-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBhioD6VAbtJmwI6J3BnFuw5cjaEfxW2MnkAem9TjKsEga/3SRbmrYmsrYGduWss n16ObNd/9r0c/hxILUfsUw== 0001209191-03-011772.txt : 20030714 0001209191-03-011772.hdr.sgml : 20030714 20030714134827 ACCESSION NUMBER: 0001209191-03-011772 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030531 FILED AS OF DATE: 20030714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN FRANK C CENTRAL INDEX KEY: 0001224025 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 03785096 BUSINESS ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 5 1 doc5.xml FORM 5 SUBMISSION X0101 52003-05-310000000110621RPM INTERNATIONAL INC/DE/ RPM0001224025SULLIVAN FRANK C 1100President and CEOCommon Stock, $0.01 par value2002-08-135G0150000D232593DCommon Stock, $0.01 par value1988-08-085J000D2422IAs custodian for sonCommon Stock, $0.01 par value1988-08-085J000D2422IAs custodian for sonCommon Stock, $0.01 par value1988-08-085J000D2422IAs custodian for sonCommon Stock, $0.01 par value1988-08-085J000A2885IBy 401(k) PlanPhantom Stock01988-08-085< transactionCode>J000D1988-08-081988-08-08Common Stock31513151DSto ck Option (Right to Buy)15.151988-08-085J000D1998-07-162007-07-16Common Stock4375043750DStock Option (Right to Buy)16.1251988-08-085J000D1999-07-152008-07-15Common Stock4000083750DStock Option (Right to Buy)151988-08-085J000D2000-08-032009-08-03Common Stock60000143750DStock Option (Right to Buy)9.56251988-08-085J000D2001-02-282010-02-28Common Stock70000213750DStock Option (Right to Buy)9.261988-08-085J000D2002-02-012011-02-01Common Stock100000313750DStock Option (Right to Buy)14.081988-08-085J000D2003-10-112012-10-11Common Stock100000413750DStock Option (Right to Buy)11.361988-08-085J000D1994-07-212003-07-21Common Stock1562515625D< value>Stock Option (Right to Buy)10.721988-08-085J000D1995-07-202004-07-20Common Stock2343839063DStock Option (Right to Buy)12.641988-08-085J000D1996-07-18 2005-07-18Common Stock3906378126DStock Option (Right to Buy)121988-08-085J000D1997-07-172006-07-17Common Stock38750116876DNo transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.Approximate number of shares held as of May 31, 2003 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.These phantom stock units, which had previously been reflected as dividends on restricted shares of Common Stock on Table I, represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended.Includes an aggregate of 22,546 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, and 85,000 shares of Common Stock issued pursuant to the RPM International Inc. 2002 Performance Accelerated Restricted Stock Plan, as amended.Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercis able in 25% increments over four years commencing one year after the date of grant.Granted pursuant to the RPM International Inc. 1989 Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant./s/ Frank C. Sullivan, by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated April 11, 2002 on file with the Commission2003-07-14 -----END PRIVACY-ENHANCED MESSAGE-----