0001209191-16-134095.txt : 20160727 0001209191-16-134095.hdr.sgml : 20160727 20160727161919 ACCESSION NUMBER: 0001209191-16-134095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160725 FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN FRANK C CENTRAL INDEX KEY: 0001224025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 161786930 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-25 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224025 SULLIVAN FRANK C 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 1 1 0 0 Chairman and CEO Common Stock, $0.01 par value 2016-07-25 4 A 0 4200 0.00 A 894622 D Common Stock, $0.01 par value 2016-07-25 4 A 0 50000 0.00 A 944622 D Common Stock, $0.01 par value 15000 I By LLC Common Stock, $0.01 par value 12105 I By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 Common Stock, $0.01 par value 9630 I By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 Common Stock, $0.01 par value 3000 I As custodian for son Common Stock, $0.01 par value 3000 I As custodian for son Common Stock, $0.01 par value 3000 I As custodian for son Common Stock 4318 I By 401(k) Plan Stock Appreciation Rights 50.99 2016-07-25 4 A 0 200000 0.00 A 2026-07-25 Common Stock 200000 1800000 D The reporting person was granted 4,200 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. The reporting person was granted 50,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Includes an aggregate of 46,382 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 68,761 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 179,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Approximate number of shares held as of July 25, 2016 in the account of the reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. The Stock Appreciation Rights vest in four equal installments, beginning on July 25, 2017. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2008 and 2016 and expire 10 years from the date of grant. /s/ Frank C. Sullivan, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission 2016-07-27