0001209191-13-037436.txt : 20130722 0001209191-13-037436.hdr.sgml : 20130722 20130722174723 ACCESSION NUMBER: 0001209191-13-037436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130718 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gordon Russell L CENTRAL INDEX KEY: 0001546777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 13979969 MAIL ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P.O. BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-07-18 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001546777 Gordon Russell L 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 VP and CFO Common Stock, $0.01 par value 2013-07-18 4 A 0 2936 0.00 A 59847 D Common Stock, $0.01 par value 2013-07-18 4 A 0 15000 0.00 A 74847 D Common Stock, $0.01 par value 2013-07-19 4 F 0 1845 34.12 D 73002 D Stock Option (Right to Buy) 2014-10-29 Common Stock 5000 5000 D Stock Appreciation Rights 33.80 2013-07-18 4 A 0 30000 0.00 A 2023-07-18 Common Stock 30000 55000 D The reporting person was granted 2,936 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. The reporting person was granted 15,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. On July 19, 2013, 6,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,845 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Includes an aggregate of 15,708 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 32,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 15,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. No transaction is being reported on this line. Reported on a previously filed Form 3. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted on October 29, 2004 and expire 10 years from the date of grant. The Stock Appreciation Rights vest in four equal installments, beginning on July 18, 2014. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and 2013 and expire 10 years from the date of grant. /s/ Russell L. Gordon, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated April 4, 2012 on file with the Commission 2013-07-22