-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBpca1AnBTLhD0ladxbBkgkLEmCqOml8v/0Ii9B/5TnNXNea3YQjpMC3+q07T6os nuyyATVzdstRDEBFUSRJzA== 0001209191-07-003902.txt : 20070117 0001209191-07-003902.hdr.sgml : 20070117 20070117164113 ACCESSION NUMBER: 0001209191-07-003902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070117 DATE AS OF CHANGE: 20070117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE RONALD A CENTRAL INDEX KEY: 0001224027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 07535423 BUSINESS ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-12 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224027 RICE RONALD A 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 Exec. VP and COO Common Stock, $0.01 par value 2007-01-12 4 M 0 10000 15.15 A 99036 D Common Stock, $0.01 par value 2007-01-12 4 S 0 10000 21.94 D 89036 D Common Stock, $0.01 par value 3488 I By 401(k) Plan Stock Option (Right to Buy) 15.15 2007-01-12 4 M 0 10000 0.00 D 2007-07-16 Common Stock 10000 177950 D Stock Appreciation Rights Common Stock 60000 60000 D Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 40,000 shares of Common Stock issued pursuant to the RPM International Inc. 2002 Performance Accelerated Restricted Stock Plan, as amended, and 34,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity Incentive Plan. Approximate number of shares held as of January 16, 2006 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. The option vested in four equal installments on July 16, 1998, 1999, 2000, and 2001. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended, in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1998 and 2004 and expire 10 years from the date of grant. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and 2006 and expire 10 years from the date of grant. /s/ Ronald A. Rice, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated November 1, 2004 on file with the Commission 2007-01-17 -----END PRIVACY-ENHANCED MESSAGE-----