0001105907-18-000019.txt : 20181114
0001105907-18-000019.hdr.sgml : 20181114
20181114120621
ACCESSION NUMBER: 0001105907-18-000019
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 181181833
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001105907
XXXXXXXX
09-30-2018
09-30-2018
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Kevin Berner
Vice President
3127829600
Kevin Berner
Chicago
IL
11-14-2018
0
172
216837
false
INFORMATION TABLE
2
bard20180930.xml
BARD 13F 9.30.18
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
121
17676
SH
SOLE
0
0
17676
ACME UTD CORP
COM
004816104
2980
140023
SH
SOLE
0
0
140023
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
521
148800
SH
SOLE
0
0
148800
AIRGAIN INC
COM
00938A104
2382
181281
SH
SOLE
0
0
181281
AKERS BIOSCIENCES INC
COM
00973E102
33
114900
SH
SOLE
0
0
114900
AMERIS BANCORP
COM
03076K108
808
17670
SH
SOLE
0
0
17670
AMREP CORP NEW
COM
032159105
80
11000
SH
SOLE
0
0
11000
ARES CAP CORP
COM
04010L103
328
19080
SH
SOLE
0
0
19080
ARES COML REAL ESTATE CORP
COM
04013V108
1811
129625
SH
SOLE
0
0
129625
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
1251
195725
SH
SOLE
0
0
195725
ASURE SOFTWARE INC
COM
04649U102
1416
113993
SH
SOLE
0
0
113993
ATOMERA INC
COM
04965B100
558
93377
SH
SOLE
0
0
93377
AVINO SILVER & GOLD MINES LT
COM
053906103
986
1580500
SH
SOLE
0
0
1580500
BALCHEM CORP
COM
057665200
4428
39504
SH
SOLE
0
0
39504
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
896
4185
SH
SOLE
0
0
4185
BLINK CHARGING CO
*W EXP 01/31/202
09354A118
559
582800
SH
SOLE
0
0
582800
BLINK CHARGING CO
COM
09354A100
642
261850
SH
SOLE
0
0
261850
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
1285
131145
SH
SOLE
0
0
131145
BOSTON BEER INC
CL A
100557107
417
1450
SH
SOLE
0
0
1450
BOWL AMER INC
CL A
102565108
381
25575
SH
SOLE
0
0
25575
BOXLIGHT CORP
COM CL A
103197109
357
122250
SH
SOLE
0
0
122250
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
228
16375
SH
SOLE
0
0
16375
CAPITAL SOUTHWEST CORP
COM
140501107
368
19375
SH
SOLE
0
0
19375
CARETRUST REIT INC
COM
14174T107
829
46799
SH
SOLE
0
0
46799
CARRIAGE SVCS INC
COM
143905107
3069
142412
SH
SOLE
0
0
142412
CATASYS INC
COM PAR
149049504
2838
220857
SH
SOLE
0
0
220857
CECO ENVIRONMENTAL CORP
COM
125141101
95
12025
SH
SOLE
0
0
12025
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
891
17116
PRN
SOLE
0
0
17116
CEMTREX INC
*W EXP 12/02/2022
15130G113
75
576402
SH
SOLE
0
0
576402
CHECK CAP LTD
*W EXP 02/28/2020
M2361E120
2
14074
SH
SOLE
0
0
14074
CHICKEN SOUP FOR THE SOUL EN
CL A
16842Q100
148
14500
SH
SOLE
0
0
14500
CITY OFFICE REIT INC
COM
178587101
1341
106280
SH
SOLE
0
0
106280
COLLECTORS UNIVERSE INC
COM NEW
19421R200
181
12225
SH
SOLE
0
0
12225
CONDOR HOSPITALITY TR INC
COM NEW
20676Y403
1742
163000
SH
SOLE
0
0
163000
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
2001
53235
SH
SOLE
0
0
53235
CPI AEROSTRUCTURES INC
COM NEW
125919308
750
89775
SH
SOLE
0
0
89775
CROWN CRAFTS INC
COM
228309100
1001
175665
SH
SOLE
0
0
175665
CUMBERLAND PHARMACEUTICALS I
COM
230770109
452
79115
SH
SOLE
0
0
79115
CUSTOMERS BANCORP INC
COM
23204G100
1699
72200
SH
SOLE
0
0
72200
DAKTRONICS INC
COM
234264109
1101
140395
SH
SOLE
0
0
140395
DARIOHEALTH CORP
COM
23725P100
80
82750
SH
SOLE
0
0
82750
DARIOHEALTH CORP
*W EXP 02/26/2021
23725P118
9
66389
SH
SOLE
0
0
66389
DATA I O CORP
COM
237690102
52
10000
SH
SOLE
0
0
10000
DEUTSCHE BK AG LDN BRH
DB AGRIC LNG ETN
25154H533
109
12020
SH
SOLE
0
0
12020
DHX MEDIA LTD
COM VAR VTG
252406152
1319
879050
SH
SOLE
0
0
879050
DOLPHIN ENTMT INC
COM
25686H100
1072
485050
SH
SOLE
0
0
485050
DORCHESTER MINERALS LP
COM UNIT
25820R105
899
44080
PRN
SOLE
0
0
44080
DOUBLELINE INCOME SOLUTIONS
COM
258622109
206
10200
PRN
SOLE
0
0
10200
EAGLE PT CR CO LLC
COM
269808101
2380
132973
SH
SOLE
0
0
132973
ELECTRAMECCANICA VEHICLES
*W EXP 08/03/2023
284849114
145
382400
SH
SOLE
0
0
382400
ELECTRAMECCANICA VEHICLES
COM
284849205
475
193111
SH
SOLE
0
0
193111
EMCORE CORP
COM NEW
290846203
118
24800
SH
SOLE
0
0
24800
ENSIGN GROUP INC
COM
29358P101
4636
122270
SH
SOLE
0
0
122270
ENVIROSTAR INC
COM
29414M100
374
9600
SH
SOLE
0
0
9600
ENVIVA PARTNERS LP
COM UNIT
29414J107
552
17374
SH
SOLE
0
0
17374
EVOLUTION PETROLEUM CORP
COM
30049A107
1752
158550
SH
SOLE
0
0
158550
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
325
91059
SH
SOLE
0
0
91059
FARMLAND PARTNERS INC
COM
31154R109
759
113275
SH
SOLE
0
0
113275
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
161
13202
SH
SOLE
0
0
13202
FIRST MAJESTIC SILVER CORP
COM
32076V103
1113
195979
SH
SOLE
0
0
195979
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
530
29075
SH
SOLE
0
0
29075
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
509
27989
SH
SOLE
0
0
27989
FRANCO NEVADA CORP
COM
351858105
767
12256
SH
SOLE
0
0
12256
GENERAL FIN CORP DEL
COM
369822101
2639
165450
SH
SOLE
0
0
165450
GENIUS BRANDS INTL INC
COM PAR
37229T301
1349
658269
SH
SOLE
0
0
658269
GLADSTONE CAPITAL CORP
COM
376535100
275
28950
SH
SOLE
0
0
28950
GLADSTONE COML CORP
COM
376536108
1286
67155
PRN
SOLE
0
0
67155
GLADSTONE LD CORP
COM
376549101
1567
127000
SH
SOLE
0
0
127000
GLOBAL WTR RES INC
COM
379463102
2113
199500
SH
SOLE
0
0
199500
GLOBALSCAPE INC
COM
37940G109
1235
307980
SH
SOLE
0
0
307980
GOLDCORP INC NEW
COM
380956409
368
36106
SH
SOLE
0
0
36106
GRAMERCY PPTY TR
COM NEW
385002308
1801
65652
PRN
SOLE
0
0
65652
GRAN TIERRA ENERGY INC
COM
38500T101
93
24375
SH
SOLE
0
0
24375
GREAT AJAX CORP
COM
38983D300
2496
183360
SH
SOLE
0
0
183360
GSE SYS INC
COM
36227K106
1235
343190
SH
SOLE
0
0
343190
HAIN CELESTIAL GROUP INC
COM
405217100
492
18160
SH
SOLE
0
0
18160
HANNON ARMSTRONG SUST INFR C
COM
41068X100
471
21930
SH
SOLE
0
0
21930
HARVARD BIOSCIENCE INC
COM
416906105
1712
326072
SH
SOLE
0
0
326072
HENRY JACK & ASSOC INC
COM
426281101
1361
8500
SH
SOLE
0
0
8500
HOEGH LNG PARTNERS LP
COM UNIT LTD
Y3262R100
468
25498
SH
SOLE
0
0
25498
HUDSON TECHNOLOGIES INC
COM
444144109
747
583300
SH
SOLE
0
0
583300
I D SYSTEMS INC
COM
449489103
852
122555
SH
SOLE
0
0
122555
IDEX CORP
COM
45167R104
1687
11200
SH
SOLE
0
0
11200
II VI INC
COM
902104108
8425
178120
SH
SOLE
0
0
178120
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
146
52550
SH
SOLE
0
0
52550
INDEPENDENCE RLTY TR INC
COM
45378A106
1880
178550
SH
SOLE
0
0
178550
INTEST CORP
COM
461147100
2364
305075
SH
SOLE
0
0
305075
INTRICON CORP
COM
46121H109
1599
28450
SH
SOLE
0
0
28450
INUVO INC
COM NEW
46122W204
1001
1614071
SH
SOLE
0
0
1614071
INVESCO DB MLTI SECTR CMMTY
AGRICULTURE FD
46140H106
285
16877
SH
SOLE
0
0
16877
INVESCO EXCHNG TRADED FD TR
S&P SMLCP UTIL
46138G409
3474
59975
SH
SOLE
0
0
59975
ISHARES SILVER TRUST
ISHARES
46428Q109
402
29280
SH
SOLE
0
0
29280
ISHARES TR
TIPS BD ETF
464287176
436
3940
SH
SOLE
0
0
3940
ISSUER DIRECT CORPORATION
COM NEW
46520M204
1234
80655
SH
SOLE
0
0
80655
J & J SNACK FOODS CORP
COM
466032109
272
1800
SH
SOLE
0
0
1800
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
352
31754
SH
SOLE
0
0
31754
JOINT CORP
COM
47973J102
645
75450
SH
SOLE
0
0
75450
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
453
25375
SH
SOLE
0
0
25375
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
142
11105
SH
SOLE
0
0
11105
KMG CHEMICALS INC
COM
482564101
4103
54300
SH
SOLE
0
0
54300
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1938
131127
SH
SOLE
0
0
131127
LM FDG AMER INC
COM
502074107
8
15750
SH
SOLE
0
0
15750
LM FDG AMER INC
*W EXP 10/31/2020
502074115
5
135850
SH
SOLE
0
0
135850
LANDMARK INFRASTRUCTURE LP
COM UNIT LTD
51508J108
1740
125610
SH
SOLE
0
0
125610
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
461
13340
PRN
SOLE
0
0
13340
LEGACY RESVS INC
COM
524706108
435
89644
SH
SOLE
0
0
89644
LEXINGTON REALTY TRUST
COM
529043101
337
40660
PRN
SOLE
0
0
40660
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
1517
237075
SH
SOLE
0
0
237075
MARTEN TRANS LTD
COM
573075108
1286
61071
SH
SOLE
0
0
61071
MEDICAL PPTYS TRUST INC
COM
58463J304
1391
93262
PRN
SOLE
0
0
93262
MILLER INDS INC TENN
COM NEW
600551204
610
22665
SH
SOLE
0
0
22665
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1675
100205
PRN
SOLE
0
0
100205
MONROE CAP CORP
COM
610335101
1542
113632
SH
SOLE
0
0
113632
NEOGENOMICS INC
COM NEW
64049M209
3016
196493
SH
SOLE
0
0
196493
NEW AGE BEVERAGES CORP
COM
64157V108
241
45000
SH
SOLE
0
0
45000
NEW MTN FIN CORP
COM
647551100
271
20055
SH
SOLE
0
0
20055
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
3355
160242
SH
SOLE
0
0
160242
NTN BUZZTIME INC
COM PAR
629410606
1330
298850
PRN
SOLE
0
0
298850
OSISKO GOLD ROYALTIES LTD
COM
68827L101
1420
187145
SH
SOLE
0
0
187145
OXFORD LANE CAP CORP
COM
691543102
700
66024
SH
SOLE
0
0
66024
PARETEUM CORP
COM NEW
69946T207
3727
1242288
SH
SOLE
0
0
1242288
PEAK RESORTS INC
COM
70469L100
511
104300
SH
SOLE
0
0
104300
PEMBINA PIPELINE CORP
COM
706327103
1718
50537
SH
SOLE
0
0
50537
PICO HLDGS INC
COM NEW
693366205
1473
117369
SH
SOLE
0
0
117369
POLAR PWR INC
COM
73102V105
561
109475
SH
SOLE
0
0
109475
PREFERRED APT CMNTYS INC
COM
74039L103
2523
143495
SH
SOLE
0
0
143495
PROSHARES TR
PSHS ULTRUSS2000
74347R842
964
11400
SH
SOLE
0
0
11400
PURECYCLE CORP
COM NEW
746228303
2704
234080
SH
SOLE
0
0
234080
QUAKER CHEM CORP
COM
747316107
4580
22650
SH
SOLE
0
0
22650
RCM TECHNOLOGIES INC
COM NEW
749360400
290
67895
SH
SOLE
0
0
67895
RICEBRAN TECHNOLOGIES
*W EXP 12/12/2018
762831113
6
35700
SH
SOLE
0
0
35700
RICEBRAN TECHNOLOGIES
COM NEW
762831204
139
48275
SH
SOLE
0
0
48275
ROYAL GOLD INC
COM
780287108
1273
16523
SH
SOLE
0
0
16523
ROYCE MICRO-CAP TR INC
COM
780915104
2130
208655
SH
SOLE
0
0
208655
SANDSTORM GOLD LTD
COM NEW
80013R206
1088
291765
SH
SOLE
0
0
291765
SEABRIDGE GOLD INC
COM
811916105
324
24990
SH
SOLE
0
0
24990
SEASPAN CORP
SHS
Y75638109
129
15445
SH
SOLE
0
0
15445
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
330
18820
PRN
SOLE
0
0
18820
SHARPSPRING INC
COM
820054104
3453
246285
SH
SOLE
0
0
246285
SIGNATURE BK NEW YORK N Y
COM
82669G104
264
2300
SH
SOLE
0
0
2300
SILVERSUN TECHNOLOGIES INC
COM NEW
82846H207
775
214000
SH
SOLE
0
0
214000
SONOMA PHARMACEUTICALS INC
COM
83558L105
492
336699
SH
SOLE
0
0
336699
SOTHERLY HOTELS INC
COM
83600C103
1441
200161
SH
SOLE
0
0
200161
SP PLUS CORP
COM
78469C103
1940
53150
SH
SOLE
0
0
53150
SG BLOCKS INC
COM
78418A307
747
186811
SH
SOLE
0
0
186811
SACHEM CAP CORP
COM
78590A109
2697
646718
SH
SOLE
0
0
646718
SPARK ENERGY INC
CL A COM
846511103
1412
171200
SH
SOLE
0
0
171200
SPDR GOLD TRUST
GOLD SHS
78463V107
215
1911
SH
SOLE
0
0
1911
SENSUS HEALTHCARE INC
*W EXP 06/08/2019
81728J117
153
70200
SH
SOLE
0
0
70200
STERICYCLE INC
COM
858912108
1840
31350
SH
SOLE
0
0
31350
STONECASTLE FINL CORP
COM
861780104
442
19735
SH
SOLE
0
0
19735
SUNOPTA INC
COM
8676EP108
1445
196595
SH
SOLE
0
0
196595
SUPERIOR DRILLING PRODS INC
COM
868153107
93
29000
SH
SOLE
0
0
29000
TARGA RES CORP
COM
87612G101
1826
32419
SH
SOLE
0
0
32419
TEAM INC
COM
878155100
1644
73070
SH
SOLE
0
0
73070
TECOGEN INC NEW
COM NEW
87876P201
1812
575225
SH
SOLE
0
0
575225
TORTOISE MLP FD INC
COM
89148B101
1106
68778
SH
SOLE
0
0
68778
TRECORA RES
COM
894648104
1497
106945
SH
SOLE
0
0
106945
TRUETT-HURST INC
CL A
897871109
1227
666694
SH
SOLE
0
0
666694
TYLER TECHNOLOGIES INC
COM
902252105
3333
13600
SH
SOLE
0
0
13600
U S PHYSICAL THERAPY INC
COM
90337L108
8212
69238
SH
SOLE
0
0
69238
U.S. AUTO PARTS NETWORK INC
COM
90343C100
233
150000
SH
SOLE
0
0
150000
UMH PPTYS INC
COM
903002103
841
53750
PRN
SOLE
0
0
53750
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
3676
222632
SH
SOLE
0
0
222632
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
1802
65875
SH
SOLE
0
0
65875
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
202
10910
SH
SOLE
0
0
10910
WELLTOWER INC
COM
95040Q104
1270
19745
SH
SOLE
0
0
19745
WHEATON PRECIOUS METALS CORP
COM
962879102
1131
64637
SH
SOLE
0
0
64637
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
1245
59420
SH
SOLE
0
0
59420
WILLDAN GROUP INC
COM
96924N100
7781
229124
SH
SOLE
0
0
229124
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
1932
197150
SH
SOLE
0
0
197150
YAMANA GOLD INC
COM
98462Y100
57
23022
SH
SOLE
0
0
23022