0001209191-23-054705.txt : 20231108
0001209191-23-054705.hdr.sgml : 20231108
20231108163042
ACCESSION NUMBER: 0001209191-23-054705
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231106
FILED AS OF DATE: 20231108
DATE AS OF CHANGE: 20231108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN FRANK C
CENTRAL INDEX KEY: 0001224025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14187
FILM NUMBER: 231388371
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/
CENTRAL INDEX KEY: 0000110621
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 020642224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 2628 PEARL RD
STREET 2: P O BOX 777
CITY: MEDINA
STATE: OH
ZIP: 44258
BUSINESS PHONE: 3302735090
MAIL ADDRESS:
STREET 1: 2628 PEARL RD
STREET 2: P O BOX 777
CITY: MEDINA
STATE: OH
ZIP: 44258
FORMER COMPANY:
FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/
DATE OF NAME CHANGE: 20021015
FORMER COMPANY:
FORMER CONFORMED NAME: RPM INC/OH/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC
DATE OF NAME CHANGE: 19711027
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-06
0
0000110621
RPM INTERNATIONAL INC/DE/
RPM
0001224025
SULLIVAN FRANK C
2628 PEARL ROAD
MEDINA
OH
44258
1
1
0
0
Chairman and CEO
0
Common Stock, $0.01 par value
2023-11-06
4
M
0
200000
55.19
A
1317072
D
Common Stock, $0.01 par value
2023-11-06
4
D
0
114741
96.20
D
1202331
D
Common Stock, $0.01 par value
2023-11-06
4
F
0
37812
96.20
D
1164519
D
Common Stock, $0.01 par value
2023-11-07
4
S
0
47447
96.0333
D
1117072
D
Common Stock, $0.01 par value
15600
I
By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
Common Stock, $0.01 par value
3000
I
As custodian for son
Common Stock, $0.01 par value
5017
I
By 401(k) Plan
Stock Appreciation Rights
55.19
2023-11-06
4
M
0
200000
0.00
D
2027-07-17
Common Stock
200000
1136000
D
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $95.7143 - $96.31. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 31,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.
Approximate number of shares of Common Stock held as of November 6, 2023 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
The Stock Appreciation Rights vested on July 17, 2018, 2019, 2020 and 2021.
Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2018 and 2023 and expire ten years from the date of grant.
/s/ Frank C. Sullivan, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission
2023-11-08