-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O99//nYFsWCRcG93IpBkntK3N+/DGvuMfuRZsZpkQv1E6rZsMX/73c/DVP/Knf63 KnOfnVj5HAZA+7QNh9oePw== 0001209191-08-023452.txt : 20080409 0001209191-08-023452.hdr.sgml : 20080409 20080409162900 ACCESSION NUMBER: 0001209191-08-023452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080408 FILED AS OF DATE: 20080409 DATE AS OF CHANGE: 20080409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOMPKINS P KELLY CENTRAL INDEX KEY: 0001224026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 08747957 BUSINESS ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-04-08 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224026 TOMPKINS P KELLY 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 Exec. VP & Chief Admin Officer Common Stock, $0.01 par value 2008-04-08 4 M 0 20000 16.125 A 162989 D Common Stock, $0.01 par value 2008-04-08 4 S 0 479 22.54 D 162510 D Common Stock, $0.01 par value 2008-04-08 4 S 0 2700 22.56 D 159810 D Common Stock, $0.01 par value 2008-04-08 4 S 0 7000 22.57 D 152810 D Common Stock, $0.01 par value 2008-04-08 4 S 0 4821 22.58 D 147989 D Common Stock, $0.01 par value 2008-04-08 4 S 0 5000 22.60 D 142989 D Common Stock, $0.01 par value 2857 I By 401(k) Plan Stock Option (Right to Buy) 16.125 2008-04-08 4 M 0 20000 0.00 D 2008-07-15 Common Stock 20000 170100 D Phantom Stock Common Stock 1076 1076 D Stock Appreciation Rights Common Stock 100000 100000 D Includes an aggregate of 18,364 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 5,203 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 47,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. Approximate number of shares held as of April 8, 2008 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. The option vested in four equal installments on July 15, 1999, 2000, 2001 and 2002. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1999 and 2004 and expire 10 years from the date of grant. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. 1-for-1 Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended. These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2007 and expire 10 years from the date of grant. /s/ P. Kelly Tompkins, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated May 11, 2007 on file with the Commission 2008-04-09 -----END PRIVACY-ENHANCED MESSAGE-----