-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CEoc+DFnqqCs4L6D99Y/ZCsrhyD0qAVw2BCc+XksFOH+C6jm9Zpaazs+o2QQb0op YezfCOnCmEG1xPk7a8Z85w== 0001209191-03-025390.txt : 20031010 0001209191-03-025390.hdr.sgml : 20031010 20031010175511 ACCESSION NUMBER: 0001209191-03-025390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031010 FILED AS OF DATE: 20031010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMILEY KEITH R CENTRAL INDEX KEY: 0001224033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 03937756 BUSINESS ADDRESS: STREET 1: 2628 PEARL ROAD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-10-1000000110621RPM INTERNATIONAL INC/DE/ RPM0001224033SMILEY KEITH R2628 PEARL ROADP.O. BOX 777MEDINAOH442580100VP, Treasurer and Asst. Sec.Common Stock, $0.01 par value9793DCommon Stock, $0.01 par value293DCommon Stock, $0.01 par value2619IBy 401(k) PlanStock Option (Right to Buy)Common Stock3812538125DStock Option (Right to Buy)14.12003-10-104A0350000ACommon Stock35000193750DPhantom StockCommon Stock46974697DPhantom StockCommon Stock431431DIncludes an aggregate of 5,105 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended.Acquired through automatic reinvestmen t of quarterly dividends pursuant to a Dividend Reinvestment Plan.Approximate number of shares held as of October 8, 2003 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.Granted pursuant to the RPM International Inc. 1989 Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 1994 and 1996 and expire 10 years from the date of grant.Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over f our years commencing one year after the date of grant. These options were granted between 1997 and 2003 and expire 10 years from the date of grant.1-for-1Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.These phantom stock units were accrued under the RPM International Inc. Deferred Compensation Plan, as amended.These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended and dividends accrued thereon./s/ Keith R. Smiley, by Arthur C. Hall III, his attorney-in-fact pursuant to Power of Attorney dated April 10, 2002 on file with the Commission2003-10-10 -----END PRIVACY-ENHANCED MESSAGE-----