0001105907-19-000012.txt : 20190513
0001105907-19-000012.hdr.sgml : 20190513
20190513133032
ACCESSION NUMBER: 0001105907-19-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190513
EFFECTIVENESS DATE: 20190513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 19817764
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001105907
XXXXXXXX
03-31-2019
03-31-2019
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Kevin Berner
Vice President
3127829600
Kevin Berner
Chicago
IL
05-13-2019
0
168
198392
false
INFORMATION TABLE
2
bard20190331.xml
ABERDEEN EMRG MRKTS EQT IN
COM
00301W105
125
17137
SH
SOLE
0
0
17137
ACME UTD CORP
COM
004816104
2223
138933
SH
SOLE
0
0
138933
ADAMIS PHARMACEUTICALS COR
COM NEW
00547W208
291
137800
SH
SOLE
0
0
137800
AIRGAIN INC
COM
00938A104
2285
178066
SH
SOLE
0
0
178066
AMERIS BANCORP
COM
03076K108
563
16395
SH
SOLE
0
0
16395
AMREP CORP NEW
COM
032159105
63
11000
SH
SOLE
0
0
11000
ARES CAP CORP
COM
04010L103
382
22265
SH
SOLE
0
0
22265
ARES COML REAL ESTATE CORP
COM
04013V108
1953
128545
SH
SOLE
0
0
128545
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
944
198769
SH
SOLE
0
0
198769
ASURE SOFTWARE INC
COM
04649U102
697
114093
SH
SOLE
0
0
114093
ATOMERA INC
COM
04965B100
508
187277
SH
SOLE
0
0
187277
AVINO SILVER & GOLD MINES
COM
053906103
927
1542150
SH
SOLE
0
0
1542150
BALCHEM CORP
COM
057665200
3504
37764
SH
SOLE
0
0
37764
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
811
4035
SH
SOLE
0
0
4035
BIOMERICA INC
COM NEW
09061H307
25
10000
SH
SOLE
0
0
10000
BLINK CHARGING CO
*W EXP 01/31/202
09354A118
690
566500
SH
SOLE
0
0
566500
BLINK CHARGING CO
COM
09354A100
806
257350
SH
SOLE
0
0
257350
BLUEROCK RESIDENTIAL GRW R
COM CL A
09627J102
1431
132712
SH
SOLE
0
0
132712
BOSTON BEER INC
CL A
100557107
391
1325
SH
SOLE
0
0
1325
BOWL AMER INC
CL A
102565108
364
24175
SH
SOLE
0
0
24175
BOXLIGHT CORP
COM CL A
103197109
366
114350
SH
SOLE
0
0
114350
CABOT MICROELECTRONICS COR
COM
12709P103
906
8092
SH
SOLE
0
0
8092
CALAMOS GLOBAL TOTAL RETUR
COM SH BEN INT
128118106
200
16375
SH
SOLE
0
0
16375
CAPITAL SOUTHWEST CORP
COM
140501107
408
19375
SH
SOLE
0
0
19375
CARETRUST REIT INC
COM
14174T107
1068
45523
SH
SOLE
0
0
45523
CARRIAGE SVCS INC
COM
143905107
2694
139962
SH
SOLE
0
0
139962
CATASYS INC
COM PAR
149049504
2635
215457
SH
SOLE
0
0
215457
CECO ENVIRONMENTAL CORP
COM
125141101
84
11725
SH
SOLE
0
0
11725
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
558
10601
PRN
SOLE
0
0
10601
CEMTREX INC
*W EXP 12/02/202
15130G113
15
493600
SH
SOLE
0
0
493600
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
1
13049
SH
SOLE
0
0
13049
CHICKEN SOUP FOR THE SOUL
CL A
16842Q100
222
17925
SH
SOLE
0
0
17925
CITY OFFICE REIT INC
COM
178587101
1216
107539
SH
SOLE
0
0
107539
COLLECTORS UNIVERSE INC
COM NEW
19421R200
268
15275
SH
SOLE
0
0
15275
CONDOR HOSPITALITY TR INC
COM NEW
20676Y403
1455
161625
SH
SOLE
0
0
161625
CORENERGY INFRASTRUCTURE T
COM NEW
21870U502
1916
52133
SH
SOLE
0
0
52133
CPI AEROSTRUCTURES INC
COM NEW
125919308
531
81725
SH
SOLE
0
0
81725
CREATIVE REALITIES INC
*W EXP 11/09/202
22530J119
37
98750
SH
SOLE
0
0
98750
CREATIVE REALITIES INC
COM NEW
22530J200
535
197500
SH
SOLE
0
0
197500
CROWN CRAFTS INC
COM
228309100
1000
193715
SH
SOLE
0
0
193715
CUMBERLAND PHARMACEUTICALS
COM
230770109
448
77115
SH
SOLE
0
0
77115
CUSTOMERS BANCORP INC
COM
23204G100
1280
69920
SH
SOLE
0
0
69920
DAKTRONICS INC
COM
234264109
1008
135295
SH
SOLE
0
0
135295
DARIOHEALTH CORP
*W EXP 03/08/202
23725P118
1
65389
SH
SOLE
0
0
65389
DARIOHEALTH CORP
COM
23725P100
58
78250
SH
SOLE
0
0
78250
DATA I O CORP
COM
237690102
91
16350
SH
SOLE
0
0
16350
DEUTSCHE BK AG LDN BRH
DB AGRIC LNG ETN
25154H533
87
10720
SH
SOLE
0
0
10720
DHX MEDIA LTD
COM VAR VTG
252406152
1389
907675
SH
SOLE
0
0
907675
DOLPHIN ENTMT INC
COM
25686H100
779
472050
SH
SOLE
0
0
472050
DORCHESTER MINERALS LP
COM UNIT
25820R105
257
14050
PRN
SOLE
0
0
14050
DOUBLELINE INCOME SOLUTION
COM
258622109
203
10200
PRN
SOLE
0
0
10200
EAGLE PT CR CO LLC
COM
269808101
4226
253992
SH
SOLE
0
0
253992
ELECTRAMECCANICA VEHS CORP
*W EXP 08/03/202
284849114
407
373600
SH
SOLE
0
0
373600
EMCORE CORP
COM NEW
290846203
76
20800
SH
SOLE
0
0
20800
ENSIGN GROUP INC
COM
29358P101
5995
117120
SH
SOLE
0
0
117120
ENVIVA PARTNERS LP
COM UNIT
29414J107
325
10075
SH
SOLE
0
0
10075
EVI INDUSTRIES INC
COM
26929N102
366
9600
SH
SOLE
0
0
9600
EVOLUTION PETROLEUM CORP
COM
30049A107
1041
154250
SH
SOLE
0
0
154250
EYEPOINT PHARMACEUTICALS I
COM
30233G100
158
88184
SH
SOLE
0
0
88184
FARMLAND PARTNERS INC
COM
31154R109
684
106875
SH
SOLE
0
0
106875
FIDUCIARY CLAYMORE ENGRY I
COM
31647Q106
138
13050
SH
SOLE
0
0
13050
FIRST MAJESTIC SILVER CORP
COM
32076V103
1203
182795
SH
SOLE
0
0
182795
FLAHERTY&CRMN PFD SEC INCO
COM
338478100
515
27225
SH
SOLE
0
0
27225
FORTRESS TRANS INFRST INVS
COM REP LTD LIAB
34960P101
267
15600
SH
SOLE
0
0
15600
FRANCO NEVADA CORP
COM
351858105
902
12013
SH
SOLE
0
0
12013
GENERAL FIN CORP DEL
COM
369822101
1483
159000
SH
SOLE
0
0
159000
GENIUS BRANDS INTL INC
COM PAR
37229T301
1288
654051
SH
SOLE
0
0
654051
GLADSTONE CAPITAL CORP
COM
376535100
261
28950
SH
SOLE
0
0
28950
GLADSTONE COML CORP
COM
376536108
1372
66080
PRN
SOLE
0
0
66080
GLADSTONE LD CORP
COM
376549101
1567
123850
SH
SOLE
0
0
123850
GLOBAL WTR RES INC
COM
379463102
1908
194500
SH
SOLE
0
0
194500
GLOBALSCAPE INC
COM
37940G109
1971
310880
SH
SOLE
0
0
310880
GOLDCORP INC NEW
COM
380956409
471
41156
SH
SOLE
0
0
41156
GRAN TIERRA ENERGY INC
COM
38500T101
53
23425
SH
SOLE
0
0
23425
GREAT AJAX CORP
COM
38983D300
2529
184089
SH
SOLE
0
0
184089
GSE SYS INC
COM
36227K106
917
327390
SH
SOLE
0
0
327390
HANNON ARMSTRONG SUST INFR
COM
41068X100
581
22669
SH
SOLE
0
0
22669
HARROW HEALTH INC
COM
415858109
257
51550
SH
SOLE
0
0
51550
HARVARD BIOSCIENCE INC
COM
416906105
1373
318672
SH
SOLE
0
0
318672
HENRY JACK & ASSOC INC
COM
426281101
1082
7800
SH
SOLE
0
0
7800
HOEGH LNG PARTNERS LP
COM UNIT LTD
Y3262R100
498
25498
SH
SOLE
0
0
25498
HUDSON TECHNOLOGIES INC
COM
444144109
1568
812600
SH
SOLE
0
0
812600
I D SYSTEMS INC
COM
449489103
2033
342910
SH
SOLE
0
0
342910
IDEX CORP
COM
45167R104
1548
10200
SH
SOLE
0
0
10200
II VI INC
COM
902104108
6363
170870
SH
SOLE
0
0
170870
INDEPENDENCE RLTY TR INC
COM
45378A106
1921
178001
SH
SOLE
0
0
178001
INTEST CORP
COM
461147100
1967
292675
SH
SOLE
0
0
292675
INTRICON CORP
COM
46121H109
674
26870
SH
SOLE
0
0
26870
INUVO INC
COM NEW
46122W204
1977
1594071
SH
SOLE
0
0
1594071
INVESCO EXCHNG TRADED FD T
S&P SMLCP UTIL
46138G409
3142
58475
SH
SOLE
0
0
58475
ISHARES SILVER TRUST
ISHARES
46428Q109
416
29305
SH
SOLE
0
0
29305
ISHARES TR
TIPS BD ETF
464287176
400
3540
SH
SOLE
0
0
3540
ISSUER DIRECT CORPORATION
COM NEW
46520M204
1107
89510
SH
SOLE
0
0
89510
J & J SNACK FOODS CORP
COM
466032109
286
1800
SH
SOLE
0
0
1800
JAPAN SMALLER CAPTLZTN FD
COM
47109U104
275
31394
SH
SOLE
0
0
31394
JOINT CORP
COM
47973J102
1173
74450
SH
SOLE
0
0
74450
KAYNE ANDERSN MLP MIDS INV
COM
486606106
398
24850
SH
SOLE
0
0
24850
KAYNE ANDERSON MDSTM ENERG
COM
48661E108
136
11405
SH
SOLE
0
0
11405
KRATOS DEFENSE & SEC SOLUT
COM NEW
50077B207
1931
123539
SH
SOLE
0
0
123539
LANDMARK INFRASTRUCTURE LP
COM UNIT LTD
51508J108
1013
59700
SH
SOLE
0
0
59700
LEGACY HOUSING CORP
COM
52472M101
2104
176765
SH
SOLE
0
0
176765
LEGACY RESVS INC
COM
524706108
43
88038
SH
SOLE
0
0
88038
LEXINGTON REALTY TRUST
COM
529043101
368
40660
PRN
SOLE
0
0
40660
MANHATTAN BRIDGE CAPITAL I
COM
562803106
1496
235624
SH
SOLE
0
0
235624
MARTEN TRANS LTD
COM
573075108
1021
57272
SH
SOLE
0
0
57272
MEDICAL PPTYS TRUST INC
COM
58463J304
1684
90987
PRN
SOLE
0
0
90987
MILLER INDS INC TENN
COM NEW
600551204
648
21015
SH
SOLE
0
0
21015
MONMOUTH REAL ESTATE INVT
CL A
609720107
1287
97685
PRN
SOLE
0
0
97685
MTBC INC
COM
55378G102
47
10625
SH
SOLE
0
0
10625
NEOGENOMICS INC
COM NEW
64049M209
2435
119000
SH
SOLE
0
0
119000
NEW MTN FIN CORP
COM
647551100
324
23853
SH
SOLE
0
0
23853
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
3103
157994
SH
SOLE
0
0
157994
NTN BUZZTIME INC
COM PAR
629410606
1161
288050
PRN
SOLE
0
0
288050
OFS CREDIT COMPANY INC
COM
67111Q107
1965
110093
SH
SOLE
0
0
110093
OSISKO GOLD ROYALTIES LTD
COM
68827L101
2136
190045
SH
SOLE
0
0
190045
OXFORD LANE CAP CORP
COM
691543102
633
64324
SH
SOLE
0
0
64324
PARETEUM CORP
COM NEW
69946T207
3702
813538
SH
SOLE
0
0
813538
PEAK RESORTS INC
COM
70469L100
459
100900
SH
SOLE
0
0
100900
PEBBLEBROOK HOTEL TR
COM
70509V100
233
7508
SH
SOLE
0
0
7508
PEMBINA PIPELINE CORP
COM
706327103
1778
48377
SH
SOLE
0
0
48377
PICO HLDGS INC
COM NEW
693366205
1203
121529
SH
SOLE
0
0
121529
POLAR PWR INC
COM
73102V105
517
114700
SH
SOLE
0
0
114700
PREFERRED APT CMNTYS INC
COM
74039L103
2067
139470
SH
SOLE
0
0
139470
PROSHARES TR
PSHS ULTRUSS2000
74347R842
742
11000
SH
SOLE
0
0
11000
PURECYCLE CORP
COM NEW
746228303
2299
233130
SH
SOLE
0
0
233130
QUAKER CHEM CORP
COM
747316107
4337
21650
SH
SOLE
0
0
21650
RCM TECHNOLOGIES INC
COM NEW
749360400
268
67895
SH
SOLE
0
0
67895
REEDS INC
COM
758338107
1725
596910
SH
SOLE
0
0
596910
RICEBRAN TECHNOLOGIES
COM NEW
762831204
170
45575
SH
SOLE
0
0
45575
ROYAL GOLD INC
COM
780287108
1493
16423
SH
SOLE
0
0
16423
ROYCE MICRO-CAP TR INC
COM
780915104
1730
207630
SH
SOLE
0
0
207630
SACHEM CAP CORP
COM
78590A109
2884
639365
SH
SOLE
0
0
639365
SANDSTORM GOLD LTD
COM NEW
80013R206
1593
290765
SH
SOLE
0
0
290765
SEABRIDGE GOLD INC
COM
811916105
301
24290
SH
SOLE
0
0
24290
SEASPAN CORP
SHS
Y75638109
132
15176
SH
SOLE
0
0
15176
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
216
18295
PRN
SOLE
0
0
18295
SENSUS HEATLHCARE INC
*W EXP 06/08/201
81728J117
34
67900
SH
SOLE
0
0
67900
SG BLOCKS INC
COM PAR
78418A307
339
184411
SH
SOLE
0
0
184411
SHARPSPRING INC
COM
820054104
2414
150695
SH
SOLE
0
0
150695
SIGNATURE BK NEW YORK N Y
COM
82669G104
295
2300
SH
SOLE
0
0
2300
SILVERSUN TECHNOLOGIES INC
COM NEW
82846H207
563
218405
SH
SOLE
0
0
218405
SONOMA PHARMACEUTICALS INC
COM
83558L105
239
253699
SH
SOLE
0
0
253699
SOTHERLY HOTELS INC
COM
83600C103
1352
198586
SH
SOLE
0
0
198586
SP PLUS CORP
COM
78469C103
1745
51140
SH
SOLE
0
0
51140
SPARK ENERGY INC
CL A COM
846511103
1486
166775
SH
SOLE
0
0
166775
SPDR GOLD TRUST
GOLD SHS
78463V107
227
1861
SH
SOLE
0
0
1861
STERICYCLE INC
COM
858912108
1543
28350
SH
SOLE
0
0
28350
STONECASTLE FINL CORP
COM
861780104
423
19735
SH
SOLE
0
0
19735
SUPERIOR DRILLING PRODS IN
COM
868153107
33
25200
SH
SOLE
0
0
25200
TARGA RES CORP
COM
87612G101
1210
29127
SH
SOLE
0
0
29127
TEAM INC
COM
878155100
1266
72370
SH
SOLE
0
0
72370
TECOGEN INC NEW
COM NEW
87876P201
2920
731850
SH
SOLE
0
0
731850
TORTOISE MIDSTRM ENERGY FD
COM
89148B101
905
64572
SH
SOLE
0
0
64572
TOUGHBUILT INDUSTRIES INC
UNIT 10/10/20233
89157G306
919
189550
PRN
SOLE
0
0
189550
TRECORA RES
COM
894648104
922
101435
SH
SOLE
0
0
101435
TYLER TECHNOLOGIES INC
COM
902252105
2514
12300
SH
SOLE
0
0
12300
U S PHYSICAL THERAPY INC
COM
90337L108
7046
67090
SH
SOLE
0
0
67090
U.S. AUTO PARTS NETWORK IN
COM
90343C100
141
140000
SH
SOLE
0
0
140000
UMH PPTYS INC
COM
903002103
742
52725
PRN
SOLE
0
0
52725
USA COMPRESSION PARTNERS L
COMUNIT LTDPAR
90290N109
1730
110800
SH
SOLE
0
0
110800
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
245
10910
SH
SOLE
0
0
10910
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2269
71513
SH
SOLE
0
0
71513
WELLTOWER INC
COM
95040Q104
1506
19413
SH
SOLE
0
0
19413
WHEATON PRECIOUS METALS CO
COM
962879102
1493
62662
SH
SOLE
0
0
62662
WHEELER REAL ESTATE INVT T
PFD CNV SER D
963025606
858
61220
PRN
SOLE
0
0
61220
WILLDAN GROUP INC
COM
96924N100
7951
214489
SH
SOLE
0
0
214489
XAI OCTAGON FLOATNG RATE A
COM
98400T106
1758
202582
SH
SOLE
0
0
202582
YAMANA GOLD INC
COM
98462Y100
59
22472
SH
SOLE
0
0
22472