0001209191-19-042902.txt : 20190722 0001209191-19-042902.hdr.sgml : 20190722 20190722173757 ACCESSION NUMBER: 0001209191-19-042902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190718 FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kastner Janeen B. CENTRAL INDEX KEY: 0001622407 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 19966478 MAIL ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P.O. BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-18 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001622407 Kastner Janeen B. 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 VP Corp. Benefits/Risk Mgmt. Common Stock, $0.01 par value 2019-07-18 4 A 0 1957 0.00 A 72578 D Common Stock, $0.01 par value 2019-07-18 4 A 0 5000 0.00 A 77578 D Common Stock, $0.01 par value 987 I By 401(k) Plan Stock Appreciation Rights 0.00 2019-07-18 4 A 0 20000 0.00 A 2029-07-18 Common Stock 20000 170000 D The reporting person was granted 1,957 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. The reporting person was granted 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Includes an aggregate of 23,458 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Approximate number of shares held as of July 18, 2019 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. The Stock Appreciation Rights vest in four equal installments, beginning on July 18, 2020. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2019 and expire 10 years from the date of grant. /s/ Janeen B. Kastner, by Gregory J. Dziak, her attorney-in-fact pursuant to Power of Attorney dated October 9, 2014 on filed with the Commission 2019-07-22