EX-1.01 2 materion2017conflictminera.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01

Conflict Minerals Report of Materion Corporation
for the Reporting Period from January 1, 2017 to December 31, 2017

Overview
This Conflict Minerals Report (this “Report”) of Materion Corporation (including its consolidated subsidiaries, “we”, “Materion” or the “Company”) has been prepared pursuant to Rule 13p-1 (the “Rule”) as promulgated under the Securities Exchange Act of 1934 for the reporting period from January 1, 2017 to December 31, 2017 (the “Reporting Period”).

Forward-looking statements contained in this Report are made based on known events and circumstances at the time of release, and as such, are subject in the future to unforeseen uncertainties and risks. Statements in this Report which express a belief, expectation or intention, as well as those that are not historical fact, are forward-looking statements, including statements related to the Company’s compliance efforts and expected actions identified in this Report. These forward-looking statements are subject to various risks, uncertainties and assumptions, including, among other matters, the Company’s customers' requirements to use certain suppliers, the Company’s suppliers' responsiveness and cooperation with the Company’s due diligence efforts, the Company’s ability to implement improvements in its conflict minerals program and the Company’s ability to identify and mitigate related risks in its supply chain. If one or more of these or other risks materialize, actual results may vary materially from those expressed. For a more complete discussion of these and other risk factors, see the Company’s other filings with the Securities and Exchange Commission (“SEC”), including its Annual Report on Form 10-K for the year ended December 31, 2017 and subsequent Quarterly Reports on Form 10-Q. The Company makes these statements as of the date of this disclosure, and undertakes no obligation to update them unless otherwise required by law.

Rule 13p-1, through Form SD, requires the disclosure of certain information if a company manufactures or contracts to manufacture products for which certain “conflict minerals” (as defined below) are necessary to the functionality or production of such products. The SEC defines “conflict minerals” as: (i)(a) columbite-tantalite (or coltan, the metal ore from which tantalum is extracted), (b) cassiterite (the metal ore from which tin is extracted), (c) gold and (d) wolframite (the metal ore from which tungsten is extracted), or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an “adjoining country,” as such term is defined in Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (collectively, the “Covered Countries”).

The Company’s operations may at times manufacture, or contract to manufacture, products for which conflict minerals are necessary to the functionality or production of those products (collectively, the “products”). As required by the Rule, the Company has conducted a good faith, reasonable country of origin inquiry (“RCOI”) regarding the




conflict minerals included in the products during the Reporting Period to determine whether any such conflict minerals originated in the Covered Countries and/or whether any of the conflict minerals were from recycled or scrap sources. Where applicable, the Company has conducted additional due diligence regarding the sources of the conflict minerals. The results of the Company’s RCOI regarding the conflict minerals, as well as the Company’s additional due diligence regarding the sources of such conflict minerals, are contained in this Report, which is publicly available at www.materion.com. The content on, or accessible through, any web site referred to in this Report is not incorporated by reference into this Report unless expressly noted.

Materion, through its wholly owned subsidiaries, is an integrated producer of high-performance advanced engineered materials used in a variety of electrical, electronic, thermal and structural applications. Our products are sold into numerous end markets, including consumer electronics, industrial components, defense, medical, automotive electronics, telecommunications infrastructure, energy, commercial aerospace, science, services, and appliance.

Our businesses are organized under four reportable segments: Performance Alloys and Composites, Advanced Materials, Precision Coatings, and Other. Our Other reportable segment includes unallocated corporate costs.

Performance Alloys and Composites

The Performance Alloys and Composites ("PAC") segment is comprised of the following three reporting units: Performance Alloys, Beryllium & Composites, and Technical Materials.

Performance Alloys is the largest PAC business and produces beryllium and non-beryllium containing alloy products in strip, bulk, and other custom shapes at manufacturing facilities in the United States, Europe, and Asia. This business also operates the world's largest bertrandite ore mine and refinery, which is located in Utah, providing feedstock hydroxide for its beryllium and beryllium alloy businesses and external sales.

Beryllium & Composites manufactures beryllium, beryllium aluminum, aluminum metal matrix composites, beryllia ceramics, and bulk metallic glass materials in rod, plate, bar, strip, and customized shapes.

Technical Materials produces strip metal products with clad inlay and overlay metals, including precious and base metals electroplated systems, electron beam welded systems, contour profiled systems and solder-coated metal systems.

Advanced Materials

Advanced Materials produces advanced chemicals, microelectronics packaging, precious metal, non-precious metal and specialty metal products, including vapor deposition targets, frame lid assemblies, clad and precious metal pre-forms, high temperature braze materials, and ultra-pure wire. These products are used in semiconductor logic and




memory, medical, energy, lighting, defense, optics and wireless communications applications within the consumer electronics, industrial components, and telecommunications infrastructure end markets. Advanced Materials also has metal recovery operations and in-house refining that allow for the recycling of precious metals.

Precision Coatings

The Precision Coatings segment includes the following reporting units:

Precision Optics produces sputter-coated precision thin film coatings and optical filter materials. Based in Westford, Massachusetts, the group has manufacturing facilities in the United States and China.

Large Area Coatings produces high-performance sputter-coated precision flexible thin film materials. Based in Windsor, Connecticut, the business manufactures and distributes coated and converted thin film material solutions primarily for medical testing and diagnosis applications.

Other

The Other segment is comprised of unallocated corporate costs.

Description of Materion's Reasonable Country of Origin Inquiry

Materion has performed a good faith RCOI regarding the conflict minerals that were in our supply chain between January 1, 2017 and December 31, 2017 to determine whether any of the conflict minerals originated in the Covered Countries and whether any of the conflict minerals may be from recycled or scrap sources, in accordance with the Rule and related guidance provided by the SEC.

The Company’s global supply chain is complex. In the course of its business operations, the Company may purchase materials and metals containing conflict minerals. These materials and metals may, in turn, be included in the Company’s products. Because the Company does not normally purchase conflict minerals directly from mines, smelters or refiners, there are many third parties in the supply chain between the Company and the original sources of conflict minerals. As a result, the Company relies on its direct suppliers to provide information regarding the origin of any conflict minerals that are included in its products. In accordance with the framework in the Organization for Economic Co-operation and Development Due Diligence Guidelines for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Second Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidelines”), and related guidance provided by the SEC, the Company worked with its direct suppliers to identify, where possible, the smelters and/or refiners and countries of origin of the conflict minerals.





Prior to the Reporting Period, the Company worked to identify direct materials suppliers that it believed could potentially provide materials or metals containing conflict minerals (collectively, the “Identified Suppliers”). The Company then surveyed all the Identified Suppliers to determine whether each such Identified Supplier was supplying materials or metals to the Company that contained conflict minerals and, if so, to determine the source of such conflict minerals. The Company’s surveys required Identified Suppliers to, among other matters, confirm the source of any conflict minerals contained in materials or metals supplied to the Company and to provide any updates regarding such responses.

The Company, with respect to the Reporting Period, reasonably determined that certain of its products described above under “Overview” contain conflict minerals necessary to the functionality or production of such products.

For the Reporting Period, the Company sought and obtained representations from all 55 Identified Suppliers from whom the Company sought such representations. Such representations included, from all Identified Suppliers, Responsible Minerals Initiative (“RMI”) Conflict Minerals Reporting Template (“CMRT”) indicating the facility at which the conflict minerals were processed.

Based on the information obtained pursuant to the RCOI process described above, the Company has concluded, in good faith, that it does not have sufficient information with respect to the Reporting Period to determine the country of origin of all of the conflict minerals.

Due Diligence

For the Reporting Period, Materion performed due diligence from September 2017 through May 2018 to determine the source and chain of custody necessary to determine conflict minerals in the Company’s product offerings. Materion designed its due diligence measures to conform in all material respects with the OECD Guidelines. This process included building conflict minerals awareness across the supply base and the survey of all Identified Suppliers that were known to or may have provided products containing metal and /or conflict minerals.

Materion occupies a “downstream” position in the supply chain and followed the principles outlined in the OECD Guidelines for downstream companies with no direct relationships to smelters or refiners. In this context, “downstream” refers to the supply chain from smelters and refiners to retailers and includes companies such as ours, as well as product and component manufacturers and retailers. A summary of Materion’s due diligence activities in line with the OECD Guidelines is outlined below.

Step 1: Establish strong company management systems:
•
Materion has adopted a formal policy that reflects its goal of achieving a "DRC Conflict Free" determination over time;




•
Materion maintains a governance model to oversee the implementation and ongoing management of the Conflict Minerals Compliance Program. The governance model consists of two groups: the Steering Committee and Core Team, and various work products. The objective is to develop, document and maintain a governance structure that enables sustainable compliance and actively mitigates the risk of not meeting regulatory requirements;
•
Materion maintains a process to evaluate raw materials, parts and suppliers in the supply chain for potential conflict minerals risk;
•
Materion communicates its policy regarding conflict minerals to existing and new suppliers including through language in supplier contract terms and conditions, flow down language in all United States Government contracts and the Materion Supplier Code of Conduct;
•
Materion continues to leverage SAP systematic and Quality Management procedural controls to prevent transactions with non-conforming conflict mineral suppliers;
•
Materion has established long-term relationships with suppliers and closely manages the pool of suppliers eligible to be utilized; and,
•
Materion provides a feedback mechanism on its website available to all interested parties to provide information or voice their concerns regarding its sourcing and use of conflict minerals in its products.

Step 2: Identify and assess risks in the supply chain:
•
On an annual basis, Materion evaluates raw materials and parts that are known or are likely to contain conflict minerals using a risk-based approach;
•
Each compliance year, Materion requires suppliers to complete a CMRT. Materion has a 100% response rate for three consecutive years;
•
Materion engages Identified Suppliers in one-on-one individualized capability training to all identified suppliers to enable them to improve their understanding of the regulation and their responsibility as a Materion supplier;
•
Materion conducts a review of supplier responses to determine that all required questions and sections of the CMRT were completed, followed up with any supplier that did not complete all required questions, and verified the CMRT had an acceptable Effective Date and appropriate CMRT version;
•
Materion reviews the survey responses and validates them for completeness and sufficiency;
•
Materion reviews aggregated supplier survey responses and reports key metrics as part of the monthly conflict minerals reporting process; and,
•
Materion conducts an annual review of summary smelter information to determine if the smelter is certified as conflict free or presented a "red flag" as defined by the OECD Guidelines. To make the determination of each smelter's conflict status, Materion relies upon information provided by the RMI. RMI conducts a Responsible Minerals Assurance Process (RMAP), in which it certifies smelters and refiners worldwide as being conformant/conflict free after confirming specific information, including country of origin for conflict




minerals that the smelter/refiner may purchase for its operations. RMI makes available to the public the list of smelters/refiners that have been certified by RMI as conformant/conflict free.

Step 3: Design and implement a strategy to respond to identified risks:
•
Annually, Materion completes an OECD Gap Analysis, at the end of each compliance year's due diligence, and provides a summary of the identified risks and gaps to the Steering Committee with recommended action plans to reduce risks and close gaps;
•
Materion maintains a risk mitigation strategy with the goal of systematically reducing the extend of exposure to certain risk and the likelihood of its occurrence;
•
Materion maintains a risk mitigation plan and monitors execution. New supplier onboarding includes requirements for all suppliers to provide a current CMRT and an agreement to respond to annual conflict minerals surveys;
•
Materion continues to systematically and procedurally limit purchasing with suppliers based on their unresponsiveness to conflict minerals inquiries;
•
Materion places additional restrictions on smelter sources based on non-conflict mineral related customer requirements; and,
•
Additional fact finding, risk assessments and changes in circumstances take place as part of Materion's annual review of its Conflict Minerals Compliance Playbook.

Step 4: Carry out independent third-party audit of smelter/refiner's due diligence practices:
•
In accordance with the OECD Guidelines, Materion participates and contributes through industry organizations to enhance transparency and traceability in the supply chain and supports independent third-party audits of smelters/refiners; and,
•
Materion is not in a position to audit smelter/refiners directly. Materion does, however, reach out to smelters, identified by their suppliers, to request that they participate in the RMI initiative and become certified as Conformant/Conflict-Free and Materion’s gold recycling operation in Buffalo, New York is a RMI certified Conformant/Conflict Free for gold.

Step 5: Report annually on supply chain due diligence:
•
Annually, Materion performs due diligence in their conflict minerals supply chain, maintains a process to summarize, review and approve compliance results, complete the Form SD and the Conflict Minerals Report and timely file the Form SD and any Conflict Minerals Report with the SEC.

Continuous Improvement of Supply Chain Due Diligence

The Company expects to continue to maintain its supply chain due diligence efforts including:
•
Continue to assess the presence of conflict minerals in its supply chain as new products are introduced;




•
Continue to require suppliers to identify the conflict minerals contained in the products they supply and when requested on an annual basis, to provide current, accurate and complete information on the smelters/refiners used in the manufacture of materials supplied to Materion;
•
Continue to compare RCOI results to information collected via independent conflict free smelter validation programs such as the RMAP;
•
Continue to contact smelters identified as a result of the RCOI process and request their participation in obtaining a "conformant/conflict free" designation from an industry program such as the RMAP; and
•
Ability to respond to customer requests to limit smelters active in the supply chain due to non RMI concerns.

Determination

Based on the process described above, Materion achieved a 100% response rate from the 57 direct material suppliers identified as supplying raw materials or parts containing conflict minerals with an increase in smelters reporting conflict-free from 90% to 91%.

Base on the information provided by Materion suppliers utilized during 2017, Materion believes that the facilities that may have been used to process conflict minerals in Materion’s products included the smelters and refiners lists in Appendix I. The suppliers’ responses included Conformant/Conflict Free, Known and Unknown smelters, but based on the absence of reliable information on the Unknown smelters, only the Conformant/Conflict Free Active and Known smelters have been included.

Based on the due diligence efforts and the absence of full supply chain visibility throughout the supply base, Materion is unable to determine the origin of the conflict minerals and does not have sufficient information to conclusively determine the countries of origin of conflict minerals contained in Materion’s products.










Appendix I: Smelters Identified in the Materion Supply Chain

Smelter ID
Metal
Smelter Name
Smelter Country
CFSI Verified
CID000015
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
Conformant
CID000019
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Conformant
CID000035
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Conformant
CID000058
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
Conformant
CID000077
Gold
Argor-Heraeus S.A.
SWITZERLAND
Conformant
CID000082
Gold
Asahi Pretec Corp.
JAPAN
Conformant
CID000924
Gold
Asahi Refining Canada Ltd.
CANADA
Conformant
CID000920
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
Conformant
CID000090
Gold
Asaka Riken Co., Ltd.
JAPAN
Conformant
CID000113
Gold
Aurubis AG
GERMANY
Conformant
CID000128
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Conformant
CID000157
Gold
Boliden AB
SWEDEN
Conformant
CID000176
Gold
C. Hafner GmbH + Co. KG
GERMANY
Conformant
CID000185
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Conformant
CID000233
Gold
Chimet S.p.A.
ITALY
Conformant
CID002224
Gold
China Henan Zhongyuan Gold Smelter
CHINA
Conformant
CID000401
Gold
Dowa
JAPAN
Conformant
CID000425
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Conformant
CID001322
Gold
Elemetal Refining, LLC
UNITED STATES OF AMERICA
Known
CID002459
Gold
Geib Refining Corporation
UNITED STATES
Conformant
CID000694
Gold
Heimerle + Meule GmbH
GERMANY
Conformant
CID000707
Gold
Heraeus Ltd. Hong Kong
CHINA
Conformant
CID000711
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Conformant
CID000807
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Conformant
CID000814
Gold
Istanbul Gold Refinery
TURKEY
Conformant
CID000937
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Conformant
CID000969
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
Conformant
CID000981
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Conformant
CID001078
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Conformant
CID001113
Gold
Materion
UNITED STATES OF AMERICA
Conformant
CID001119
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Conformant
CID001149
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
Conformant
CID001152
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Conformant
CID001153
Gold
Metalor Technologies S.A.
SWITZERLAND
Conformant
CID001157
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
Conformant




CID001161
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Conformant
CID001188
Gold
Mitsubishi Materials Corporation
JAPAN
Conformant
CID001193
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Conformant
CID001259
Gold
Nihon Material Co., Ltd.
JAPAN
Conformant
CID001352
Gold
PAMP S.A.
SWITZERLAND
Conformant
CID001512
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Conformant
CID002510
Gold
Republic Metals Corporation
UNITED STATES OF AMERICA
Conformant
CID001534
Gold
Royal Canadian Mint
CANADA
Conformant
CID001585
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
Conformant
CID001622
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
CHINA
Conformant
CID001761
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
Conformant
CID001798
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Conformant
CID001875
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Conformant
CID001916
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
Conformant
CID001938
Gold
Tokuriki Honten Co., Ltd.
JAPAN
Conformant
CID001977
Gold
Umicore Brasil Ltda.
BRAZIL
Conformant
CID001980
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Conformant
CID001993
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
Conformant
CID002003
Gold
Valcambi S.A.
SWITZERLAND
Conformant
CID002030
Gold
Western Australian Mint (T/a The Perth Mint)
AUSTRALIA
Conformant
CID002100
Gold
Yamamoto Precious Metal Co., Ltd.
JAPAN
Conformant
CID002129
Gold
Yokohama Metal Co., Ltd.
JAPAN
Conformant
CID000211
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Conformant
CID000291
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
Conformant
CID000456
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
Conformant
CID000460
Tantalum
F&X Electro-Materials Ltd.
CHINA
Conformant
CID002558
Tantalum
Global Advanced Metals Aizu
JAPAN
Conformant
CID002544
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Conformant
CID002547
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Conformant
CID002548
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
Conformant
CID002549
Tantalum
H.C. Starck Ltd.
JAPAN
Conformant
CID002550
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Conformant
CID002545
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Conformant
CID002492
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Conformant
CID002512
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Conformant
CID002842
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Conformant




CID000914
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Conformant
CID000917
Tantalum
Jiujiang Nonferrous Metals Smelting Company Limited
CHINA
Conformant
CID002506
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Conformant
CID002539
Tantalum
KEMET Blue Metals
MEXICO
Conformant
CID002568
Tantalum
KEMET Blue Powder
UNITED STATES OF AMERICA
Conformant
CID000973
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
Conformant
CID001076
Tantalum
LSM Brasil S.A.
BRAZIL
Conformant
CID001163
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA
Conformant
CID001175
Tantalum
Mineracao Taboca S.A.
BRAZIL
Conformant
CID001192
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Conformant
CID001277
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Conformant
CID001200
Tantalum
NPM Silmet AS
ESTONIA
Conformant
CID001508
Tantalum
QuantumClean
UNITED STATES OF AMERICA
Conformant
CID002707
Tantalum
Resind Industria e Comercio Ltda.
BRAZIL
Conformant
CID001522
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHINA
Conformant
CID001769
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Conformant
CID001869
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Conformant
CID001891
Tantalum
Telex Metals
UNITED STATES OF AMERICA
Conformant
CID001969
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Conformant
CID002508
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Conformant
CID002307
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
Conformant
CID002232
Tantalum
Zhuzhou Cemented Carbide Group
CHINA
Known
CID000292
Tin
Alpha
UNITED STATES OF AMERICA
Conformant
CID002703
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
Known
CID000228
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Conformant
CID003190
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
CHINA
Active
CID001070
Tin
China Tin Group Co., Ltd.
CHINA
Conformant
CID000278
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
Known
CID002570
Tin
CV Ayi Jaya
INDONESIA
Conformant
CID002592
Tin
CV Dua Sekawan
INDONESIA
Conformant
CID000306
Tin
CV Gita Pesona
INDONESIA
Conformant
CID000313
Tin
CV Serumpun Sebalai
INDONESIA
Known
CID002593
Tin
CV Tiga Sekawan
INDONESIA
Conformant
CID000315
Tin
CV United Smelting
INDONESIA
Conformant
CID002455
Tin
CV Venus Inti Perkasa
INDONESIA
Conformant
CID000402
Tin
Dowa
JAPAN
Conformant




CID002572
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIET NAM
Known
CID002774
Tin
Elmet S.L.U.
SPAIN
Conformant
CID000438
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
Conformant
CID000448
Tin
Estanho de Rondonia S.A.
BRAZIL
Known
CID000468
Tin
Fenix Metals
POLAND
Conformant
CID002848
Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
Conformant
CID002859
Tin
Gejiu Jinye Mineral Company
CHINA
Conformant
CID000942
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Conformant
CID000538
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Conformant
CID001908
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Conformant
CID000555
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
Known
CID003116
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
Conformant
CID002849
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
Conformant
CID002844
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
Undertaking Corrective Action
CID000760
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
Conformant
CID001482
Tin
INDONESIAN STATE TIN CORPORATION MENTOK SMELTER
INDONESIA
Conformant
CID000244
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Conformant
CID002468
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Conformant
CID001105
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Conformant
CID002500
Tin
Melt Metais e Ligas S.A.
BRAZIL
Conformant
CID001142
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
Conformant
CID002773
Tin
Metallo Belgium N.V.
BELGIUM
Conformant
CID001173
Tin
Mineracao Taboca S.A.
BRAZIL
Conformant
CID001182
Tin
Minsur
PERU
Conformant
CID001191
Tin
Mitsubishi Materials Corporation
JAPAN
Conformant
CID002858
Tin
Modeltech Sdn Bhd
MALAYSIA
Active
CID001231
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
CHINA
Active
CID002573
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
Known
CID001314
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Conformant
CID002517
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Conformant
CID001337
Tin
OMSA
BOLIVIA
Conformant
CID003208
Tin
Pongpipat Company Limited
MYANMAR
Known




CID000309
Tin
PT Aries Kencana Sejahtera
INDONESIA
Conformant
CID001399
Tin
PT Artha Cipta Langgeng
INDONESIA
Conformant
CID002503
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Conformant
CID001402
Tin
PT Babel Inti Perkasa
INDONESIA
Conformant
CID002776
Tin
PT Bangka Prima Tin
INDONESIA
Conformant
CID003205
Tin
PT Bangka Serumpun
INDONESIA
Conformant
CID001419
Tin
PT Bangka Tin Industry
INDONESIA
Conformant
CID001421
Tin
PT Belitung Industri Sejahtera
INDONESIA
Conformant
CID001428
Tin
PT Bukit Timah
INDONESIA
Conformant
CID001434
Tin
PT DS Jaya Abadi
INDONESIA
Conformant
CID001438
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Conformant
CID002530
Tin
PT Inti Stania Prima
INDONESIA
Conformant
CID001448
Tin
PT Karimun Mining
INDONESIA
Conformant
CID002829
Tin
PT Kijang Jaya Mandiri
INDONESIA
Conformant
CID002870
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
Conformant
CID002835
Tin
PT Menara Cipta Mulia
INDONESIA
Conformant
CID001453
Tin
PT Mitra Stania Prima
INDONESIA
Conformant
CID002757
Tin
PT O.M. Indonesia
INDONESIA
Conformant
CID001457
Tin
PT Panca Mega Persada
INDONESIA
Conformant
CID001458
Tin
PT Prima Timah Utama
INDONESIA
Conformant
CID001460
Tin
PT Refined Bangka Tin
INDONESIA
Conformant
CID001463
Tin
PT Sariwiguna Binasentosa
INDONESIA
Conformant
CID001468
Tin
PT Stanindo Inti Perkasa
INDONESIA
Conformant
CID002816
Tin
PT Sukses Inti Makmur
INDONESIA
Conformant
CID001471
Tin
PT Sumber Jaya Indah
INDONESIA
Conformant
CID001477
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
Conformant
CID001490
Tin
PT Tinindo Inter Nusa
INDONESIA
Conformant
CID001493
Tin
PT Tommy Utama
INDONESIA
Conformant
CID002706
Tin
Resind Industria e Comercio Ltda.
BRAZIL
Conformant
CID001539
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
Conformant
 
Tin
Smelter not listed
HONG KONG
Conformant
CID001758
Tin
Soft Metais Ltda.
BRAZIL
Conformant
CID002756
Tin
Super Ligas
BRAZIL
Known
CID001898
Tin
Thailand Smelting & Refining Co Ltd
THAILAND
Conformant
CID002574
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
Known
CID002015
Tin
VQB Mineral and Trading Group JSC
VIET NAM
Known
CID002036
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Conformant
CID002158
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Conformant
CID002180
Tin
Yunnan Tin Company Limited
CHINA
Conformant
CID000004
Tungsten
A.L.M.T. TUNGSTEN Corp.
JAPAN
Conformant
CID002502
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
Conformant
CID000105
Tungsten
ATI Metalworking Products
UNITED STATES OF AMERICA
Conformant




CID002513
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Conformant
CID000258
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Conformant
CID000499
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Conformant
CID000875
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Conformant
CID002315
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Conformant
CID002494
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Conformant
CID000568
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Conformant
CID000218
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Conformant
CID002541
Tungsten
H.C. Starck GmbH
GERMANY
Conformant
CID002542
Tungsten
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Conformant
CID000769
Tungsten
Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd.
CHINA
Conformant
CID000766
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
Conformant
CID002579
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
Conformant
CID002649
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Conformant
CID000825
Tungsten
Japan New Metals Co., Ltd.
JAPAN
Conformant
CID002551
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Conformant
CID002321
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Conformant
CID002318
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Conformant
CID002317
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Conformant
CID002535
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
Conformant
CID002316
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Conformant
CID000966
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
Conformant
CID002319
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Conformant
CID002589
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
Conformant
CID002543
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
Conformant
CID001889
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
Conformant
CID002011
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM
Conformant
CID002044
Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
Conformant
CID002320
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
Conformant
CID002082
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Conformant
CID002095
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
Conformant