-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0J2e2P8sIKklPDWcBI/Ioq8l/wDmUPL/keCcFeYtADEJ6u2clwO9SneCe9C+aPV Xr4RXh/Sr7zofrnPwo3dcQ== 0001209191-10-051385.txt : 20101022 0001209191-10-051385.hdr.sgml : 20101022 20101022160609 ACCESSION NUMBER: 0001209191-10-051385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101020 FILED AS OF DATE: 20101022 DATE AS OF CHANGE: 20101022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOGENBOOM PAUL G CENTRAL INDEX KEY: 0001224030 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 101137444 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-10-20 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224030 HOOGENBOOM PAUL G 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 Sr. VP- Mfg & Operations & CIO Common Stock, $0.01 par value 2010-10-20 4 M 0 6250 9.26 A 184883 D Common Stock, $0.01 par value 2010-10-20 4 S 0 6250 20.62 D 178633 D Common Stock, $0.01 par value 1843 I By 401(k) Plan Stock Option (Right to Buy) 9.26 2010-10-20 4 M 0 6250 0.00 D 2005-02-01 2011-02-01 Common Stock 6250 105000 D Phantom Stock Common Stock 580 580 D Stock Appreciation Rights Common Stock 160000 160000 D Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $20.60 - 20.63. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Includes an aggregate of 10,177 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 29,641 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 40,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 60,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. Approximate number of shares held as of July 19, 2010 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 2002 and 2004 and expire 10 years from the date of grant. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. 1-for-1 Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended. These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2010 and expire 10 years from the date of grant. /s/ Paul G. Hoogenboom, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated May 11, 2007 on file with the Commission 2010-10-22 -----END PRIVACY-ENHANCED MESSAGE-----