SH OTHER (1),(2) 60,000 Corning, Inc. COM 219350105 1,690 32,000 SH OTHER (1),(2) 32,000 Dell Computer COM 247025109 7,149 410,000 SH OTHER (1),(2) 410,000 Doubleclick, Inc. COM 258609304 2,952 268,400 SH OTHER (1),(2) 268,400 Eastman Kodak COM 277461109 6,064 154,000 SH OTHER (1),(2) 154,000 Ford Motor Company COM 345370860 703 30,000 SH OTHER (1),(2) 30,000 Foundry Networks COM 35063R100 600 40,000 SH OTHER (1),(2) 40,000 Gateway 2000 COM 267626108 1,439 80,000 SH OTHER (1),(2) 80,000 General Motors Corp. COM 370442105 12,480 245,000 SH OTHER (1),(2) 245,000 Global Crossing COM 44980k206 7,228 505,000 SH OTHER (1),(2) 505,000 Hewlitt Packard COM 428236103 631 20,000 SH OTHER (1),(2) 20,000 Intel Corp. COM 458140100 4,660 155,000 SH OTHER (1),(2) 155,000 JDS Uniphase Corp. COM 46612J101 1,042 25,000 SH OTHER (1),(2) 25,000 LSI Logic COM 502161102 812 47,500 SH OTHER (1),(2) 47,500 Lucent Technologies COM 549463107 14,380 1,065,200 SH OTHER (1),(2) 1,065,200 Microsoft Corp. COM 594918104 11,711 270,000 SH OTHER (1),(2) 270,000 Morgan Stanley/Dean Witter COM 617446448 2,179 27,500 SH OTHER (1),(2) 27,500 Motorola COM 620076109 354 17,500 SH OTHER (1),(2) 17,500 Nasdaq 100 Shares UNIT 631100104 4,086 70,000 SH OTHER (1),(2) 70,000 Nasdaq 100 Shares UNIT 631100104 238 2,950 CALL OTHER (1),(2) 2,950 Nextel Communications COM 65332V103 2,351 95,000 SH OTHER (1),(2) 95,000 Northern Telecom COM 293848107 8,176 255,000 SH OTHER (1),(2) 255,000 Procter & Gamble Co. COM 742718959 9,805 125,000 SH OTHER (1),(2) 125,000 QWest Communications COM 749121109 1,435 35,000 SH OTHER (1),(2) 35,000 SCI Systems COM 783890106 659 25,000 SH OTHER (1),(2) 25,000 Sprint Corp. COM 852061100 4,418 217,500 SH OTHER (1),(2) 217,500 Sprint PCS Corp. COM 852061506 2,798 136,900 SH OTHER (1),(2) 136,900 Staples, Inc. COM 855030102 3,012 255,000 SH OTHER (1),(2) 255,000 Sun Microsystems, Inc. COM 866810104 976 35,000 SH OTHER (1),(2) 35,000 Worldcom COM 98157D106 14,063 1,000,000 SH OTHER (1),(2) 1,000,000 Yahoo COM 984332106 7,816 260,000 SH OTHER (1),(2) 260,000
Entry Toral: 43 Value Total: $172,508 (x1000) -----END PRIVACY-ENHANCED MESSAGE-----