0001105907-19-000012.txt : 20190513 0001105907-19-000012.hdr.sgml : 20190513 20190513133032 ACCESSION NUMBER: 0001105907-19-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARD ASSOCIATES INC CENTRAL INDEX KEY: 0001105907 IRS NUMBER: 363452497 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11597 FILM NUMBER: 19817764 BUSINESS ADDRESS: STREET 1: 135 S. LASALLE ST. STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3127829600 MAIL ADDRESS: STREET 1: 135 S. LASALLE STREET STREET 2: SUITE 3700 CITY: CHICAGO STATE: IL ZIP: 60603 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001105907 XXXXXXXX 03-31-2019 03-31-2019 BARD ASSOCIATES INC
135 S. LASALLE STREET SUITE 3700 CHICAGO IL 60603
13F HOLDINGS REPORT 028-11597 N
Kevin Berner Vice President 3127829600 Kevin Berner Chicago IL 05-13-2019 0 168 198392 false
INFORMATION TABLE 2 bard20190331.xml ABERDEEN EMRG MRKTS EQT IN COM 00301W105 125 17137 SH SOLE 0 0 17137 ACME UTD CORP COM 004816104 2223 138933 SH SOLE 0 0 138933 ADAMIS PHARMACEUTICALS COR COM NEW 00547W208 291 137800 SH SOLE 0 0 137800 AIRGAIN INC COM 00938A104 2285 178066 SH SOLE 0 0 178066 AMERIS BANCORP COM 03076K108 563 16395 SH SOLE 0 0 16395 AMREP CORP NEW COM 032159105 63 11000 SH SOLE 0 0 11000 ARES CAP CORP COM 04010L103 382 22265 SH SOLE 0 0 22265 ARES COML REAL ESTATE CORP COM 04013V108 1953 128545 SH SOLE 0 0 128545 ASHFORD HOSPITALITY TR INC COM SHS 044103109 944 198769 SH SOLE 0 0 198769 ASURE SOFTWARE INC COM 04649U102 697 114093 SH SOLE 0 0 114093 ATOMERA INC COM 04965B100 508 187277 SH SOLE 0 0 187277 AVINO SILVER & GOLD MINES COM 053906103 927 1542150 SH SOLE 0 0 1542150 BALCHEM CORP COM 057665200 3504 37764 SH SOLE 0 0 37764 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 811 4035 SH SOLE 0 0 4035 BIOMERICA INC COM NEW 09061H307 25 10000 SH SOLE 0 0 10000 BLINK CHARGING CO *W EXP 01/31/202 09354A118 690 566500 SH SOLE 0 0 566500 BLINK CHARGING CO COM 09354A100 806 257350 SH SOLE 0 0 257350 BLUEROCK RESIDENTIAL GRW R COM CL A 09627J102 1431 132712 SH SOLE 0 0 132712 BOSTON BEER INC CL A 100557107 391 1325 SH SOLE 0 0 1325 BOWL AMER INC CL A 102565108 364 24175 SH SOLE 0 0 24175 BOXLIGHT CORP COM CL A 103197109 366 114350 SH SOLE 0 0 114350 CABOT MICROELECTRONICS COR COM 12709P103 906 8092 SH SOLE 0 0 8092 CALAMOS GLOBAL TOTAL RETUR COM SH BEN INT 128118106 200 16375 SH SOLE 0 0 16375 CAPITAL SOUTHWEST CORP COM 140501107 408 19375 SH SOLE 0 0 19375 CARETRUST REIT INC COM 14174T107 1068 45523 SH SOLE 0 0 45523 CARRIAGE SVCS INC COM 143905107 2694 139962 SH SOLE 0 0 139962 CATASYS INC COM PAR 149049504 2635 215457 SH SOLE 0 0 215457 CECO ENVIRONMENTAL CORP COM 125141101 84 11725 SH SOLE 0 0 11725 CEDAR FAIR L P DEPOSITRY UNIT 150185106 558 10601 PRN SOLE 0 0 10601 CEMTREX INC *W EXP 12/02/202 15130G113 15 493600 SH SOLE 0 0 493600 CHECK CAP LTD *W EXP 02/28/202 M2361E120 1 13049 SH SOLE 0 0 13049 CHICKEN SOUP FOR THE SOUL CL A 16842Q100 222 17925 SH SOLE 0 0 17925 CITY OFFICE REIT INC COM 178587101 1216 107539 SH SOLE 0 0 107539 COLLECTORS UNIVERSE INC COM NEW 19421R200 268 15275 SH SOLE 0 0 15275 CONDOR HOSPITALITY TR INC COM NEW 20676Y403 1455 161625 SH SOLE 0 0 161625 CORENERGY INFRASTRUCTURE T COM NEW 21870U502 1916 52133 SH SOLE 0 0 52133 CPI AEROSTRUCTURES INC COM NEW 125919308 531 81725 SH SOLE 0 0 81725 CREATIVE REALITIES INC *W EXP 11/09/202 22530J119 37 98750 SH SOLE 0 0 98750 CREATIVE REALITIES INC COM NEW 22530J200 535 197500 SH SOLE 0 0 197500 CROWN CRAFTS INC COM 228309100 1000 193715 SH SOLE 0 0 193715 CUMBERLAND PHARMACEUTICALS COM 230770109 448 77115 SH SOLE 0 0 77115 CUSTOMERS BANCORP INC COM 23204G100 1280 69920 SH SOLE 0 0 69920 DAKTRONICS INC COM 234264109 1008 135295 SH SOLE 0 0 135295 DARIOHEALTH CORP *W EXP 03/08/202 23725P118 1 65389 SH SOLE 0 0 65389 DARIOHEALTH CORP COM 23725P100 58 78250 SH SOLE 0 0 78250 DATA I O CORP COM 237690102 91 16350 SH SOLE 0 0 16350 DEUTSCHE BK AG LDN BRH DB AGRIC LNG ETN 25154H533 87 10720 SH SOLE 0 0 10720 DHX MEDIA LTD COM VAR VTG 252406152 1389 907675 SH SOLE 0 0 907675 DOLPHIN ENTMT INC COM 25686H100 779 472050 SH SOLE 0 0 472050 DORCHESTER MINERALS LP COM UNIT 25820R105 257 14050 PRN SOLE 0 0 14050 DOUBLELINE INCOME SOLUTION COM 258622109 203 10200 PRN SOLE 0 0 10200 EAGLE PT CR CO LLC COM 269808101 4226 253992 SH SOLE 0 0 253992 ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 407 373600 SH SOLE 0 0 373600 EMCORE CORP COM NEW 290846203 76 20800 SH SOLE 0 0 20800 ENSIGN GROUP INC COM 29358P101 5995 117120 SH SOLE 0 0 117120 ENVIVA PARTNERS LP COM UNIT 29414J107 325 10075 SH SOLE 0 0 10075 EVI INDUSTRIES INC COM 26929N102 366 9600 SH SOLE 0 0 9600 EVOLUTION PETROLEUM CORP COM 30049A107 1041 154250 SH SOLE 0 0 154250 EYEPOINT PHARMACEUTICALS I COM 30233G100 158 88184 SH SOLE 0 0 88184 FARMLAND PARTNERS INC COM 31154R109 684 106875 SH SOLE 0 0 106875 FIDUCIARY CLAYMORE ENGRY I COM 31647Q106 138 13050 SH SOLE 0 0 13050 FIRST MAJESTIC SILVER CORP COM 32076V103 1203 182795 SH SOLE 0 0 182795 FLAHERTY&CRMN PFD SEC INCO COM 338478100 515 27225 SH SOLE 0 0 27225 FORTRESS TRANS INFRST INVS COM REP LTD LIAB 34960P101 267 15600 SH SOLE 0 0 15600 FRANCO NEVADA CORP COM 351858105 902 12013 SH SOLE 0 0 12013 GENERAL FIN CORP DEL COM 369822101 1483 159000 SH SOLE 0 0 159000 GENIUS BRANDS INTL INC COM PAR 37229T301 1288 654051 SH SOLE 0 0 654051 GLADSTONE CAPITAL CORP COM 376535100 261 28950 SH SOLE 0 0 28950 GLADSTONE COML CORP COM 376536108 1372 66080 PRN SOLE 0 0 66080 GLADSTONE LD CORP COM 376549101 1567 123850 SH SOLE 0 0 123850 GLOBAL WTR RES INC COM 379463102 1908 194500 SH SOLE 0 0 194500 GLOBALSCAPE INC COM 37940G109 1971 310880 SH SOLE 0 0 310880 GOLDCORP INC NEW COM 380956409 471 41156 SH SOLE 0 0 41156 GRAN TIERRA ENERGY INC COM 38500T101 53 23425 SH SOLE 0 0 23425 GREAT AJAX CORP COM 38983D300 2529 184089 SH SOLE 0 0 184089 GSE SYS INC COM 36227K106 917 327390 SH SOLE 0 0 327390 HANNON ARMSTRONG SUST INFR COM 41068X100 581 22669 SH SOLE 0 0 22669 HARROW HEALTH INC COM 415858109 257 51550 SH SOLE 0 0 51550 HARVARD BIOSCIENCE INC COM 416906105 1373 318672 SH SOLE 0 0 318672 HENRY JACK & ASSOC INC COM 426281101 1082 7800 SH SOLE 0 0 7800 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 498 25498 SH SOLE 0 0 25498 HUDSON TECHNOLOGIES INC COM 444144109 1568 812600 SH SOLE 0 0 812600 I D SYSTEMS INC COM 449489103 2033 342910 SH SOLE 0 0 342910 IDEX CORP COM 45167R104 1548 10200 SH SOLE 0 0 10200 II VI INC COM 902104108 6363 170870 SH SOLE 0 0 170870 INDEPENDENCE RLTY TR INC COM 45378A106 1921 178001 SH SOLE 0 0 178001 INTEST CORP COM 461147100 1967 292675 SH SOLE 0 0 292675 INTRICON CORP COM 46121H109 674 26870 SH SOLE 0 0 26870 INUVO INC COM NEW 46122W204 1977 1594071 SH SOLE 0 0 1594071 INVESCO EXCHNG TRADED FD T S&P SMLCP UTIL 46138G409 3142 58475 SH SOLE 0 0 58475 ISHARES SILVER TRUST ISHARES 46428Q109 416 29305 SH SOLE 0 0 29305 ISHARES TR TIPS BD ETF 464287176 400 3540 SH SOLE 0 0 3540 ISSUER DIRECT CORPORATION COM NEW 46520M204 1107 89510 SH SOLE 0 0 89510 J & J SNACK FOODS CORP COM 466032109 286 1800 SH SOLE 0 0 1800 JAPAN SMALLER CAPTLZTN FD COM 47109U104 275 31394 SH SOLE 0 0 31394 JOINT CORP COM 47973J102 1173 74450 SH SOLE 0 0 74450 KAYNE ANDERSN MLP MIDS INV COM 486606106 398 24850 SH SOLE 0 0 24850 KAYNE ANDERSON MDSTM ENERG COM 48661E108 136 11405 SH SOLE 0 0 11405 KRATOS DEFENSE & SEC SOLUT COM NEW 50077B207 1931 123539 SH SOLE 0 0 123539 LANDMARK INFRASTRUCTURE LP COM UNIT LTD 51508J108 1013 59700 SH SOLE 0 0 59700 LEGACY HOUSING CORP COM 52472M101 2104 176765 SH SOLE 0 0 176765 LEGACY RESVS INC COM 524706108 43 88038 SH SOLE 0 0 88038 LEXINGTON REALTY TRUST COM 529043101 368 40660 PRN SOLE 0 0 40660 MANHATTAN BRIDGE CAPITAL I COM 562803106 1496 235624 SH SOLE 0 0 235624 MARTEN TRANS LTD COM 573075108 1021 57272 SH SOLE 0 0 57272 MEDICAL PPTYS TRUST INC COM 58463J304 1684 90987 PRN SOLE 0 0 90987 MILLER INDS INC TENN COM NEW 600551204 648 21015 SH SOLE 0 0 21015 MONMOUTH REAL ESTATE INVT CL A 609720107 1287 97685 PRN SOLE 0 0 97685 MTBC INC COM 55378G102 47 10625 SH SOLE 0 0 10625 NEOGENOMICS INC COM NEW 64049M209 2435 119000 SH SOLE 0 0 119000 NEW MTN FIN CORP COM 647551100 324 23853 SH SOLE 0 0 23853 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 3103 157994 SH SOLE 0 0 157994 NTN BUZZTIME INC COM PAR 629410606 1161 288050 PRN SOLE 0 0 288050 OFS CREDIT COMPANY INC COM 67111Q107 1965 110093 SH SOLE 0 0 110093 OSISKO GOLD ROYALTIES LTD COM 68827L101 2136 190045 SH SOLE 0 0 190045 OXFORD LANE CAP CORP COM 691543102 633 64324 SH SOLE 0 0 64324 PARETEUM CORP COM NEW 69946T207 3702 813538 SH SOLE 0 0 813538 PEAK RESORTS INC COM 70469L100 459 100900 SH SOLE 0 0 100900 PEBBLEBROOK HOTEL TR COM 70509V100 233 7508 SH SOLE 0 0 7508 PEMBINA PIPELINE CORP COM 706327103 1778 48377 SH SOLE 0 0 48377 PICO HLDGS INC COM NEW 693366205 1203 121529 SH SOLE 0 0 121529 POLAR PWR INC COM 73102V105 517 114700 SH SOLE 0 0 114700 PREFERRED APT CMNTYS INC COM 74039L103 2067 139470 SH SOLE 0 0 139470 PROSHARES TR PSHS ULTRUSS2000 74347R842 742 11000 SH SOLE 0 0 11000 PURECYCLE CORP COM NEW 746228303 2299 233130 SH SOLE 0 0 233130 QUAKER CHEM CORP COM 747316107 4337 21650 SH SOLE 0 0 21650 RCM TECHNOLOGIES INC COM NEW 749360400 268 67895 SH SOLE 0 0 67895 REEDS INC COM 758338107 1725 596910 SH SOLE 0 0 596910 RICEBRAN TECHNOLOGIES COM NEW 762831204 170 45575 SH SOLE 0 0 45575 ROYAL GOLD INC COM 780287108 1493 16423 SH SOLE 0 0 16423 ROYCE MICRO-CAP TR INC COM 780915104 1730 207630 SH SOLE 0 0 207630 SACHEM CAP CORP COM 78590A109 2884 639365 SH SOLE 0 0 639365 SANDSTORM GOLD LTD COM NEW 80013R206 1593 290765 SH SOLE 0 0 290765 SEABRIDGE GOLD INC COM 811916105 301 24290 SH SOLE 0 0 24290 SEASPAN CORP SHS Y75638109 132 15176 SH SOLE 0 0 15176 SENIOR HSG PPTYS TR SH BEN INT 81721M109 216 18295 PRN SOLE 0 0 18295 SENSUS HEATLHCARE INC *W EXP 06/08/201 81728J117 34 67900 SH SOLE 0 0 67900 SG BLOCKS INC COM PAR 78418A307 339 184411 SH SOLE 0 0 184411 SHARPSPRING INC COM 820054104 2414 150695 SH SOLE 0 0 150695 SIGNATURE BK NEW YORK N Y COM 82669G104 295 2300 SH SOLE 0 0 2300 SILVERSUN TECHNOLOGIES INC COM NEW 82846H207 563 218405 SH SOLE 0 0 218405 SONOMA PHARMACEUTICALS INC COM 83558L105 239 253699 SH SOLE 0 0 253699 SOTHERLY HOTELS INC COM 83600C103 1352 198586 SH SOLE 0 0 198586 SP PLUS CORP COM 78469C103 1745 51140 SH SOLE 0 0 51140 SPARK ENERGY INC CL A COM 846511103 1486 166775 SH SOLE 0 0 166775 SPDR GOLD TRUST GOLD SHS 78463V107 227 1861 SH SOLE 0 0 1861 STERICYCLE INC COM 858912108 1543 28350 SH SOLE 0 0 28350 STONECASTLE FINL CORP COM 861780104 423 19735 SH SOLE 0 0 19735 SUPERIOR DRILLING PRODS IN COM 868153107 33 25200 SH SOLE 0 0 25200 TARGA RES CORP COM 87612G101 1210 29127 SH SOLE 0 0 29127 TEAM INC COM 878155100 1266 72370 SH SOLE 0 0 72370 TECOGEN INC NEW COM NEW 87876P201 2920 731850 SH SOLE 0 0 731850 TORTOISE MIDSTRM ENERGY FD COM 89148B101 905 64572 SH SOLE 0 0 64572 TOUGHBUILT INDUSTRIES INC UNIT 10/10/20233 89157G306 919 189550 PRN SOLE 0 0 189550 TRECORA RES COM 894648104 922 101435 SH SOLE 0 0 101435 TYLER TECHNOLOGIES INC COM 902252105 2514 12300 SH SOLE 0 0 12300 U S PHYSICAL THERAPY INC COM 90337L108 7046 67090 SH SOLE 0 0 67090 U.S. AUTO PARTS NETWORK IN COM 90343C100 141 140000 SH SOLE 0 0 140000 UMH PPTYS INC COM 903002103 742 52725 PRN SOLE 0 0 52725 USA COMPRESSION PARTNERS L COMUNIT LTDPAR 90290N109 1730 110800 SH SOLE 0 0 110800 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 245 10910 SH SOLE 0 0 10910 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2269 71513 SH SOLE 0 0 71513 WELLTOWER INC COM 95040Q104 1506 19413 SH SOLE 0 0 19413 WHEATON PRECIOUS METALS CO COM 962879102 1493 62662 SH SOLE 0 0 62662 WHEELER REAL ESTATE INVT T PFD CNV SER D 963025606 858 61220 PRN SOLE 0 0 61220 WILLDAN GROUP INC COM 96924N100 7951 214489 SH SOLE 0 0 214489 XAI OCTAGON FLOATNG RATE A COM 98400T106 1758 202582 SH SOLE 0 0 202582 YAMANA GOLD INC COM 98462Y100 59 22472 SH SOLE 0 0 22472