0001209191-23-042215.txt : 20230713
0001209191-23-042215.hdr.sgml : 20230713
20230713164357
ACCESSION NUMBER: 0001209191-23-042215
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230531
FILED AS OF DATE: 20230713
DATE AS OF CHANGE: 20230713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN FRANK C
CENTRAL INDEX KEY: 0001224025
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14187
FILM NUMBER: 231087189
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/
CENTRAL INDEX KEY: 0000110621
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 020642224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 2628 PEARL RD
STREET 2: P O BOX 777
CITY: MEDINA
STATE: OH
ZIP: 44258
BUSINESS PHONE: 3302735090
MAIL ADDRESS:
STREET 1: 2628 PEARL RD
STREET 2: P O BOX 777
CITY: MEDINA
STATE: OH
ZIP: 44258
FORMER COMPANY:
FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/
DATE OF NAME CHANGE: 20021015
FORMER COMPANY:
FORMER CONFORMED NAME: RPM INC/OH/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC
DATE OF NAME CHANGE: 19711027
5
1
doc5.xml
FORM 5 SUBMISSION
X0407
5
2023-05-31
0
0
0
0000110621
RPM INTERNATIONAL INC/DE/
RPM
0001224025
SULLIVAN FRANK C
2628 PEARL ROAD
MEDINA
OH
44258
1
1
0
0
Chairman and CEO
0
Common Stock, $0.01 par value
2022-06-06
5
G
0
10000
0.00
D
1039799
D
Common Stock, $0.01 par value
2022-06-17
5
G
0
145
0.00
A
1039944
D
Common Stock, $0.01 par value
2022-12-14
5
G
0
10000
0.00
D
1029944
D
Common Stock, $0.01 par value
15600
I
By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12
Common Stock, $0.01 par value
3000
I
As custodian for son
Common Stock, $0.01 par value
4972
I
By 401(k) Plan
Stock Appreciation Rights
Common Stock
1410000
1410000
D
Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.
Approximate number of shares held as of May 31, 2023 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
No transaction is being reported on this line. Reported on previously filed Form 3, Form 4 or Form 5.
Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2022 and expire ten years from the date of grant.
/s/ Frank C. Sullivan, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission.
2023-07-13