0001104659-19-059382.txt : 20191104 0001104659-19-059382.hdr.sgml : 20191104 20191104140657 ACCESSION NUMBER: 0001104659-19-059382 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE CENTRAL INDEX KEY: 0001105005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23457 FILM NUMBER: 191189175 BUSINESS ADDRESS: STREET 1: 7 BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-641-3800 MAIL ADDRESS: STREET 1: 7 BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Schroders Opportunistic Income Fund CENTRAL INDEX KEY: 0001768966 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-1844 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Schroders Securitized Opportunities Fund DATE OF NAME CHANGE: 20190225 3 1 tm1921002-19_form3.xml OWNERSHIP DOCUMENT X0206 3 2019-11-01 1 0001768966 Hartford Schroders Opportunistic Income Fund HSQIX 0001105005 SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE 7 BRYANT PARK, 19TH FLOOR NEW YORK NY 10018 0 0 0 1 See Explanation of Responses The Reporting Person, Schroder Investment Management North America Inc., serves as the Investment Sub-Adviser of the Issuer. /s/ Joseph Bertini, Authorized Signatory for the Reporting Person 2019-11-04