-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ETezJkH9SWErv9azZq06zZMfqdmX9yp8lYobUkz2cThw5ePePn9HnWyfkqPg4grK yVnNCR2XfLZEXvPZoxKIRw== 0001209191-04-035901.txt : 20040714 0001209191-04-035901.hdr.sgml : 20040714 20040714120925 ACCESSION NUMBER: 0001209191-04-035901 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040531 FILED AS OF DATE: 20040714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN FRANK C CENTRAL INDEX KEY: 0001224025 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 04913327 BUSINESS ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2004-05-31 0 0 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224025 SULLIVAN FRANK C 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 1 1 0 0 President and CEO Common Stock, $0.01 par value 2004-04-23 5 G 0 13000 0.00 D 229837 D Common Stock, $0.01 par value 2004-05-11 5 G 0 1000 0.00 D 228837 D Common Stock, $0.01 par value 2422 I As custodian for son Common Stock, $0.01 par value 2422 I As custodian for son Common Stock, $0.01 par value 2422 I As custodian for son Common Stock, $0.01 par value 2961 I By 401(k) Plan Stock Option (Right to Buy) Common Stock 77813 77813 D Stock Option (Right to Buy) Common Stock 513750 513750 D Phantom Stock Common Stock 3238 3238 D Includes an aggregate of 30,174 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, and 85,000 shares of Common Stock issued pursuant to the RPM International Inc. 2002 Performance Accelerated Restricted Stock Plan, as amended. Approximate number of shares held as of April 14, 2004 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. Granted pursuant to the RPM International Inc. 1989 Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1995 and 1996 and expire 10 years from the date of grant. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1997 and 2003 and expire 10 years from the date of grant. 1-for-1 Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended. These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon. /s/ Frank C. Sullivan, by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated April 11, 2002 on file with the Commission 2004-07-14 -----END PRIVACY-ENHANCED MESSAGE-----