0001104659-13-009989.txt : 20130213 0001104659-13-009989.hdr.sgml : 20130213 20130213104539 ACCESSION NUMBER: 0001104659-13-009989 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 GROUP MEMBERS: SCHRODER INVESTMENT MANAGEMENT LTD. GROUP MEMBERS: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FONAR CORP CENTRAL INDEX KEY: 0000355019 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 112464137 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-33323 FILM NUMBER: 13600403 BUSINESS ADDRESS: STREET 1: 110 MARCUS DR CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 6316942929 MAIL ADDRESS: STREET 1: 110 MARCUS DRIVE CITY: MELVILLE STATE: NY ZIP: 11747 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE CENTRAL INDEX KEY: 0001105005 IRS NUMBER: 134064414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-641-3800 MAIL ADDRESS: STREET 1: 875 THIRD AVENUE, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 a13-4957_2sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

Fonar Corp

(Name of Issuer)

Common Stock

(Title of Class of Securities)

344437405

(CUSIP Number)

12/31/12

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x

Rule 13d-1(b)

o

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 344437405

 

 

1.

Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)

Schroder Investment Management North America Ltd

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
England

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
33,480

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
33,480

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
33,480

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.564%

 

 

12.

Type of Reporting Person (See Instructions)
IA

 

2



 

CUSIP No. 344437405

 

 

1.

Names of Reporting Persons
I.R.S. Identification Nos. of above persons (entities only)

Schroder Investment Management Ltd

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
England

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
398,000

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
398,000

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
398,000

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.710%

 

 

12.

Type of Reporting Person (See Instructions)
FI

 

3



 

Item 1.

 

(a)

Name of Issuer
Fonar Corp

 

(b)

Address of Issuer’s Principal Executive Offices
Computershare, Inc

250 Royall Street

Canton, MA 02021

 

Item 2.

 

(a)

Name of Person Filing
Schroder Investment Management North America Inc

 

(b)

Address of Principal Business Office or, if none, Residence
875 Third Ave, 22
nd Floor

New York, NY 10022

 

(c)

Citizenship
USA

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
344437405

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);

 

(e)

x

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

 

(k)

o

Group, in accordance with § 240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

 

4



 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

431,480

 

(b)

Percent of class:   

7.275%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

33,480

 

 

(ii)

Shared power to vote or to direct the vote    

398,000

 

 

(iii)

Sole power to dispose or to direct the disposition of   

431,480

 

 

(iv)

Shared power to dispose or to direct the disposition of   

0

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Schroder Investment Management Ltd. is an FSA-registered investment adviser under common control with the adviser.  It is located in the United Kingdom at 31 Gresham Street, London EC2V 7QA.  Schroder Investment Management North America Ltd. disclaims the existence of a group.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

5



 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

February 11, 2013

 

 

 

 

 

 

 

 

 

 

By:

/s/ Jamie Dorrien Smith**

 

 

Name:

Jamie Dorrien Smith**

 

 

Title:

Chief Executive Officer

 

 

 

 

 

 

Schroder Investment Management North America Inc

 

 

 

 

 

 

** Authorized by Power of Attorney to sign on behalf of the following Advisor:

Schroder Investment Management North America Ltd.

Schroder Investment Management Ltd.

 

6



 

Schroder Investment Management North America Limited

 

31 Gresham Street, London EC2V 7QA

 

Tel: 020 7658 6000 Fax: 020 7658 6965

www.schroders.com

 

CONFIDENTIAL

 

Power of Attorney

 

Date: January 28, 2013

 

Address: 31 Gresham Street, London, EC2V 7QA, United Kingdom

 

Name of Advisor: Schroder Investment Management North America Limited

 

Name/Title of signatory:

Gareth Taylor – Director

 

 

Matthew Whyte – For and on behalf of Schroders Corporate Secretary Limited, Company Secretary

 

Signature:

/s/ Gareth Taylor

 

/s/ Matthew Whyte

 

 

I hereby appoint the party named below to act as representative in providing any such reports and copies of the documents as may be necessary under the terms of Schedule 13G of the Securities and Exchange Act of 1934.

 

This Power of Attorney is revocable at any time upon written notice to the authorized person and in any event will expire on March 31, 2013.

 

Address of representative:

875 Third Avenue, 22nd Floor, New York, NY 10022

 

Name of representative:

Schroder Investment Management North America Inc.

Jamie Dorrien-Smith, Chief Executive Officer

 

Registered Office at the above address. Registered number 2334190 England

Authorised and regulated by the Financial Services Authority.

 



 

Schroder Investment Management Limited

31 Gresham Street, London EC2V 7QA

 

Tel: 020 7658 6000 Fax: 020 7658 6965

www.schroders.com

 

CONFIDENTIAL

 

Power of Attorney

 

Date: January 25, 2013

 

Address: 31 Gresham Street, London, EC2V 7QA, United Kingdom

 

Name of Advisor: Schroder Investment Management Limited

 

Name/Title of signatory:

Markus Ruetimann – Director

 

 

Helen Horton – For and on behalf of Schroders Corporate Secretary Limited, Company Secretary

 

Signatures:

/s/ Markus Ruetimann

 

/s/ Helen Horton

 

 

I hereby appoint the party named below to act as representative in providing any such reports and copies of the documents as may be necessary under the terms of Schedule 13G of the Securities and Exchange Act of 1934.

 

This Power of Attorney is revocable at any time upon written notice to the authorized person and in any event will expire on March 31, 2013.

 

Address of representative:

875 Third Avenue, 22nd Floor, New York, NY 10022

 

Name of representative:

Schroder Investment Management North America Inc.

Jamie Dorrien-Smith, Chief Executive Officer

 

Registered Office at the above address. Registered number 1893220 England

Authorised and regulated by the Financial Services Authority. For your security, communications may be taped or monitored.

 


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