-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9BBRwc23K/gtsEWvVyPzi4QuN2oqVuA2BgHkBVfIxqDN9dPo0l4VlGJfLksrzqz KCEHRAVZODN+ojeJ8miNnQ== 0001209191-07-057640.txt : 20071009 0001209191-07-057640.hdr.sgml : 20071008 20071009172415 ACCESSION NUMBER: 0001209191-07-057640 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071004 FILED AS OF DATE: 20071009 DATE AS OF CHANGE: 20071009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOOP STEPHEN J CENTRAL INDEX KEY: 0001224031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 071163365 BUSINESS ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-10-04 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224031 KNOOP STEPHEN J 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 Sr. VP-Corporate Development Common Stock, $0.01 par value 2007-10-04 4 A 0 12000 0.00 A 94678 D Common Stock, $0.01 par value 2007-10-05 4 S 0 4139 22.58 D 90539 D Common Stock, $0.01 par value 2007-10-05 4 S 0 2900 22.60 D 87639 D Common Stock, $0.01 par value 2007-10-05 4 S 0 1961 22.62 D 85678 D Common Stock, $0.01 par value 2857 I By 401(k) Plan Stock Option (Right to Buy) Common Stock 153150 153150 D Phantom Stock Common Stock 670 670 D Stock Appreciation Rights 22.88 2007-10-04 4 A 0 25000 0.00 A 2017-10-04 Common Stock 25000 75000 D The reporting person was granted 12,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. Includes an aggregate of 9,993 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 2,365 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 24,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 31,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan. Approximate number of shares held as of October 4, 2007 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1998 and 2004 and expire 10 years from the date of grant. 1-for-1 Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended. These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon. The Stock Appreciation Rights vest in four equal installments, beginning on October 4, 2008. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2007 and expire 10 years from the date of grant. /s/ Stephen J. Knoop, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated May 15, 2007 on file with the Commission 2007-10-09 -----END PRIVACY-ENHANCED MESSAGE-----