10KSB 1 mainbody.htm MONTANA 10KSB DECEMBER 2004

TABLE OF CONTENTS

             
        Page
       

PART I.

       
  Item     1.     Description of Business     3  
  Item     2.     Description of Property     6  
  Item     3.     Legal Proceedings     6  
  Item     4.     Submission of Matters to a Vote of Security Holders     6  

PART II.

       
  Item     5.     Market for Common Equity and Related Stockholder Matters     6  
  Item     6.     Managements's Plan of Operation     7  
  Item     7.     Financial Statements     12  
  Item     8.     Changes in and Disagreements with Accountants on Accounting and Financial Disclosure     13  
  Item     8A.     Controls and Procedures     13  
  Item     8B.     Other Information     13  

PART III.

       
  Item     9.     Directors and Executive Officer     13  
  Item     10.     Executive Compensation     15  
  Item     11.     Security Ownership of Certain Beneficial Owners and Management     15  
  Item     12.     Certain Relationships and Related Transactions     15  
  Item     13.     Exhibits     16  
  Item     14.     Principal Accountant Fees and Services     16  
  SIGNATURES     17  
     

INDEX

  Page  
   
Independent Auditors' Report   F-3  
   
Balance Sheets   F-4  
   
Statements of Operations   F-5  
   
Statements of Stockholders' Equity (Deficit)   F-6  
   
Statements of Cash Flows   F-7  
   
Notes to Financial Statements   F-8  

INDEX TO EXHIBITS

Exhibit No.

Page No.

Description

3(i)(a)

*

Articles of Incorporation of the Company, formally known as Aswan Investments, Inc. (incorporated herein by reference from Exhibit No. 3(i) of the Company's Form 10-SB as filed with the SEC on February 3, 2000)

3(i)(b)

*

Amendment to Articles of Incorporation filed with the State of Nevada on August 5, 2002 (incorporated herein by reference from Exhibit No. 3(i)(b) of the Company's Form 8-K as filed with the SEC on August 15, 2002).

3(i)(c)

*

Amendment to Articles of Incorporation filed with the State of Nevada on October 12, 2004 (incorporated herein by reference from Exhibit No. 3(i)(c) of the Company's Form 10-QSB filed with the SEC on November 8, 2004).

3(ii)

*

By-laws of the Company adopted on December 10, 1999 formally known as Aswan Investments, Inc. (incorporated herein by reference from Exhibit No. 3(i) of the Company's Form 10-SB as filed with the SEC on February 3, 2000).

10(i)

*

Option Purchase Agreement between the Company and Monument Resources, Inc. dated July 19, 2002 (incorporated herein by reference from Exhibit No. 10(i) of the Company's Form 10-QSB/A filed with the SEC on November 8, 2002).

14

*

Code of Ethics adopted April 14, 2004 (incorporated herein by reference from Exhibit 14 of the Company's Form 10KSB/A filed with the SEC on April 16, 2004).

23(i)

*

Consent of Joseph Anzman, Registered Geophysicist dated November 23, 2002 (incorporated herein by reference from Exhibit 23(i) of the Company's Form SB-2/A-2 filed with the SEC on November 29, 2002).

31

Attached

Certification of the Chief Executive Officer and Chief Financial Officer pursuant to Rule 13a-14 of the Securities and Exchange Act of 1934 as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 200

32

Attached

Certification of the Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

* Incorporated by reference from previous filings of the Company.