0001209191-18-003126.txt : 20180110 0001209191-18-003126.hdr.sgml : 20180110 20180110165653 ACCESSION NUMBER: 0001209191-18-003126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180108 FILED AS OF DATE: 20180110 DATE AS OF CHANGE: 20180110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Edward W. CENTRAL INDEX KEY: 0001414203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 18522051 MAIL ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P.O. BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-08 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001414203 Moore Edward W. 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 SVP, GC & CCO Common Stock, $0.01 par value 2018-01-08 4 M 0 22500 44.60 A 98417 D Common Stock, $0.01 par value 2018-01-08 4 D 0 18560 54.07 D 79857 D Common Stock, $0.01 par value 2018-01-08 4 F 0 1362 54.07 D 78495 D Common Stock, $0.01 par value 2018-01-09 4 S 0 2578 53.791 D 75917 D Stock Appreciation Rights 44.60 2018-01-08 4 M 0 22500 0.00 D 2024-07-21 Common Stock 22500 97500 D Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.7401 - $53.85. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Includes an aggregate of 9,883 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 6,534 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 43,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. The Stock Appreciation Rights vested on July 21, 2015, 2016 and 2017. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2017 and expire 10 years from the date of grant. /s/ Edward W. Moore, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission 2018-01-10