N-PX 1 f6692d1.htm PIP 3-NPX

  

United States
Securities and Exchange Commission
Washington, DC 20549 

FORM N-PX 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY 

Investment Company Act file number: 811-09805 

Prudential Investment Portfolios 3
(Exact name of registrant as specified in charter)
 

655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code)
 

Patrick McGuinness, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service)
 

Registrant’s telephone number, including area code: (973) 716-6422 

Date of fiscal year end: February 28 & October 31 

Date of reporting period: 7/1/2019 through 6/30/2020 

  

  

  

  

Item 1. Proxy Voting Record. 

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation. 

  

  

  

FORM N-PX



ICA File Number:  811-09805

Registrant Name:  Prudential Investment Portfolios 3

Reporting Period:  07/01/2019 - 06/30/2020


PGIM Global Dynamic Bond - Sub-Advisor: PGIM Fixed Income

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Jennison Focused Growth Fund - Sub-Adviser: Jennison

 
ADYEN NV
Meeting Date:  DEC 06, 2019
Record Date:  NOV 08, 2019
Meeting Type:  SPECIAL
Ticker:  
Security ID:  N3501V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mariette Bianca Swart to the Management Board Management For For
2 Elect Kamran Zaki to the Management Board Management For For
 
ADYEN NV
Meeting Date:  JAN 14, 2020
Record Date:  DEC 17, 2019
Meeting Type:  SPECIAL
Ticker:  
Security ID:  N3501V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Joep van Beurden to the Supervisory Board Management For For
 
ADYEN NV
Meeting Date:  MAY 26, 2020
Record Date:  APR 28, 2020
Meeting Type:  ANNUAL
Ticker:  
Security ID:  N3501V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Remuneration Report Management For For
2 Accounts and Reports Management For For
3 Management Board Remuneration Policy Management For For
4 Supervisory Board Remuneration Policy Management For For
5 Ratification of Management Board Acts Management For For
6 Ratification of Supervisory Board Acts Management For For
7 Elect Pieter Sipko Overmars to the Supervisory Board Management For For
8 Authority to Issue Shares w/ Preemptive Rights Management For For
9 Authority to Suppress Preemptive Rights Management For For
10 Authority to Repurchase Shares Management For For
11 Appointment of Auditor Management For For
 
ALIBABA GROUP HOLDING LTD
Meeting Date:  JUL 15, 2019
Record Date:  JUN 07, 2019
Meeting Type:  ANNUAL
Ticker:  BABA
Security ID:  01609W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Share Subdivision Management For For
2 Elect Daniel Yong ZHANG Management For For
3 Elect Chee Hwa Tung Management For For
4 Elect Jerry YANG Chih-Yuan Management For For
5 Elect Wan Ling Martello Management For For
6 Ratification of Auditor Management For For
 
ALPHABET INC
Meeting Date:  JUN 03, 2020
Record Date:  APR 07, 2020
Meeting Type:  ANNUAL
Ticker:  GOOGL
Security ID:  02079K305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Larry Page Management For For
1.2 Elect Sergey Brin Management For For
1.3 Elect Sundar Pichai Management For For
1.4 Elect John L. Hennessy Management For For
1.5 Elect Frances H. Arnold Management For For
1.6 Elect L. John Doerr Management For For
1.7 Elect Roger W. Ferguson, Jr. Management For For
1.8 Elect Ann Mather Management For For
1.9 Elect Alan R. Mulally Management For Withhold
1.10 Elect K. Ram Shriram Management For For
1.11 Elect Robin L. Washington Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2012 Stock Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Shareholder Proposal Regarding Recapitalization Shareholder Against For
6 Shareholder Proposal Regarding Report on the Use of Contractual Provisions Requiring Arbitration in Employment-Related Claims Shareholder Against Against
7 Shareholder Proposal Regarding the Establishment of a Human Rights Risk Oversight Committee Shareholder Against For
8 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shareholder Against Against
9 Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity Shareholder Against Against
10 Shareholder Proposal Regarding Report on Government Takedown Requests Shareholder Against Against
11 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against For
12 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
13 Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board Shareholder Against Against
14 Shareholder Proposal Regarding Report on Whistleblower Policies Shareholder Against Against
 
AMAZON.COM INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL
Ticker:  AMZN
Security ID:  023135106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Jeffrey P. Bezos Management For For
1B Elect Rosalind G. Brewer Management For For
1C Elect Jamie S. Gorelick Management For For
1D Elect Daniel P. Huttenlocher Management For For
1E Elect Judith A. McGrath Management For For
1F Elect Indra K. Nooyi Management For For
1G Elect Jonathan J. Rubinstein Management For For
1H Elect Thomas O. Ryder Management For For
1I Elect Patricia Q. Stonesifer Management For For
1J Elect Wendell P. Weeks Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Reduce Ownership Threshold for Shareholders to Call Special Meetings Management For For
5 Shareholder Proposal Regarding Report on Food Waste Shareholder Against Against
6 Shareholder Proposal Regarding Report on Customer Due Diligence Shareholder Against Against
7 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology Shareholder Against Against
8 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products Shareholder Against For
9 Shareholder Proposal Regarding Independent Chair Shareholder Against Against
10 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
11 Shareholder Proposal Regarding Report on Community Impacts Shareholder Against Against
12 Shareholder Proposal Regarding Report on Viewpoint Discrimination Shareholder Against Against
13 Shareholder Proposal Regarding Report on Promotion Data Shareholder Against For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
15 Shareholder Proposal Regarding Human Rights Impact Assessment Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
APPLE INC
Meeting Date:  FEB 26, 2020
Record Date:  JAN 02, 2020
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James A. Bell Management For For
2 Elect Timothy D. Cook Management For For
3 Elect Albert A. Gore Management For For
4 Elect Andrea Jung Management For For
5 Elect Arthur D. Levinson Management For For
6 Elect Ronald D. Sugar Management For For
7 Elect Susan L. Wagner Management For For
8 Ratification of Auditor Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
11 Shareholder Proposal Regarding Linking Executive Pay to Sustainability Shareholder Against Against
12 Shareholder Proposal Regarding Freedom of Expression and Access to Information Shareholder Against Against
 
BOEING CO.
Meeting Date:  APR 27, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL
Ticker:  BA
Security ID:  097023105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Robert A. Bradway Management For For
1B Elect David L. Calhoun Management For For
1C Elect Arthur D. Collins, Jr. Management For For
1D Elect Edmund P. Giambastiani, Jr. Management For For
1E Elect Lynn J. Good Management For For
1F Elect Nikki R Haley Management Do Not Vote Abstain
1G Elect Akhil Johri Management For For
1H Elect Lawrence W. Kellner Management For For
1I Elect Caroline B. Kennedy Management For For
1J Elect Steven M. Mollenkopf Management For For
1K Elect John M. Richardson Management For For
1L Elect Susan C. Schwab Management For For
1M Elect Ronald A. Williams Management For For
2 Advisory Vote on Executive Compensation Management For Against
3 Ratification of Auditor Management For For
4 Shareholder Proposal Regarding Disclosure of Board Qualifications Shareholder Against Against
5 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
6 Shareholder Proposal Regarding Independent Chair Shareholder Against Against
7 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against For
8 Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age Shareholder Against Against
9 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation Shareholder Against Against
 
BOSTON SCIENTIFIC CORP.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  BSX
Security ID:  101137107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Nelda J. Connors Management For For
1B Elect Charles J. Dockendorff Management For For
1C Elect Yoshiaki Fujimori Management For For
1D Elect Donna A. James Management For For
1E Elect Edward J. Ludwig Management For For
1F Elect Stephen P. MacMillan Management For For
1G Elect Michael F. Mahoney Management For For
1H Elect David J. Roux Management For For
1I Elect John E. Sununu Management For For
1J Elect Ellen M. Zane Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Amendment to the 2011 Long-Term Incentive Plan Management For For
4 Ratification of Auditor Management For For
5 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Against
 
COUPA SOFTWARE INC
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL
Ticker:  COUP
Security ID:  22266L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Scott Thompson Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
DEXCOM INC
Meeting Date:  MAY 21, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  DXCM
Security ID:  252131107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Richard A. Collins Management For For
1B Elect Mark G. Foletta Management For For
1C Elect Eric Topol Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
FACEBOOK INC
Meeting Date:  MAY 27, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  FB
Security ID:  30303M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Peggy Alford Management For For
1.2 Elect Marc L. Andreessen Management For For
1.3 Elect Andrew W. Houston Management For For
1.4 Elect Nancy Killefer Management For For
1.5 Elect Robert M. Kimmitt Management For For
1.6 Elect Sheryl K. Sandberg Management For For
1.7 Elect Peter A. Thiel Management For For
1.8 Elect Tracey T. Travis Management For For
1.9 Elect Mark Zuckerberg Management For For
2 Ratification of Auditor Management For For
3 Director Compensation Policy Management For For
4 Shareholder Proposal Regarding Recapitalization Shareholder Against For
5 Shareholder Proposal Regarding Independent Chair Shareholder Against Against
6 Shareholder Proposal Regarding Majority Vote for Election of Directors Shareholder Against For
7 Shareholder Proposal Regarding Report on Political Advertising Shareholder Against Against
8 Shareholder Proposal Regarding Human Rights/ Civil Rights Expertise on Board Shareholder Against Against
9 Shareholder Proposal Regarding Report on Board Oversight of Civil and Human Rights Risks Shareholder Against For
10 Shareholder Proposal Regarding Report on Online Child Exploitation Shareholder Against For
11 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against For
 
INTUITIVE SURGICAL INC
Meeting Date:  APR 23, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  ISRG
Security ID:  46120E602
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Craig H. Barratt Management For For
1B Elect Joseph C. Beery Management For For
1C Elect Gary S. Guthart Management For For
1D Elect Amal M. Johnson Management For For
1E Elect Don R. Kania Management For For
1F Elect Amy L. Ladd Management For For
1G Elect Keith R. Leonard, Jr. Management For For
1H Elect Alan J. Levy Management For For
1I Elect Jami Dover Nachtsheim Management For For
1J Elect Mark J. Rubash Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Amendment to the 2010 Incentive Award Plan Management For For
5 Elimination of Supermajority Requirements Management For For
6 Approval of Shareholder Right to Call a Special Meeting Management For For
 
LULULEMON ATHLETICA INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL
Ticker:  LULU
Security ID:  550021109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Michael Casey Management For For
1B Elect Glenn Murphy Management For For
1C Elect David M. Mussafer Management For For
1D Elect Stephanie Ferris Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Policy on Down Products Shareholder Against Against
 
LVMH MOET HENNESSY VUITTON SE
Meeting Date:  JUN 30, 2020
Record Date:  JUN 25, 2020
Meeting Type:  MIX
Ticker:  
Security ID:  F58485115
Proposal No Proposal Proposed By Management Recommendation Vote Cast
O.1 Accounts and Reports Management For For
O.2 Consolidated Accounts and Reports Management For For
O.3 Allocation of Profits/Dividends Management For For
O.4 Special Auditors Report on Regulated Agreements Management For Against
O.5 Elect Delphine Arnault Management For For
O.6 Elect Antonio Belloni Management For For
O.7 Elect Diego Della Valle Management For For
O.8 Elect Marie-Josee Kravis Management For For
O.9 Elect Marie-Laure Sauty de Chalon Management For For
O.10 Elect Natacha Valla Management For For
O.11 Elect Charles D. Powell as Censor Management For For
O.12 Remuneration Report Management For For
O.13 Remuneration of Bernard Arnault, Chair and CEO Management For For
O.14 Remuneration of Antonio Belloni, Deputy CEO Management For For
O.15 Remuneration Policy (Board of Directors) Management For For
O.16 Remuneration Policy (Chair and CEO) Management For For
O.17 Remuneration Policy (Deputy CEO) Management For For
O.18 Authority to Repurchase and Reissue Shares Management For For
E.19 Authority to Cancel Shares and Reduce Capital Management For For
E.20 Authority to Issue Performance Shares Management For For
E.21 Amendments to Articles Regarding Employee Representatives Management For For
E.22 Amendments to Articles Management For For
E.23 Amendments to Articles Regarding the Role of the Board of Directors Management For For
E.24 Amendments to Articles Management For For
 
MASTERCARD INCORPORATED
Meeting Date:  JUN 16, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL
Ticker:  MA
Security ID:  57636Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Richard Haythornthwaite Management For For
1B Elect Ajay Banga Management For For
1C Elect Richard K. Davis Management For For
1D Elect Steven J. Freiberg Management For For
1E Elect Julius Genachowski Management For For
1F Elect Choon Phong Goh Management For For
1G Elect Merit E. Janow Management For For
1H Elect Oki Matsumoto Management For For
1I Elect Youngme E. Moon Management For For
1J Elect Rima Qureshi Management For For
1K Elect Jose Octavio Reyes Lagunes Management For For
1L Elect Gabrielle Sulzberger Management For For
1M Elect Jackson P. Tai Management For For
1N Elect Lance Uggla Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
MERCADOLIBRE INC
Meeting Date:  JUN 08, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL
Ticker:  MELI
Security ID:  58733R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Susan L. Segal Management For For
1.2 Elect Mario Eduardo Vazquez Management For For
1.3 Elect Alejandro Nicolas Aguzin Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
NETFLIX INC
Meeting Date:  JUN 04, 2020
Record Date:  APR 08, 2020
Meeting Type:  ANNUAL
Ticker:  NFLX
Security ID:  64110L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Reed Hastings Management For For
1B Elect Jay C. Hoag Management For For
1C Elect Mathias Dopfner Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Approval of the 2020 Stock Plan Management For For
5 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
6 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
7 Shareholder Proposal Regarding EEO Policy Risk Report Shareholder Against Against
 
NIKE, INC.
Meeting Date:  SEP 19, 2019
Record Date:  JUL 19, 2019
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Alan B. Graf, Jr. Management For For
1.2 Elect Peter B. Henry Management For For
1.3 Elect Michelle Peluso Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
NVIDIA CORP
Meeting Date:  JUN 09, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL
Ticker:  NVDA
Security ID:  67066G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Robert K. Burgess Management For For
1B Elect Tench Coxe Management For For
1C Elect Persis S. Drell Management For For
1D Elect Jen-Hsun Huang Management For For
1E Elect Dawn Hudson Management For For
1F Elect Harvey C. Jones Management For For
1G Elect Michael G. McCaffery Management For For
1H Elect Stephen C. Neal Management For For
1I Elect Mark L. Perry Management For For
1J Elect A. Brooke Seawell Management For For
1K Elect Mark A. Stevens Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Amendment to the 2007 Equity Incentive Plan Management For For
5 Amendment to the 2012 Employee Stock Purchase Plan Management For For
 
RINGCENTRAL INC.
Meeting Date:  JUN 05, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL
Ticker:  RNG
Security ID:  76680R206
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Vladimir Shmunis Management For For
1.2 Elect Kenneth A. Goldman Management For For
1.3 Elect Michelle R. McKenna Management For For
1.4 Elect Godfrey R. Sullivan Management For For
1.5 Elect Robert Theis Management For For
1.6 Elect Allan Thygesen Management For For
1.7 Elect Neil Williams Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
SALESFORCE.COM INC
Meeting Date:  JUN 11, 2020
Record Date:  APR 16, 2020
Meeting Type:  ANNUAL
Ticker:  CRM
Security ID:  79466L302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Marc R. Benioff Management For For
1B Elect Craig A. Conway Management For For
1C Elect Parker Harris Management For For
1D Elect Alan G. Hassenfeld Management For For
1E Elect Neelie Kroes Management For For
1F Elect Colin L. Powell Management For For
1G Elect Sanford R. Robertson Management For For
1H Elect John V. Roos Management For For
1I Elect Robin L. Washington Management For For
1J Elect Maynard G. Webb Management For For
1K Elect Susan D. Wojcicki Management For For
2 Amendment to the 2013 Equity Incentive Plan Management For For
3 Amendment to the 2004 Employee Stock Purchase Plan Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
SHOPIFY INC
Meeting Date:  MAY 27, 2020
Record Date:  APR 14, 2020
Meeting Type:  ANNUAL
Ticker:  SHOP
Security ID:  82509L107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Tobias Lutke Management For For
1.2 Elect Robert G. Ashe Management For For
1.3 Elect Gail Goodman Management For For
1.4 Elect Colleen M. Johnston Management For For
1.5 Elect Jeremy Levine Management For For
1.6 Elect John Phillips Management For For
2 Appointment of Auditor and Authority to Set Fees Management For For
3 Advisory Vote on Executive Compensation Management For For
 
TENCENT HOLDINGS LTD.
Meeting Date:  MAY 13, 2020
Record Date:  MAY 07, 2020
Meeting Type:  ANNUAL
Ticker:  
Security ID:  G87572163
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits/Dividends Management For For
3.A Elect Martin LAU Chi Ping Management For For
3.B Elect Charles St. Leger Searle Management For For
3.C Elect Ke Yang Management For For
3.D Directors' Fees Management For For
4 Appointment of Auditor and Authority to Set Fees Management For For
5 Authority to Issue Shares w/o Preemptive Rights Management For For
6 Authority to Repurchase Shares Management For For
7 Authority to Issue Repurchased Shares Management For For
8 Amendments to Articles Management For For
 
TRADE DESK INC
Meeting Date:  MAY 26, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  TTD
Security ID:  88339J105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Jeff T. Green Management For For
1B Elect Eric B. Paley Management For For
2 Ratification of Auditor Management For For
 
UBER TECHNOLOGIES INC
Meeting Date:  MAY 11, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  UBER
Security ID:  90353T100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Ronald D. Sugar Management For For
1B Elect Ursula M. Burns Management For For
1C Elect Robert A. Eckert Management For For
1D Elect Amanda Ginsberg Management For For
1E Elect Dara Kosorowshahi Management For For
1F Elect Wan Ling Martello Management For For
1G Elect Yasir bin Othman Al-Rumayyan Management For Against
1H Elect John A. Thain Management For For
1I Elect David Trujillo Management For Against
2 Advisory Vote on Executive Compensation Management For Against
3 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
4 Ratification of Auditor Management For For
 
VERTEX PHARMACEUTICALS, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL
Ticker:  VRTX
Security ID:  92532F100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Sangeeta N. Bhatia Management For For
1B Elect Lloyd A. Carney Management For For
1C Elect Alan M. Garber Management For For
1D Elect Terrence C. Kearney Management For For
1E Elect Reshma Kewalramani Management For For
1F Elect Yuchun Lee Management For For
1G Elect Jeffrey M. Leiden Management For For
1H Elect Margaret G. McGlynn Management For For
1I Elect Diana McKenzie Management For For
1J Elect Bruce I. Sachs Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
WALT DISNEY CO (THE)
Meeting Date:  MAR 11, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Susan E. Arnold Management For For
2 Elect Mary T. Barra Management For For
3 Elect Safra A. Catz Management For For
4 Elect Francis A. deSouza Management For For
5 Elect Michael B.G. Froman Management For For
6 Elect Robert A. Iger Management For For
7 Elect Maria Elena Lagomasino Management For For
8 Elect Mark G. Parker Management For For
9 Elect Derica W. Rice Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For Against
12 Amendment to the 2011 Stock Incentive Plan Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against

PGIM QMA Global Tactical Allocation Fund- Sub-Adviser: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM QMA Large-Cap Value Fund - Sub-Adviser: QMA

 
ACADIA HEALTHCARE COMPANY, INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL
Ticker:  ACHC
Security ID:  00404A109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Wade D. Miquelon Management For For
2 Elect William M. Petrie Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Ratification of Auditor Management For For
 
ADT INC.
Meeting Date:  MAY 29, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL
Ticker:  ADT
Security ID:  00090Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Marc E. Becker Management For For
1.2 Elect Stephanie Drescher Management For For
1.3 Elect Reed B. Rayman Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
AFLAC INCORPORATED
Meeting Date:  MAY 04, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  AFL
Security ID:  001055102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Daniel P. Amos Management For For
2 Elect W. Paul Bowers Management For For
3 Elect Toshihiko Fukuzawa Management For For
4 Elect Thomas J. Kenny Management For For
5 Elect Georgette D. Kiser Management For For
6 Elect Karole F. Lloyd Management For For
7 Elect Nobuchika Mori Management For For
8 Elect Joseph L. Moskowitz Management For For
9 Elect Barbara K. Rimer Management For For
10 Elect Katherine T. Rohrer Management For For
11 Elect Melvin T. Stith Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
AGNC INVESTMENT CORP.
Meeting Date:  APR 23, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  AGNC
Security ID:  00123Q104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Donna J. Blank Management For For
2 Elect Morris A. Davis Management For For
3 Elect John D. Fisk Management For For
4 Elect Prue B. Larocca Management For For
5 Elect Paul E. Mullings Management For For
6 Elect Frances R Spark Management For For
7 Elect Gary D. Kain Management For For
8 Increase of Authorized Common Stock Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
 
AIR LEASE CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL
Ticker:  AL
Security ID:  00912X302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Matthew J. Hart Management For For
2 Elect Cheryl Gordon Krongard Management For For
3 Elect Marshall O. Larsen Management For For
4 Elect Susan McCaw Management For For
5 Elect Robert A. Milton Management For For
6 Elect John L. Plueger Management For For
7 Elect Ian M. Saines Management For For
8 Elect Steven F. Udvar-Hazy Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
ALEXION PHARMACEUTICALS, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  ALXN
Security ID:  015351109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Felix J. Baker Management For For
1.2 Elect David R. Brennan Management For For
1.3 Elect Christopher J. Coughlin Management For For
1.4 Elect Deborah Dunsire Management For For
1.5 Elect Paul A. Friedman Management For Withhold
1.6 Elect Ludwig N. Hantson Management For For
1.7 Elect John T. Mollen Management For For
1.8 Elect Francois Nader Management For For
1.9 Elect Judith A. Reinsdorf Management For For
1.10 Elect Andreas Rummelt Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
ALLERGAN PLC
Meeting Date:  OCT 14, 2019
Record Date:  SEP 16, 2019
Meeting Type:  SPECIAL
Ticker:  AGN
Security ID:  G0177J108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Scheme of Arrangement Management For For
2 Approve Scheme of Arrangement Management For For
3 Cancellation of Shares Management For For
4 Application of Reserves Management For For
5 Amendment to Articles Management For For
6 Advisory Vote on Golden Parachutes Management For For
7 Right to Adjourn Meeting Management For For
 
ALLY FINANCIAL INC.
Meeting Date:  APR 28, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL
Ticker:  ALLY
Security ID:  02005N100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Franklin W. Hobbs Management For For
2 Elect Kenneth J. Bacon Management For For
3 Elect Katryn (Trynka) Shineman Blake Management For For
4 Elect Maureen Breakiron-Evans Management For For
5 Elect William H. Cary Management For For
6 Elect Mayree C. Clark Management For For
7 Elect Kim S. Fennebresque Management For For
8 Elect Marjorie Magner Management For For
9 Elect Brian H. Sharples Management For For
10 Elect John J. Stack Management For For
11 Elect Michael F. Steib Management For For
12 Elect Jeffrey J. Brown Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
 
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL
Ticker:  AIG
Security ID:  026874784
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect W. Don Cornwell Management For Against
2 Elect Brian Duperreault Management For For
3 Elect John Fitzpatrick Management For For
4 Elect William G. Jurgensen Management For For
5 Elect Christopher S. Lynch Management For For
6 Elect Henry S. Miller Management For Against
7 Elect Linda A. Mills Management For Against
8 Elect Thomas F. Motamed Management For Against
9 Elect Peter R. Porrino Management For For
10 Elect Amy Schioldager Management For For
11 Elect Douglas M. Steenland Management For For
12 Elect Therese M. Vaughan Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Amendment to the Certificate of Incorporation to Restrict Certain Transfers of Common Stock Management For Against
15 Ratification of the Tax Asset Protection Plan Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
AMERICAN NATIONAL INSURANCE COMPANY
Meeting Date:  APR 23, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  ANAT
Security ID:  028591105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William C. Ansell Management For For
2 Elect Arthur O. Dummer Management For For
3 Elect Irwin M. Herz. Jr. Management For For
4 Elect E. Douglas McLeod Management For For
5 Elect Frances A. Moody-Dahlberg Management For For
6 Elect Ross R. Moody Management For For
7 Elect James P. Payne Management For For
8 Elect E.J. Pederson Management For For
9 Elect James E. Pozzi Management For For
10 Elect James D. Yarbrough Management For For
11 Reincorporation from Texas to Delaware Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Ratification of Auditor Management For For
 
ANNALY CAPITAL MANAGEMENT, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  NLY
Security ID:  035710409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Francine J. Bovich Management For For
2 Elect Katie B. Fallon Management For For
3 Elect David L. Finkelstein Management For For
4 Elect Thomas Hamilton Management For For
5 Elect Kathy H. Hannan Management For For
6 Elect John H. Schaefer Management For For
7 Elect Glenn A. Votek Management For For
8 Elect Vicki Williams Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Approval of the 2020 Equity Incentive Plan Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder None Against
 
ANTHEM, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  ANTM
Security ID:  036752103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gail K. Boudreaux Management For For
2 Elect R. Kerry Clark Management For For
3 Elect Robert L. Dixon, Jr. Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
6 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
APPLE HOSPITALITY REIT, INC.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  APLE
Security ID:  03784Y200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Glenn W. Bunting Management For For
1.2 Elect Jon A. Fosheim Management For For
1.3 Elect Kristian M. Gathright Management For Withhold
1.4 Elect Glade M. Knight Management For Withhold
1.5 Elect Justin G. Knight Management For Withhold
1.6 Elect Blythe J. McGarvie Management For For
1.7 Elect Daryl A. Nickel Management For For
1.8 Elect L. Hugh Redd Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
ARCHER-DANIELS-MIDLAND COMPANY
Meeting Date:  MAY 07, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  ADM
Security ID:  039483102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael S. Burke Management For For
2 Elect Terrell K. Crews Management For For
3 Elect Pierre Dufour Management For For
4 Elect Donald E. Felsinger Management For For
5 Elect Suzan F. Harrison Management For For
6 Elect Juan R. Luciano Management For For
7 Elect Patrick J. Moore Management For For
8 Elect Francisco Sanchez Management For For
9 Elect Debra A. Sandler Management For For
10 Elect Lei Z. Schlitz Management For For
11 Elect Kelvin R. Westbrook Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2020 Incentive Compensation Plan Management For Against
 
ARROW ELECTRONICS, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  ARW
Security ID:  042735100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Barry W. Perry Management For For
1.2 Elect William F. Austen Management For For
1.3 Elect Steven H. Gunby Management For For
1.4 Elect Gail E. Hamilton Management For For
1.5 Elect Richard S. Hill Management For For
1.6 Elect M. Frances Keeth Management For For
1.7 Elect Andrew Kerin Management For For
1.8 Elect Laurel J. Krzeminksi Management For For
1.9 Elect Michael J. Long Management For For
1.10 Elect Stephen C. Patrick Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
AT&T INC.
Meeting Date:  APR 24, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL
Ticker:  T
Security ID:  00206R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Randall L. Stephenson Management For For
2 Elect Samuel A. Di Piazza, Jr. Management For For
3 Elect Richard W. Fisher Management For For
4 Elect Scott T. Ford Management For For
5 Elect Glenn H. Hutchins Management For For
6 Elect William E. Kennard Management For For
7 Elect Debra L. Lee Management For For
8 Elect Stephen J. Luczo Management For For
9 Elect Michael B. McCallister Management For For
10 Elect Beth E. Mooney Management For For
11 Elect Matthew K. Rose Management For For
12 Elect Cindy B. Taylor Management For For
13 Elect Geoffrey Y. Yang Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
17 Shareholder Proposal Regarding Employee Representative Director Shareholder Against Against
18 Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation Shareholder Against Against
 
AUTONATION, INC.
Meeting Date:  APR 22, 2020
Record Date:  FEB 26, 2020
Meeting Type:  ANNUAL
Ticker:  AN
Security ID:  05329W102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mike Jackson Management For For
2 Elect Thomas J. Baltimore, Jr. Management For Against
3 Elect Rick L. Burdick Management For For
4 Elect David B. Edelson Management For For
5 Elect Steven L. Gerard Management For For
6 Elect Robert R. Grusky Management For For
7 Elect Lisa Lutoff-Perlo Management For For
8 Elect G. Mike Mikan Management For For
9 Elect Cheryl S. Miller Management For For
10 Elect Jacqueline A. Travisano Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
AVANGRID, INC.
Meeting Date:  JUN 22, 2020
Record Date:  APR 24, 2020
Meeting Type:  ANNUAL
Ticker:  AGR
Security ID:  05351W103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Ignacio Sanchez Galan Management For Withhold
1.2 Elect John E. Baldacci Management For For
1.3 Elect Daniel Alcain Lopez Management For For
1.4 Elect Pedro Azagra Blazquez Management For For
1.5 Elect Robert Duffy Management For For
1.6 Elect Teresa A. Herbert Management For For
1.7 Elect Patricia Jacobs Management For For
1.8 Elect John L. Lahey Management For For
1.9 Elect Jose Angel Marra Rodriguez Management For For
1.10 Elect Santiago Martinez Garrido Management For For
1.11 Elect Jose Sainz Armada Management For For
1.12 Elect Alan D. Solomont Management For For
1.13 Elect Elizabeth Timm Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
AVNET, INC.
Meeting Date:  NOV 19, 2019
Record Date:  SEP 20, 2019
Meeting Type:  ANNUAL
Ticker:  AVT
Security ID:  053807103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rodney C. Adkins Management For For
2 Elect William J. Amelio Management For For
3 Elect Carlo Bozotti Management For For
4 Elect Michael A. Bradley Management For For
5 Elect Brenda C. Freeman Management For For
6 Elect Jo Ann Jenkins Management For For
7 Elect Oleg Khaykin Management For Against
8 Elect James A. Lawrence Management For For
9 Elect Avid Modjtabai Management For For
10 Elect Adalio T. Sanchez Management For For
11 Elect William H. Schumann, III Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
BANK OF AMERICA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  BAC
Security ID:  060505104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sharon L. Allen Management For For
2 Elect Susan S. Bies Management For For
3 Elect Jack O. Bovender, Jr. Management For For
4 Elect Frank P. Bramble, Sr. Management For For
5 Elect Pierre J. P. de Weck Management For For
6 Elect Arnold W. Donald Management For For
7 Elect Linda P. Hudson Management For For
8 Elect Monica C. Lozano Management For For
9 Elect Thomas J. May Management For For
10 Elect Brian T. Moynihan Management For For
11 Elect Lionel L. Nowell, III Management For For
12 Elect Denise L. Ramos Management For For
13 Elect Clayton S. Rose Management For For
14 Elect Michael D. White Management For For
15 Elect Thomas D. Woods Management For For
16 Elect R. David Yost Management For For
17 Elect Maria T. Zuber Management For For
18 Advisory Vote on Executive Compensation Management For For
19 Ratification of Auditor Management For For
20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
21 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
23 Shareholder Proposal Regarding Purpose of a Corporation Shareholder Against Against
 
BB&T CORP.
Meeting Date:  JUL 30, 2019
Record Date:  JUN 24, 2019
Meeting Type:  SPECIAL
Ticker:  BBT
Security ID:  054937107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 SunTrust Merger-of-Equals Management For For
2 Company Name Change Management For For
3 Right to Adjourn Meeting Management For For
 
BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 02, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL
Ticker:  BRKA
Security ID:  084670702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Warren E. Buffett Management For Withhold
1.2 Elect Charles T. Munger Management For Withhold
1.3 Elect Gregory E. Abel Management For Withhold
1.4 Elect Howard G. Buffett Management For Withhold
1.5 Elect Stephen B. Burke Management For For
1.6 Elect Kenneth I. Chenault Management For For
1.7 Elect Susan L. Decker Management For For
1.8 Elect David S. Gottesman Management For For
1.9 Elect Charlotte Guyman Management For For
1.10 Elect Ajit Jain Management For Withhold
1.11 Elect Thomas S. Murphy Management For For
1.12 Elect Ronald L. Olson Management For Withhold
1.13 Elect Walter Scott, Jr. Management For For
1.14 Elect Meryl B. Witmer Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Frequency of Advisory Vote on Executive Compensation Management 3 Years 1 Year
4 Shareholder Proposal Regarding Policy on Board and CEO Diversity Shareholder Against Against
 
BIOGEN INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL
Ticker:  BIIB
Security ID:  09062X103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alexander J. Denner Management For For
2 Elect Caroline D. Dorsa Management For For
3 Elect William A. Hawkins Management For For
4 Elect Nancy L. Leaming Management For For
5 Elect Jesus B. Mantas Management For For
6 Elect Richard C. Mulligan Management For For
7 Elect Robert W. Pangia Management For For
8 Elect Stelios Papadopoulos Management For For
9 Elect Brian S. Posner Management For For
10 Elect Eric K. Rowinsky Management For For
11 Elect Stephen A. Sherwin Management For For
12 Elect Michel Vounatsos Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date:  MAY 05, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  BMY
Security ID:  110122108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peter J. Arduini Management For For
2 Elect Robert J. Bertolini Management For For
3 Elect Michael W. Bonney Management For Against
4 Elect Giovanni Caforio Management For For
5 Elect Matthew W. Emmens Management For For
6 Elect Julia A. Haller Management For For
7 Elect Dinesh C. Paliwal Management For For
8 Elect Theodore R. Samuels, II Management For For
9 Elect Vicki L. Sato Management For For
10 Elect Gerald Storch Management For For
11 Elect Karen H. Vousden Management For For
12 Elect Phyllis R. Yale Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against For
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  APR 30, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL
Ticker:  COF
Security ID:  14040H105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard D. Fairbank Management For For
2 Elect Aparna Chennapragada Management For For
3 Elect Ann Fritz Hackett Management For For
4 Elect Peter Tom Killalea Management For For
5 Elect Eli Leenaars Management For For
6 Elect Pierre E. Leroy Management For For
7 Elect Francois Locoh-Donou Management For For
8 Elect Peter E. Raskind Management For For
9 Elect Eileen Serra Management For For
10 Elect Mayo A. Shattuck III Management For For
11 Elect Bradford H. Warner Management For For
12 Elect Catherine G. West Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Permit Shareholders to Act by Written Consent Management For For
16 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
CARNIVAL CORPORATION
Meeting Date:  APR 06, 2020
Record Date:  FEB 06, 2020
Meeting Type:  ANNUAL
Ticker:  CCL
Security ID:  143658300
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Micky Arison Management For For
2 Elect Jonathon Band Management For Against
3 Elect Jason G. Cahilly Management For For
4 Elect Helen Deeble Management For For
5 Elect Arnold W. Donald Management For For
6 Elect Richard J. Glasier Management For For
7 Elect Katie Lahey Management For For
8 Elect John Parker Management For For
9 Elect Stuart Subotnick Management For For
10 Elect Laura A. Weil Management For For
11 Elect Randall J. Weisenburger Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Approval of Directors' Remuneration Report Management For For
14 Approval of Director's Remuneration Policy Management For For
15 Appointment of Auditor Management For For
16 Authority to Set Fees Management For For
17 Accounts and Reports Management For For
18 Authority to Issue Shares w/ Preemptive Rights Management For For
19 Authority to Issue Shares w/o Preemptive Rights Management For For
20 Authority to Repurchase Shares Management For For
21 Approval of 2020 Stock Plan Management For For
22 Approval of Employee Stock Purchase Plan Management For For
 
CENTENNIAL RESOURCE DEVELOPMENT, INC.
Meeting Date:  APR 29, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL
Ticker:  CDEV
Security ID:  15136A102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Maire A. Baldwin Management For For
2 Elect Steven J. Shapiro Management For For
3 Elect Robert M. Tichio Management For Against
4 Advisory Vote on Executive Compensation Management For For
5 Amendment to the 2016 Long-Term Incentive Plan Management For For
6 Ratification of Auditor Management For For
 
CENTURYLINK, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  CTL
Security ID:  156700106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Martha Helena Bejar Management For For
2 Elect Virginia Boulet Management For For
3 Elect Peter C. Brown Management For For
4 Elect Kevin P. Chilton Management For For
5 Elect Steven T. Clontz Management For For
6 Elect T. Michael Glenn Management For For
7 Elect W. Bruce Hanks Management For For
8 Elect Hal S. Jones Management For For
9 Elect Michael J. Roberts Management For For
10 Elect Laurie A. Siegel Management For For
11 Elect Jeffrey K. Storey Management For For
12 Ratification of Auditor Management For For
13 Amendment to the 2018 Equity Incentive Plan Management For For
14 Advisory Vote on Executive Compensation Management For For
 
CHEVRON CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Wanda M. Austin Management For For
2 Elect John B. Frank Management For Against
3 Elect Alice P. Gast Management For For
4 Elect Enrique Hernandez, Jr. Management For For
5 Elect Charles W. Moorman IV Management For For
6 Elect Dambisa F. Moyo Management For For
7 Elect Debra L. Reed-Klages Management For For
8 Elect Ronald D. Sugar Management For For
9 Elect D. James Umpleby III Management For For
10 Elect Michael K. Wirth Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
14 Shareholder Proposal Regarding Formation of Climate Change Committee Shareholder Against Against
15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against For
16 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shareholder Against For
17 Shareholder Proposal Regarding Report on Human Rights Risks Shareholder Against Against
18 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
CHIMERA INVESTMENT CORPORATION
Meeting Date:  JUN 25, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL
Ticker:  CIM
Security ID:  16934Q208
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Paul Donlin Management For For
2 Elect Mark Abrams Management For For
3 Elect Gerard Creagh Management For For
4 Elect Brian P. Reilly Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Ratification of Auditor Management For For
 
CHUBB LIMITED
Meeting Date:  MAY 20, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  CB
Security ID:  H1467J104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Allocation of Profits Management For For
3 Dividend from Reserves Management For For
4 Ratification of Board Acts Management For For
5 Election of Statutory Auditor Management For For
6 Appointment of Auditor Management For For
7 Appointment of Special Auditor Management For For
8 Elect Evan G. Greenberg Management For For
9 Elect Michael G. Atieh Management For For
10 Elect Sheila P. Burke Management For For
11 Elect James I. Cash, Jr. Management For For
12 Elect Mary A. Cirillo Management For For
13 Elect Michael P. Connors Management For For
14 Elect John A. Edwardson Management For For
15 Elect Robert J. Hugin Management For For
16 Elect Robert W. Scully Management For For
17 Elect Eugene B. Shanks, Jr. Management For For
18 Elect Theodore E. Shasta Management For For
19 Elect David H. Sidwell Management For For
20 Elect Olivier Steimer Management For For
21 Elect Frances F. Townsend Management For For
22 Election of Board Chair Evan G. Greenberg Management For For
23 Elect Michael P. Connors Management For For
24 Elect Mary A. Cirillo Management For For
25 Elect John A. Edwardson Management For For
26 Elect Frances F. Townsend Management For For
27 Appointment of Independent Proxy (Switzerland) Management For For
28 Amendment to Articles Regarding Authorized Share Capital for General Purposes Management For For
29 Cancellation of Shares and Reduction in Share Capital Management For For
30 Board Compensation Management For For
31 Executive Compensation Management For For
32 Advisory Vote on Executive Compensation Management For Against
33 Additional or Amended Proposals Management For Against
 
CIGNA CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  CI
Security ID:  125523100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David M. Cordani Management For For
2 Elect William J. DeLaney Management For For
3 Elect Eric J. Foss Management For For
4 Elect Elder Granger Management For For
5 Elect Isaiah Harris, Jr. Management For For
6 Elect Roman Martinez IV Management For For
7 Elect Kathleen M. Mazzarella Management For For
8 Elect Mark B. McClellan Management For For
9 Elect John M. Partridge Management For For
10 Elect William L. Roper Management For For
11 Elect Eric C. Wiseman Management For For
12 Elect Donna F. Zarcone Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
16 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Against
 
CIMAREX ENERGY CO.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL
Ticker:  XEC
Security ID:  171798101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kathleen Hogenson Management For For
2 Elect Paul N. Eckley Management For For
3 Elect Thomas E. Jorden Management For For
4 Elect Floyd R. Price Management For For
5 Elect Frances M. Vallejo Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Ratification of Auditor Management For For
 
CITIGROUP INC.
Meeting Date:  APR 21, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  C
Security ID:  172967424
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael L. Corbat Management For For
2 Elect Ellen M. Costello Management For For
3 Elect Grace E Dailey Management For For
4 Elect Barbara J. Desoer Management For For
5 Elect John C. Dugan Management For For
6 Elect Duncan P. Hennes Management For For
7 Elect Peter B. Henry Management For For
8 Elect S. Leslie Ireland Management For For
9 Elect Lew W. Jacobs, IV Management For For
10 Elect Renee J. James Management For For
11 Elect Gary M. Reiner Management For For
12 Elect Diana L. Taylor Management For For
13 Elect James S. Turley Management For For
14 Elect Deborah C. Wright Management For For
15 Elect Alexander R. Wynaendts Management For Against
16 Elect Ernesto Zedillo Ponce de Leon Management For For
17 Ratification of Auditor Management For For
18 Advisory Vote on Executive Compensation Management For Against
19 Amendment to the 2019 Stock Incentive Plan Management For For
20 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw Shareholder Against Against
21 Shareholder Proposal Regarding Purpose of Corporation Shareholder Against Against
22 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
CITIZENS FINANCIAL GROUP, INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  CFG
Security ID:  174610105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce Van Saun Management For For
2 Elect Christine M. Cumming Management For For
3 Elect William P. Hankowsky Management For For
4 Elect Howard W. Hanna III Management For For
5 Elect Leo I. Higdon, Jr. Management For For
6 Elect Edward J. Kelly, III Management For For
7 Elect Charles J. Koch Management For For
8 Elect Robert G. Leary Management For For
9 Elect Terrance J. Lillis Management For For
10 Elect Shivan S. Subramaniam Management For For
11 Elect Wendy A. Watson Management For For
12 Elect Marita Zuraitis Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Right to Call a Special Meeting Management For For
16 Removal of Non-Operative Provisions in Certificate Management For For
 
COLONY CAPITAL, INC.
Meeting Date:  MAY 05, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL
Ticker:  CLNY
Security ID:  19626G108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Thomas J. Barrack, Jr. Management For For
2 Elect Douglas Crocker II Management For For
3 Elect Nancy A. Curtin Management For For
4 Elect Jeannie H. Diefenderfer Management For For
5 Elect Jon A. Fosheim Management For For
6 Elect Craig M. Hatkoff Management For For
7 Elect Raymond C. Mikulich Management For For
8 Elect George G. C. Parker Management For For
9 Elect Dale Anne Reiss Management For For
10 Elect Charles W. Schoenherr Management For For
11 Elect John A. Somers Management For For
12 Elect John L. Steffens Management For For
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
 
COMCAST CORPORATION
Meeting Date:  JUN 03, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  CMCSA
Security ID:  20030N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Kenneth J. Bacon Management For For
1.2 Elect Madeline S. Bell Management For For
1.3 Elect Naomi M. Bergman Management For For
1.4 Elect Edward D. Breen Management For For
1.5 Elect Gerald L. Hassell Management For For
1.6 Elect Jeffrey A. Honickman Management For For
1.7 Elect Maritza Gomez Montiel Management For For
1.8 Elect Asuka Nakahara Management For For
1.9 Elect David C. Novak Management For For
1.10 Elect Brian L. Roberts Management For For
2 Ratification of Auditor Management For For
3 Amendment to the 2003 Stock Option Plan Management For For
4 Amendment to the 2002 Restricted Stock Plan Management For For
5 Advisory vote on executive compensation Management For For
6 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
7 Shareholder Proposal Regarding Independent Chair Shareholder Against For
8 Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment Shareholder Against For
 
CONOCOPHILLIPS
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  COP
Security ID:  20825C104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles E. Bunch Management For For
2 Elect Caroline Maury Devine Management For For
3 Elect John V. Faraci Management For Against
4 Elect Jody Freeman Management For For
5 Elect Gay Huey Evans Management For For
6 Elect Jeffrey A. Joerres Management For For
7 Elect Ryan M. Lance Management For For
8 Elect William H. McRaven Management For For
9 Elect Sharmila Mulligan Management For For
10 Elect Arjun N. Murti Management For For
11 Elect Robert A. Niblock Management For For
12 Elect David T. Seaton Management For For
13 Elect R. A. Walker Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
 
COVETRUS, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  CVET
Security ID:  22304C100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Sandra L. Helton Management For For
1.2 Elect Sharon Wienbar Management For For
1.3 Elect Benjamin Wolin Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
CUMMINS INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 10, 2020
Meeting Type:  ANNUAL
Ticker:  CMI
Security ID:  231021106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect N. Thomas Linebarger Management For For
2 Elect Robert J. Bernhard Management For For
3 Elect Franklin R. Chang-Diaz Management For For
4 Elect Bruno V. Di Leo Allen Management For For
5 Elect Stephen B. Dobbs Management For For
6 Elect Robert K. Herdman Management For For
7 Elect Alexis M. Herman Management For For
8 Elect Thomas J. Lynch Management For For
9 Elect William I. Miller Management For For
10 Elect Georgia R. Nelson Management For For
11 Elect Karen H. Quintos Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shareholder Against For
 
CVS HEALTH CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL
Ticker:  CVS
Security ID:  126650100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Fernando Aguirre Management For For
2 Elect C. David Brown II Management For For
3 Elect Alecia A. DeCoudreaux Management For For
4 Elect Nancy-Ann M. DeParle Management For For
5 Elect David W. Dorman Management For For
6 Elect Roger N. Farah Management For For
7 Elect Anne M. Finucane Management For For
8 Elect Edward J. Ludwig Management For For
9 Elect Larry J. Merlo Management For For
10 Elect Jean-Pierre Millon Management For For
11 Elect Mary L. Schapiro Management For For
12 Elect William C. Weldon Management For For
13 Elect Tony L. White Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For Against
16 Amendment to the 2017 Incentive Compensation Plan Management For For
17 Amendment to the 2007 Employee Stock Purchase Plan Management For For
18 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Shareholder Against Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against Against
 
DELTA AIR LINES, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 30, 2020
Meeting Type:  ANNUAL
Ticker:  DAL
Security ID:  247361702
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Edward H. Bastian Management For For
2 Elect Francis S. Blake Management For For
3 Elect Ashton B. Carter Management For For
4 Elect David G. DeWalt Management For For
5 Elect William H. Easter III Management For For
6 Elect Christopher A. Hazleton Management For For
7 Elect Michael P. Huerta Management For For
8 Elect Jeanne P. Jackson Management For For
9 Elect George N. Mattson Management For For
10 Elect Sergio A. L. Rial Management For For
11 Elect David. S. Taylor Management For For
12 Elect Kathy N. Waller Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against For
17 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
18 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment Shareholder Against Against
 
DIAMONDBACK ENERGY, INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL
Ticker:  FANG
Security ID:  25278X109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven E. West Management For For
2 Elect Travis D. Stice Management For For
3 Elect Vincent K. Brooks Management For For
4 Elect Michael P. Cross Management For For
5 Elect David L. Houston Management For For
6 Elect Stephanie K. Mains Management For For
7 Elect Mark L. Plaumann Management For For
8 Elect Melanie M. Trent Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
11 Ratification of Auditor Management For For
 
DISCOVERY, INC.
Meeting Date:  JUN 18, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL
Ticker:  DISCA
Security ID:  25470F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Robert R. Bennett Management For For
1.2 Elect John C. Malone Management For Withhold
1.3 Elect David M. Zaslav Management For Withhold
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against Against
 
DOMTAR CORPORATION
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  UFS
Security ID:  257559203
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Giannella Alvarez Management For For
2 Elect Robert E. Apple Management For For
3 Elect David J. Illingworth Management For For
4 Elect Brian M. Levitt Management For For
5 Elect David G. Maffucci Management For For
6 Elect Pamela B. Strobel Management For For
7 Elect Denis A. Turcotte Management For For
8 Elect John D. Williams Management For For
9 Elect Mary A. Winston Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
 
DUKE ENERGY CORPORATION
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  DUK
Security ID:  26441C204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Michael G. Browning Management For For
1.2 Elect Annette K. Clayton Management For For
1.3 Elect Theodore F. Craver, Jr. Management For For
1.4 Elect Robert M. Davis Management For For
1.5 Elect Daniel R. DiMicco Management For For
1.6 Elect Nicholas C. Fanandakis Management For For
1.7 Elect Lynn J. Good Management For For
1.8 Elect John T. Herron Management For For
1.9 Elect William E. Kennard Management For For
1.10 Elect E. Marie McKee Management For For
1.11 Elect Marya M. Rose Management For For
1.12 Elect Thomas E. Skains Management For For
1.13 Elect William E. Webster, Jr. Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
4 Shareholder Proposal Regarding Independent Chair Shareholder Against For
5 Shareholder Proposal Regarding Simple Majority Vote Shareholder None For
6 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
7 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
DUPONT DE NEMOURS, INC.
Meeting Date:  MAY 27, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL
Ticker:  DD
Security ID:  26614N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Amy G. Brady Management For For
2 Elect Edward D. Breen Management For For
3 Elect Ruby R. Chandy Management For For
4 Elect Franklin K. Clyburn, Jr. Management For For
5 Elect Terrence R. Curtin Management For For
6 Elect Alexander M. Cutler Management For For
7 Elect Eleuthere I. du Pont Management For For
8 Elect Rajiv L. Gupta Management For For
9 Elect Luther C. Kissam IV Management For For
10 Elect Frederick M. Lowery Management For For
11 Elect Raymond J. Milchovich Management For For
12 Elect Steven M. Sterin Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2020 Equity Incentive Plan Management For Against
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
17 Shareholder Proposal Regarding Employee Board Advisory Position Shareholder Against Against
 
DXC TECHNOLOGY CO
Meeting Date:  AUG 15, 2019
Record Date:  JUN 18, 2019
Meeting Type:  ANNUAL
Ticker:  DXC
Security ID:  23355L106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mukesh Aghi Management For For
2 Elect Amy E. Alving Management For For
3 Elect David L. Herzog Management For For
4 Elect Sachin S. Lawande Management For For
5 Elect J. Michael Lawrie Management For For
6 Elect Mary L. Krakauer Management For For
7 Elect Julio A. Portalatin Management For For
8 Elect Peter Rutland Management For For
9 Elect Michael J. Salvino Management For For
10 Elect Manoj P. Singh Management For For
11 Elect Robert F. Woods Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For Against
 
EOG RESOURCES, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL
Ticker:  EOG
Security ID:  26875P101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Janet F. Clark Management For For
2 Elect Charles R. Crisp Management For For
3 Elect Robert P. Daniels Management For For
4 Elect James C. Day Management For For
5 Elect C. Christopher Gaut Management For For
6 Elect Julie J. Robertson Management For For
7 Elect Donald F. Textor Management For For
8 Elect William R. Thomas Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
EQT CORP
Meeting Date:  JUL 10, 2019
Record Date:  MAY 14, 2019
Meeting Type:  ANNUAL
Ticker:  EQT
Security ID:  26884L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lydia I. Beebe Shareholder None Did Not Vote
2 Elect Lee M. Canaan Shareholder None Did Not Vote
3 Elect Dr. Kathryn J. Jackson Shareholder None Did Not Vote
4 Elect John F. Mccartney Shareholder None Did Not Vote
5 Elect Daniel J. Rice Shareholder None Did Not Vote
6 Elect Toby Z. Rice Shareholder None Did Not Vote
7 Elect Hallie A. Vanderhider Shareholder None Did Not Vote
8 Elect Management Nominee Philip G. Behrman Shareholder None Did Not Vote
9 Elect Management Nominee Janet L. Carrig Shareholder None Did Not Vote
10 Elect Management Nominee James T. McManus, II Shareholder None Did Not Vote
11 Elect Management Nominee Anita M. Powers Shareholder None Did Not Vote
12 Elect Management Nominee Stephen A. Thorington Shareholder None Did Not Vote
13 Elect Management Nominee Christina A. Cassotis Shareholder None Did Not Vote
14 Elect Management Nominee William M. Lambert Shareholder None Did Not Vote
15 Elect Management Nominee Gerald F. MacCleary Shareholder None Did Not Vote
16 Elect Management Nominee Valerie A. Mitchell Shareholder None Did Not Vote
17 Elect Management Nominee Robert J. McNally Shareholder None Did Not Vote
18 Elect Management Nominee Christine J. Toretti Shareholder None Did Not Vote
19 Advisory Vote on Executive Compensation Management None Did Not Vote
20 Approval 2019 Long-Term Incentive Plan Management None Did Not Vote
21 Ratification of Auditor Management None Did Not Vote
1 Elect Philip G. Behrman Management For For
2 Elect Janet L. Carrig Management For For
3 Elect Christina A. Cassotis Management For For
4 Elect William M. Lambert Management For For
5 Elect Gerald F. MacCleary Management For For
6 Elect James T. McManus, II Management For For
7 Elect Valerie A. Mitchell Management For For
8 Elect Robert J. McNally Management For For
9 Elect Anita M. Powers Management For For
10 Elect Daniel J. Rice IV Management For For
11 Elect Stephen A. Thorington Management For For
12 Elect Christine J. Toretti Management For For
13 Rice Group Nominee Lydia I. Beebe Management None Abstain
14 Rice Group Nominee Lee M. Canaan Management None Abstain
15 Rice Group Nominee Dr. Kathryn J. Jackson Management None Abstain
16 Rice Group Nominee John F. Mccartney Management None Abstain
17 Rice Group Nominee Toby Z. Rice Management None Abstain
18 Rice Group Nominee Hallie A. Vanderhider Management None Abstain
19 Advisory Vote on Executive Compensation Management For For
20 Approval 2019 Long-Term Incentive Plan Management For Against
21 Ratification of Auditor Management For For
 
EQT CORP
Meeting Date:  MAY 01, 2020
Record Date:  FEB 07, 2020
Meeting Type:  ANNUAL
Ticker:  EQT
Security ID:  26884L109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lydia I. Beebe Management For For
2 Elect Philip G. Behrman Management For For
3 Elect Lee M. Canaan Management For For
4 Elect Janet L. Carrig Management For For
5 Elect Dr. Kathryn J. Jackson Management For For
6 Elect John F. McCartney Management For For
7 Elect James T. McManus, II Management For For
8 Elect Anita M. Powers Management For For
9 Elect Daniel J. Rice IV Management For For
10 Elect Toby Z. Rice Management For For
11 Elect Stephen A. Thorington Management For For
12 Elect Hallie A. Vanderhider Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Elimination of Supermajority Requirement Management For For
15 Amendment to Threshold Required to Call a Special Meeting Management For For
16 Approval of the 2020 Long-Term Incentive Plan Management For Against
17 Ratification of Auditor Management For For
 
EQUITABLE HOLDINGS, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  EQH
Security ID:  29452E101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel G. Kaye Management For For
1.2 Elect Joan Lamm-Tennant Management For For
1.3 Elect Kristi A. Matus Management For For
1.4 Elect Ramon de Oliveira Management For For
1.5 Elect Mark Pearson Management For For
1.6 Elect Bertram L. Scott Management For For
1.7 Elect George Stansfield Management For For
1.8 Elect Charles G.T. Stonehill Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2019 Omnibus Incentive Plan Management For For
 
EXELON CORPORATION
Meeting Date:  APR 28, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  EXC
Security ID:  30161N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anthony K. Anderson Management For For
2 Elect Ann C. Berzin Management For For
3 Elect M. Laurie Brlas Management For For
4 Elect Christopher M. Crane Management For For
5 Elect Yves C. de Balmann Management For For
6 Elect Nicholas DeBenedictis Management For For
7 Elect Linda P. Jojo Management For For
8 Elect Paul L. Joskow Management For For
9 Elect Robert J. Lawless Management For For
10 Elect John M. Richardson Management For For
11 Elect Mayo A. Shattuck III Management For For
12 Elect John F. Young Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the 2020 Long-Term Incentive Plan Management For Against
 
EXXON MOBIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  APR 02, 2020
Meeting Type:  ANNUAL
Ticker:  XOM
Security ID:  30231G102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Susan K. Avery Management For For
2 Elect Angela F. Braly Management For For
3 Elect Ursula M. Burns Management For For
4 Elect Kenneth C. Frazier Management For For
5 Elect Joseph L. Hooley Management For For
6 Elect Steven A. Kandarian Management For For
7 Elect Douglas R. Oberhelman Management For For
8 Elect Samuel J. Palmisano Management For For
9 Elect William C. Weldon Management For For
10 Elect Darren W. Woods Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
15 Shareholder Proposal Regarding Report on Climate-related Activities Shareholder Against Against
16 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shareholder Against For
17 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
FEDEX CORP
Meeting Date:  SEP 23, 2019
Record Date:  JUL 29, 2019
Meeting Type:  ANNUAL
Ticker:  FDX
Security ID:  31428X106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John A. Edwardson Management For For
2 Elect Marvin R. Ellison Management For For
3 Elect Susan Patricia Griffith Management For For
4 Elect John Chris Inglis Management For For
5 Elect Kimberly A. Jabal Management For For
6 Elect Shirley Ann Jackson Management For For
7 Elect R. Brad Martin Management For For
8 Elect Joshua Cooper Ramo Management For For
9 Elect Susan C. Schwab Management For For
10 Elect Frederick W. Smith Management For For
11 Elect David P. Steiner Management For For
12 Elect Paul S. Walsh Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2019 Omnibus Stock Incentive Plan Management For Against
15 Ratification of Auditor Management For For
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
17 Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board Shareholder Against Against
 
FIFTH THIRD BANCORP
Meeting Date:  APR 14, 2020
Record Date:  FEB 21, 2020
Meeting Type:  ANNUAL
Ticker:  FITB
Security ID:  316773100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nicholas K. Akins Management For For
2 Elect B. Evan Bayh III Management For For
3 Elect Jorge L. Benitez Management For For
4 Elect Katherine B. Blackburn Management For For
5 Elect Emerson L. Brumback Management For For
6 Elect Jerry W. Burris Management For For
7 Elect Greg D. Carmichael Management For For
8 Elect C. Bryan Daniels Management For For
9 Elect Thomas H. Harvey Management For For
10 Elect Gary R. Heminger Management For For
11 Elect Jewell D. Hoover Management For For
12 Elect Eileen A. Mallesch Management For For
13 Elect Michael B. McCallister Management For For
14 Elect Marsha C. Williams Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
FORD MOTOR COMPANY
Meeting Date:  MAY 14, 2020
Record Date:  MAR 18, 2020
Meeting Type:  ANNUAL
Ticker:  F
Security ID:  345370860
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kimberly A. Casiano Management For For
2 Elect Anthony F. Earley, Jr. Management For For
3 Elect Edsel B. Ford II Management For For
4 Elect William Clay Ford, Jr. Management For For
5 Elect James P. Hackett Management For For
6 Elect William W. Helman IV Management For For
7 Elect William E. Kennard Management For For
8 Elect John C. Lechleiter Management For For
9 Elect Beth E. Mooney Management For For
10 Elect John L. Thornton Management For For
11 Elect John B. Veihmeyer Management For For
12 Elect Lynn M. Vojvodich Management For For
13 Elect John S. Weinberg Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Recapitalization Shareholder Against For
17 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
GATES INDUSTRIAL CORPORATION PLC
Meeting Date:  OCT 07, 2019
Record Date:  AUG 16, 2019
Meeting Type:  SPECIAL
Ticker:  GTES
Security ID:  00BD9G2S1
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Repurchase Shares Management For For
2 Authorization of New Class of Shares Management For For
 
GATES INDUSTRIAL CORPORATION PLC
Meeting Date:  JUN 22, 2020
Record Date:  MAY 08, 2020
Meeting Type:  ANNUAL
Ticker:  GTES
Security ID:  G39108108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James W. Ireland III Management For For
2 Elect Ivo Jurek Management For For
3 Elect Julia C. Kahr Management For For
4 Elect Terry Klebe Management For For
5 Elect Stephanie K. Mains Management For For
6 Elect Wilson S. Neely Management For For
7 Elect Neil P. Simpkins Management For For
8 Advisory Vote on Executive Compensation Management For For
9 Remuneration Report (Advisory) Management For For
10 Ratification of Auditor Management For For
11 Reappointment of Auditor Management For For
12 Authorize the Statutory Auditor's Remuneration Management For For
 
GENERAL MOTORS CO.
Meeting Date:  JUN 16, 2020
Record Date:  APR 17, 2020
Meeting Type:  ANNUAL
Ticker:  GM
Security ID:  37045V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mary T. Barra Management For For
2 Elect Wesley G. Bush Management For For
3 Elect Linda R. Gooden Management For For
4 Elect Joseph Jimenez Management For For
5 Elect Jane L. Mendillo Management For For
6 Elect Judith A. Miscik Management For For
7 Elect Patricia F. Russo Management For For
8 Elect Thomas M. Schoewe Management For For
9 Elect Theodore M. Solso Management For For
10 Elect Carol M. Stephenson Management For For
11 Elect Devin N. Wenig Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
14 Ratification of Auditor Management For For
15 Approval of the 2020 Long-Term Incentive Plan Management For Against
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
17 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
18 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Against
19 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
HEWLETT PACKARD ENTERPRISE COMPANY
Meeting Date:  APR 01, 2020
Record Date:  FEB 03, 2020
Meeting Type:  ANNUAL
Ticker:  HPE
Security ID:  42824C109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Daniel Ammann Management For For
2 Elect Pamela L. Carter Management For For
3 Elect Jean M. Hobby Management For For
4 Elect George R. Kurtz Management For For
5 Elect Raymond J. Lane Management For For
6 Elect Ann M. Livermore Management For For
7 Elect Antonio F. Neri Management For For
8 Elect Charles H. Noski Management For For
9 Elect Raymond E. Ozzie Management For For
10 Elect Gary M. Reiner Management For For
11 Elect Patricia F. Russo Management For For
12 Elect Lip-Bu Tan Management For Against
13 Elect Mary Agnes Wilderotter Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shareholder Against Against
 
HOLLYFRONTIER CORPORATION
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  HFC
Security ID:  436106108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Anne-Marie N. Ainsworth Management For For
2 Elect Douglas Y. Bech Management For For
3 Elect Anna C. Catalano Management For For
4 Elect Leldon E. Echols Management For For
5 Elect Michael C. Jennings Management For Against
6 Elect R. Craig Knocke Management For For
7 Elect Robert J. Kostelnik Management For For
8 Elect James H. Lee Management For For
9 Elect Franklin Myers Management For For
10 Elect Michael E. Rose Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Approval of the 2020 Long Term Incentive Plan Management For Against
 
INTEL CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James J. Goetz Management For For
2 Elect Alyssa Henry Management For For
3 Elect Omar Ishrak Management For For
4 Elect Risa Lavizzo-Mourey Management For For
5 Elect Tsu-Jae King Liu Management For For
6 Elect Gregory D. Smith Management For For
7 Elect Robert H. Swan Management For For
8 Elect Andrew Wilson Management For For
9 Elect Frank D. Yeary Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Amendment to the 2006 Employee Stock Purchase Plan Management For For
13 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
14 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
 
INTERNATIONAL PAPER COMPANY
Meeting Date:  MAY 11, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL
Ticker:  IP
Security ID:  460146103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect William J. Burns Management For For
2 Elect Christopher M. Connor Management For For
3 Elect Ahmet Cemal Dorduncu Management For For
4 Elect Ilene S. Gordon Management For For
5 Elect Anders Gustafsson Management For For
6 Elect Jacqueline C. Hinman Management For For
7 Elect Clinton A. Lewis, Jr. Management For For
8 Elect Kathryn D. Sullivan Management For For
9 Elect Mark S. Sutton Management For For
10 Elect J. Steven Whisler Management For For
11 Elect Ray G. Young Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
INVESCO LTD.
Meeting Date:  MAY 14, 2020
Record Date:  MAR 12, 2020
Meeting Type:  ANNUAL
Ticker:  IVZ
Security ID:  G491BT108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sarah E. Beshar Management For Against
2 Elect Martin L. Flanagan Management For For
3 Elect William F. Glavin, Jr. Management For For
4 Elect C. Robert Henrikson Management For Against
5 Elect Denis Kessler Management For Against
6 Elect Sir Nigel Sheinwald Management For Against
7 Elect G. Richard Wagoner, Jr. Management For Against
8 Elect Phoebe A. Wood Management For Against
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
 
JANUS HENDERSON GROUP PLC
Meeting Date:  APR 30, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  JHG
Security ID:  G4474Y214
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accounts and Reports Management For For
2 Elect Kalpana Desai Management For For
3 Elect Jeffrey J. Diermeier Management For For
4 Elect Kevin Dolan Management For For
5 Elect Eugene Flood, Jr. Management For For
6 Elect Richard Gillingwater Management For For
7 Elect Lawrence E. Kochard Management For For
8 Elect Glenn S. Schafer Management For For
9 Elect Angela Seymour-Jackson Management For Against
10 Elect Richard M. Weil Management For For
11 Elect Tatsusaburo Yamamoto Management For For
12 Appointment of Auditor and Authority to Set Fees Management For For
13 Authority to Repurchase Shares Management For For
14 Authority to Repurchase CDIs Management For For
 
JETBLUE AIRWAYS CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL
Ticker:  JBLU
Security ID:  477143101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect B. Ben Baldanza Management For For
2 Elect Peter Boneparth Management For For
3 Elect Virginia Gambale Management For For
4 Elect Robin Hayes Management For For
5 Elect Ellen Jewett Management For For
6 Elect Robert Ledluc Management For For
7 Elect Teri P. McClure Management For For
8 Elect Sarah Robb O'Hagan Management For For
9 Elect Vivek Sharma Management For For
10 Elect Thomas Winkelmann Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Approval of the 2020 Omnibus Equity Incentive Plan Management For Against
13 Approval of the 2020 Crewmember Stock Purchase Plan Management For For
14 Ratification of Auditor Management For For
15 Amend Shareholder Right to Call Special Meeting Management For For
16 Amend Shareholder Right to Act by Written Consent Management For For
17 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shareholder Against Against
 
JOHNSON & JOHNSON
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  478160104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mary C. Beckerle Management For For
2 Elect D. Scott Davis Management For For
3 Elect Ian E.L. Davis Management For For
4 Elect Jennifer A. Doudna Management For For
5 Elect Alex Gorsky Management For For
6 Elect Marillyn A. Hewson Management For For
7 Elect Hubert Joly Management For Against
8 Elect Mark B. McClellan Management For For
9 Elect Anne M. Mulcahy Management For For
10 Elect Charles Prince Management For For
11 Elect A. Eugene Washington Management For For
12 Elect Mark A. Weinberger Management For For
13 Elect Ronald A. Williams Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Removal of Directors Without Cause Management For For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against For
18 Shareholder Proposal Regarding Report on Response to Opioid Epidemic Shareholder Against For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda B. Bammann Management For For
2 Elect Stephen B. Burke Management For For
3 Elect Todd A. Combs Management For For
4 Elect James S. Crown Management For For
5 Elect James Dimon Management For For
6 Elect Timothy P. Flynn Management For For
7 Elect Mellody Hobson Management For For
8 Elect Michael A. Neal Management For For
9 Elect Lee R. Raymond Management For For
10 Elect Virginia M. Rometty Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against For
14 Shareholder Proposal Regarding Oil Sands and Arctic Oil and Gas Reputational Risk Report Shareholder Against Against
15 Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement Shareholder Against Against
16 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Shareholder Against Against
17 Shareholder Proposal Regarding Charitable Contributions Disclosure Shareholder Against Against
18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
 
KEYCORP
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  KEY
Security ID:  493267108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Bruce D. Broussard Management For For
2 Elect Gary M. Crosby Management For For
3 Elect Alexander M. Cutler Management For For
4 Elect H. James Dallas Management For For
5 Elect Elizabeth R. Gile Management For For
6 Elect Ruth Ann M. Gillis Management For For
7 Elect Christopher M. Gorman Management For For
8 Elect Carlton L. Highsmith Management For For
9 Elect Richard J. Hipple Management For For
10 Elect Kristen L. Manos Management For For
11 Elect Barbara R. Snyder Management For For
12 Elect David K. Wilson Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  KNX
Security ID:  499049104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect David A. Jackson Management For Withhold
1.2 Elect Kevin P. Knight Management For Withhold
1.3 Elect Roberta Roberts Shank Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
4 Repeal of Classified Board Management For For
5 Amendment to the 2014 Omnibus Plan Management For For
6 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
KOHL'S CORPORATION
Meeting Date:  MAY 13, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL
Ticker:  KSS
Security ID:  500255104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Michael J. Bender Management For For
2 Elect Peter Boneparth Management For For
3 Elect Steven A. Burd Management For For
4 Elect Yael Cosset Management For For
5 Elect H. Charles Floyd Management For For
6 Elect Michelle D. Gass Management For For
7 Elect Jonas Prising Management For For
8 Elect John E. Schlifske Management For For
9 Elect Adrianne Shapira Management For For
10 Elect Frank V. Sica Management For For
11 Elect Stephanie A. Streeter Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
15 Shareholder Proposal Regarding Animal Welfare Shareholder Against Against
 
KRAFT HEINZ CO
Meeting Date:  SEP 12, 2019
Record Date:  JUL 15, 2019
Meeting Type:  ANNUAL
Ticker:  KHC
Security ID:  500754106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gregory E. Abel Management For Against
2 Elect Alexandre Behring Management For Against
3 Elect JoOo M. Castro-Neves Management For Against
4 Elect Tracy Britt Cool Management For Against
5 Elect John T. Cahill Management For Against
6 Elect Feroz Dewan Management For For
7 Elect Jeanne P. Jackson Management For For
8 Elect Jorge Paulo Lemann Management For Against
9 Elect John C. Pope Management For For
10 Elect Alexandre Van Damme Management For For
11 Elect George El Zoghbi Management For Against
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Protein Diversification Shareholder Against Against
15 Shareholder Proposal Regarding Pesticide Reporting Shareholder Against Against
 
LENNAR CORPORATION
Meeting Date:  APR 07, 2020
Record Date:  FEB 10, 2020
Meeting Type:  ANNUAL
Ticker:  LEN
Security ID:  526057104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Rick Beckwitt Management For Against
2 Elect Irving Bolotin Management For For
3 Elect Steven L. Gerard Management For For
4 Elect Theron I. Gilliam Management For For
5 Elect Sherrill W. Hudson Management For For
6 Elect Jonathan M. Jaffe Management For For
7 Elect Sidney Lapidus Management For For
8 Elect Teri P. McClure Management For For
9 Elect Stuart A. Miller Management For For
10 Elect Armando J. Olivera Management For For
11 Elect Jeffrey Sonnenfeld Management For For
12 Elect Scott D. Stowell Management For Against
13 Advisory Vote on Executive Compensation Management For Against
14 Ratification of Auditor Management For For
 
LIBERTY MEDIA CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  FWONA
Security ID:  531229409
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Evan D. Malone Management For For
1.2 Elect David E. Rapley Management For For
1.3 Elect Larry E. Romrell Management For For
2 Ratification of Auditor Management For For
 
LYONDELLBASELL INDUSTRIES N.V.
Meeting Date:  MAY 29, 2020
Record Date:  MAY 01, 2020
Meeting Type:  ANNUAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jacques Aigrain Management For For
2 Elect Lincoln Benet Management For Against
3 Elect Jagjeet S. Bindra Management For For
4 Elect Robin Buchanan Management For Against
5 Elect Stephen F. Cooper Management For Against
6 Elect Nance K. Dicciani Management For For
7 Elect Claire S. Farley Management For For
8 Elect Isabella D. Goren Management For For
9 Elect Michael S. Hanley Management For For
10 Elect Albert Manifold Management For For
11 Elect Bhavesh V. Patel Management For Against
12 Discharge of Directors from Liability Management For For
13 Adoption of Dutch Statutory Annual Accounts for 2019 Management For For
14 Appointment of Pricewaterhousecoopers Accountants N.V. as the Auditor of Dutch Statutory Annual Accounts Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
17 Ratification and Approval of Dividends Management For For
18 Authorization to Repurchase Shares Management For For
19 Cancellation of Shares Management For For
 
LYONDELLBASELL INDUSTRIES NV
Meeting Date:  SEP 12, 2019
Record Date:  AUG 15, 2019
Meeting Type:  SPECIAL
Ticker:  LYB
Security ID:  N53745100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Authority to Repurchase Shares Management For For
2 Cancellation of Shares Management For For
 
M&T BANK CORPORATION
Meeting Date:  APR 21, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  MTB
Security ID:  55261F104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect C. Angela Bontempo Management For For
1.2 Elect Robert T. Brady Management For For
1.3 Elect T. Jefferson Cunningham, III Management For For
1.4 Elect Gary N. Geisel Management For For
1.5 Elect Richard S. Gold Management For For
1.6 Elect Richard A. Grossi Management For For
1.7 Elect John D. Hawke Jr. Management For For
1.8 Elect Rene F. Jones Management For For
1.9 Elect Richard Ledgett Management For For
1.10 Elect Newton P.S. Merrill Management For For
1.11 Elect Kevin J. Pearson Management For For
1.12 Elect Melinda R. Rich Management For For
1.13 Elect Robert E. Sadler, Jr. Management For For
1.14 Elect Denis J. Salamone Management For For
1.15 Elect John R. Scannell Management For Withhold
1.16 Elect David S. Scharfstein Management For For
1.17 Elect Herbert L. Washington Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
MACY'S INC.
Meeting Date:  MAY 15, 2020
Record Date:  MAR 19, 2020
Meeting Type:  ANNUAL
Ticker:  M
Security ID:  55616P104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David P. Abney Management For For
2 Elect Francis S. Blake Management For For
3 Elect Torrence Boone Management For For
4 Elect John A. Bryant Management For For
5 Elect Deirdre P. Connelly Management For For
6 Elect Jeff Gennette Management For For
7 Elect Leslie D. Hale Management For For
8 Elect William H. Lenehan Management For For
9 Elect Sara L. Levinson Management For For
10 Elect Joyce M. Roche Management For For
11 Elect Paul C. Varga Management For For
12 Elect Marna C. Whittington Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
MARATHON OIL CORPORATION
Meeting Date:  MAY 27, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  MRO
Security ID:  565849106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gregory H. Boyce Management For For
2 Elect Chadwick C. Deaton Management For For
3 Elect Marcela E. Donadio Management For For
4 Elect Jason B. Few Management For For
5 Elect Douglas L. Foshee Management For For
6 Elect M. Elise Hyland Management For For
7 Elect Lee M. Tillman Management For For
8 Elect J. Kent Wells Management For For
9 Ratification of Auditor Management For For
10 Advisory Vote on Executive Compensation Management For For
 
MARATHON PETROLEUM CORPORATION
Meeting Date:  APR 29, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  MPC
Security ID:  56585A102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Repeal of Classified Board Management For For
2 Elect Steven A. Davis Management For For
3 Elect J. Michael Stice Management For For
4 Elect John P. Surma Management For For
5 Elect Susan Tomasky Management For For
6 Ratification of Auditor Management For For
7 Advisory Vote on Executive Compensation Management For For
8 Shareholder Proposal Regarding Simple Majority Vote Shareholder For For
9 Shareholder Proposal Regarding Report on Linking Executive Pay to Community Impact Shareholder Against Against
 
MCDONALD'S CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd H. Dean Management For For
2 Elect Robert A. Eckert Management For For
3 Elect Catherine Engelbert Management For For
4 Elect Margaret H. Georgiadis Management For For
5 Elect Enrique Hernandez, Jr. Management For For
6 Elect Christopher Kempczinski Management For For
7 Elect Richard H. Lenny Management For For
8 Elect John Mulligan Management For For
9 Elect Sheila A. Penrose Management For For
10 Elect John W. Rogers, Jr. Management For For
11 Elect Paul S. Walsh Management For For
12 Elect Miles D. White Management For Against
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Amendment to the 2012 Omnibus Stock Ownership Plan Management For For
16 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
17 Shareholder Proposal Regarding Report on Sugar and Public Health Shareholder Against Against
 
MCKESSON CORPORATION
Meeting Date:  JUL 31, 2019
Record Date:  JUN 04, 2019
Meeting Type:  ANNUAL
Ticker:  MCK
Security ID:  58155Q103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Dominic J. Caruso Management For For
2 Elect N. Anthony Coles Management For Against
3 Elect M. Christine Jacobs Management For For
4 Elect Donald R. Knauss Management For For
5 Elect Marie L. Knowles Management For For
6 Elect Bradley E. Lerman Management For Against
7 Elect Edward A. Mueller Management For Against
8 Elect Susan R. Salka Management For Against
9 Elect Brian S. Tyler Management For For
10 Elect Kenneth E. Washington Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
14 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against Against
 
MEDTRONIC PLC
Meeting Date:  DEC 06, 2019
Record Date:  OCT 10, 2019
Meeting Type:  ANNUAL
Ticker:  MDT
Security ID:  G5960L103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Richard H. Anderson Management For For
2 Elect Craig Arnold Management For For
3 Elect Scott C. Donnelly Management For For
4 Elect Andrea J. Goldsmith Management For For
5 Elect Randall J. Hogan, III Management For For
6 Elect Omar Ishrak Management For For
7 Elect Michael O. Leavitt Management For For
8 Elect James T. Lenehan Management For For
9 Elect Geoffrey Straub Martha Management For For
10 Elect Elizabeth G. Nabel Management For For
11 Elect Denise M. O'Leary Management For For
12 Elect Kendall J. Powell Management For For
13 Appointment of Auditor and Authority to Set Fees Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Authority to Issue Shares w/ Preemptive Rights Management For For
16 Authority to Issue Shares w/o Preemptive Rights Management For For
17 Authority to Repurchase Shares Management For For
 
METLIFE, INC.
Meeting Date:  JUN 16, 2020
Record Date:  APR 23, 2020
Meeting Type:  ANNUAL
Ticker:  MET
Security ID:  59156R108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Cheryl W. Grise Management For For
2 Elect Carlos M. Gutierrez Management For For
3 Elect Gerald L. Hassell Management For For
4 Elect David L. Herzog Management For For
5 Elect R. Glenn Hubbard Management For For
6 Elect Edward J. Kelly, III Management For For
7 Elect William E. Kennard Management For For
8 Elect Michel A. Khalaf Management For For
9 Elect Catherine R. Kinney Management For For
10 Elect Diana McKenzie Management For For
11 Elect Denise M. Morrison Management For For
12 Elect Mark A. Weinberger Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
MGIC INVESTMENT CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL
Ticker:  MTG
Security ID:  552848103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Daniel A. Arrigoni Management For For
1.2 Elect C. Edward Chaplin Management For For
1.3 Elect Curt S. Culver Management For For
1.4 Elect Jay C. Hartzell Management For For
1.5 Elect Timothy A. Holt Management For For
1.6 Elect Kenneth M. Jastrow II Management For For
1.7 Elect Jodeen A. Kozlak Management For For
1.8 Elect Michael E. Lehman Management For For
1.9 Elect Melissa B. Lora Management For For
1.10 Elect Timothy J. Mattke Management For For
1.11 Elect Gary A. Poliner Management For For
1.12 Elect Sheryl L. Sculley Management For For
1.13 Elect Mark M. Zandi Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Approval of the 2020 Omnibus Incentive Plan Management For For
4 Ratification of Auditor Management For For
 
MICRON TECHNOLOGY, INC.
Meeting Date:  JAN 16, 2020
Record Date:  NOV 18, 2019
Meeting Type:  ANNUAL
Ticker:  MU
Security ID:  595112103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert L. Bailey Management For For
2 Elect Richard M. Beyer Management For For
3 Elect Steven J. Gomo Management For For
4 Elect Mary Pat McCarthy Management For For
5 Elect Sanjay Mehrotra Management For For
6 Elect Robert E. Switz Management For For
7 Elect MaryAnn Wright Management For For
8 Advisory Vote on Executive Compensation Management For For
9 Ratification of Auditor Management For For
 
MOHAWK INDUSTRIES, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  MHK
Security ID:  608190104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Karen A. Smith Bogart Management For For
2 Elect Jeffrey S. Lorberbaum Management For For
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
MOLSON COORS BEVERAGE COMPANY
Meeting Date:  MAY 20, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  TAP
Security ID:  60871R209
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Roger G. Eaton Management For For
1.2 Elect Charles M. Herington Management For For
1.3 Elect H. Sanford Riley Management For For
2 Advisory Vote on Executive Compensation Management For For
 
MORGAN STANLEY
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  MS
Security ID:  617446448
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Elizabeth Corley Management For For
2 Elect Alistair Darling Management For For
3 Elect Thomas H. Glocer Management For For
4 Elect James P. Gorman Management For For
5 Elect Robert H. Herz Management For For
6 Elect Nobuyuki Hirano Management For For
7 Elect Stephen J. Luczo Management For For
8 Elect Jami Miscik Management For For
9 Elect Dennis M. Nally Management For For
10 Elect Takeshi Ogasawara Management For For
11 Elect Hutham S. Olayan Management For For
12 Elect Mary L. Schapiro Management For For
13 Elect Perry M. Traquina Management For For
14 Elect Rayford Wilkins, Jr. Management For For
15 Ratification of Auditor Management For For
16 Advisory Vote on Executive Compensation Management For For
 
MURPHY OIL CORPORATION
Meeting Date:  MAY 13, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  MUR
Security ID:  626717102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect T. Jay Collins Management For For
2 Elect Steven A. Cosse Management For For
3 Elect Claiborne P. Deming Management For For
4 Elect Lawrence R. Dickerson Management For For
5 Elect Roger W. Jenkins Management For For
6 Elect Elisabeth W. Keller Management For For
7 Elect James V. Kelley Management For For
8 Elect Walentin Mirosh Management For For
9 Elect R. Madison Murphy Management For For
10 Elect Jeffrey W. Nolan Management For For
11 Elect Robert N. Ryan, Jr. Management For For
12 Elect Neal E. Schmale Management For For
13 Elect Laura A. Sugg Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the 2020 Long-Term Incentive Plan Management For For
16 Ratification of Auditor Management For For
 
MYLAN N.V.
Meeting Date:  JUN 30, 2020
Record Date:  JUN 02, 2020
Meeting Type:  SPECIAL
Ticker:  MYL
Security ID:  N59465109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Heather Bresch Management For For
2 Elect Robert J. Cindrich Management For For
3 Elect Robert J. Coury Management For For
4 Elect JoEllen Lyons Dillon Management For For
5 Elect Neil F. Dimick Management For For
6 Elect Melina Higgins Management For For
7 Elect Harry A. Korman Management For For
8 Elect Rajiv Malik Management For For
9 Elect Richard A. Mark Management For For
10 Elect Mark W. Parrish Management For For
11 Elect Pauline van der Meer Mohr Management For For
12 Elect Randall L. Vanderveen Management For For
13 Elect Sjoerd S. Vollebregt Management For For
14 Advisory Vote on Executive Compensation Management For Against
15 Adoption of Dutch Annual Accounts for 2019 Management For For
16 Ratification of Auditor Management For For
17 Appointment of Auditor for Dutch Annual Accounts Management For For
18 Authority to Repurchase Shares Management For For
19 Authority to Issue Shares w/ or w/o Preemptive Rights Management For For
20 Business Combination Management For For
21 Advisory Vote on Golden Parachutes Management For Against
22 Advisory Vote Regarding Governance Features Management For For
23 Advisory Vote Regarding Right of Shareholders to Call Special Meetings Management For Against
 
NAVIENT CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  NAVI
Security ID:  63938C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Frederick Arnold Management For For
2 Elect Anna Escobedo Cabral Management For For
3 Elect Larry A. Klane Management For For
4 Elect Katherine A. Lehman Management For For
5 Elect Linda A. Mills Management For For
6 Elect John F. Remondi Management For For
7 Elect Jane J. Thompson Management For For
8 Elect Laura S. Unger Management For For
9 Elect David L. Yowan Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
NEW RESIDENTIAL INVESTMENT CORP.
Meeting Date:  JUN 18, 2020
Record Date:  APR 20, 2020
Meeting Type:  ANNUAL
Ticker:  NRZ
Security ID:  64828T201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Pamela F. Lenehan Management For For
1.2 Elect David Saltzman Management For For
1.3 Elect Alan L. Tyson Management For For
2 Ratification of Auditor Management For For
3 Adoption of Majority Vote for Election of Directors Management For For
 
NEXTERA ENERGY, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  NEE
Security ID:  65339F101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sherry S. Barrat Management For For
2 Elect James L. Camaren Management For For
3 Elect Kenneth B. Dunn Management For For
4 Elect Naren K. Gursahaney Management For For
5 Elect Kirk S. Hachigian Management For For
6 Elect Toni Jennings Management For For
7 Elect Amy B. Lane Management For For
8 Elect David L. Porges Management For For
9 Elect James L. Robo Management For Against
10 Elect Rudy E. Schupp Management For For
11 Elect John L. Skolds Management For For
12 Elect William H. Swanson Management For For
13 Elect Darryl L. Wilson Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
17 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Meeting Date:  JUN 18, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL
Ticker:  NCLH
Security ID:  G66721104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David M. Abrams Management For For
2 Elect John W. Chidsey Management For For
3 Elect Russell W. Galbut Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
6 Ratification of Auditor Management For For
 
NUCOR CORPORATION
Meeting Date:  MAY 14, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  NUE
Security ID:  670346105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Lloyd J. Austin, III Management For For
1.2 Elect Patrick J. Dempsey Management For For
1.3 Elect Christopher J. Kearney Management For For
1.4 Elect Laurette T. Koellner Management For For
1.5 Elect Joseph D. Rupp Management For For
1.6 Elect Leon J. Topalian Management For For
1.7 Elect John H. Walker Management For For
1.8 Elect Nadja Y. West Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
4 Amendment to the 2014 Omnibus Incentive Compensation Plan Management For For
 
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  DEC 31, 2019
Record Date:  JUL 10, 2019
Meeting Type:  PROXY CONTEST
Ticker:  OXY
Security ID:  674599105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Revoke Request to Fix a Record Date for a Planned Consent Solicitation by Icahn Management For Against
 
OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 29, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  OXY
Security ID:  674599105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Stephen I. Chazen Management For Against
2 Elect Andrew Gould Management For For
3 Elect Nicholas F. Graziano Management For For
4 Elect Carlos M. Gutierrez Management For For
5 Elect Vicki A. Hollub Management For For
6 Elect William R. Klesse Management For For
7 Elect Andrew N. Langham Management For For
8 Elect Jack B. Moore Management For For
9 Elect Margarita Palau-Hernandez Management For For
10 Elect Avedick B. Poladian Management For For
11 Elect Robert M Shearer Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Amendment to the 2015 Long Term Incentive Plan Management For For
15 Issuance of Common Stock Underlying the Berkshire Hathaway Warrant Management For For
16 Increase of Authorized Common Stock Management For Against
17 Amendments to Enhance Shareholders' Ability to Act by Written Consent Management For For
18 Amendment to Threshold Required to Call Special Meetings and Amendments Relating to Filling Vacancies Management For For
19 Approval of the Shareholder Rights Agreement Management For Against
 
OLIN CORPORATION
Meeting Date:  APR 23, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  OLN
Security ID:  680665205
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Heidi S. Alderman Management For For
2 Elect Beverley A. Babcock Management For For
3 Elect Gray G. Benoist Management For For
4 Elect Scott D. Ferguson Management For For
5 Elect John E. Fischer Management For For
6 Elect W. Barnes Hauptfuhrer Management For For
7 Advisory Vote on Executive Compensation Management For For
8 Ratification of Auditor Management For For
9 Repeal of Classified Board Management For For
 
PACCAR INC
Meeting Date:  APR 21, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  PCAR
Security ID:  693718108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mark C. Pigott Management For For
2 Elect Alison J. Carnwath Management For For
3 Elect Franklin L. Feder Management For For
4 Elect R. Preston Feight Management For For
5 Elect Beth E. Ford Management For For
6 Elect Kirk S. Hachigian Management For For
7 Elect Roderick C. McGeary Management For For
8 Elect John M. Pigott Management For For
9 Elect Mark A. Schulz Management For For
10 Elect Gregory M. Spierkel Management For For
11 Elect Charles R. Williamson Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to Certificate of Incorporation to Confirm Special Meeting Rights Management For For
14 Shareholder Proposal Regard Right to Act By Written Consent Shareholder Against Against
 
PACWEST BANCORP
Meeting Date:  MAY 12, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  PACW
Security ID:  695263103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Tanya M. Acker Management For For
2 Elect Paul R. Burke Management For Against
3 Elect Craig A. Carlson Management For For
4 Elect John M. Eggemeyer Management For For
5 Elect C. William Hosler Management For Against
6 Elect Susan E. Lester Management For For
7 Elect Arnold W. Messer Management For For
8 Elect Roger H. Molvar Management For Against
9 Elect James J. Pieczynski Management For For
10 Elect Daniel B. Platt Management For For
11 Elect Robert A. Stine Management For Against
12 Elect Matthew P. Wagner Management For For
13 Elect Mark T. Yung Management For Against
14 Advisory Vote on Executive Compensation Management For Against
15 Ratification of Auditor Management For For
 
PARK HOTELS & RESORTS INC.
Meeting Date:  APR 24, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  PK
Security ID:  700517105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Thomas J. Baltimore, Jr. Management For Against
2 Elect Gordon M. Bethune Management For For
3 Elect Patricia M. Bedient Management For For
4 Elect Thomas D. Eckert Management For For
5 Elect Geoffrey M. Garrett Management For For
6 Elect Christie B. Kelly Management For For
7 Elect Joseph I. Lieberman Management For For
8 Elect Thomas A. Natelli Management For For
9 Elect Timothy J. Naughton Management For For
10 Elect Stephen I. Sadove Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
PARSLEY ENERGY INC.
Meeting Date:  JAN 09, 2020
Record Date:  NOV 25, 2019
Meeting Type:  SPECIAL
Ticker:  PE
Security ID:  701877102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Share Issuance for Merger with Jagged Peak Management For For
 
PARSLEY ENERGY, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  PE
Security ID:  701877102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect A.R. Alameddine Management For For
2 Elect Matthew Gallagher Management For For
3 Elect Karen Hughes Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
PENSKE AUTOMOTIVE GROUP, INC.
Meeting Date:  MAY 13, 2020
Record Date:  MAR 17, 2020
Meeting Type:  ANNUAL
Ticker:  PAG
Security ID:  70959W103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John D. Barr Management For For
1.2 Elect Lisa Davis Management For For
1.3 Elect Wolfgang Durheimer Management For For
1.4 Elect Michael R. Eisenson Management For For
1.5 Elect Robert H. Kurnick, Jr. Management For For
1.6 Elect Kimberly J. McWaters Management For For
1.7 Elect Greg Penske Management For For
1.8 Elect Roger S. Penske Management For For
1.9 Elect Sandra E. Pierce Management For For
1.10 Elect Greg C. Smith Management For For
1.11 Elect Ronald G. Steinhart Management For For
1.12 Elect H. Brian Thompson Management For Withhold
1.13 Elect Masashi Yamanaka Management For For
2 Approval of the 2020 Equity Incentive Plan Management For Against
3 Ratification of Auditor Management For For
4 Advisory Vote on Executive Compensation Management For For
 
PFIZER INC.
Meeting Date:  APR 23, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  PFE
Security ID:  717081103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ronald E. Blaylock Management For For
2 Elect Albert Bourla Management For For
3 Elect W. Don Cornwell Management For For
4 Elect Joseph J. Echevarria Management For For
5 Elect Scott Gottlieb Management For For
6 Elect Helen H. Hobbs Management For For
7 Elect Susan Hockfield Management For For
8 Elect James M. Kilts Management For Against
9 Elect Dan R. Littman Management For For
10 Elect Shantanu Narayen Management For For
11 Elect Suzanne Nora Johnson Management For For
12 Elect James Quincey Management For For
13 Elect James C. Smith Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Shareholder proposal regarding right to act by written consent Shareholder Against Against
17 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
19 Shareholder Proposal Regarding Independent Chair Shareholder Against For
20 Shareholder Proposal Regarding Gender Pay Equity Report Shareholder Against Against
21 Elect Susan Desmond-Hellmann Management For For
 
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 06, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  PM
Security ID:  718172109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Andre Calantzopoulos Management For For
2 Elect Louis C. Camilleri Management For For
3 Elect Werner Geissler Management For For
4 Elect Lisa A. Hook Management For For
5 Elect Jennifer Xin-Zhe Li Management For For
6 Elect Jun Makihara Management For For
7 Elect Kalpana Morparia Management For For
8 Elect Lucio A. Noto Management For For
9 Elect Frederik Paulsen Management For For
10 Elect Robert B. Polet Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
PHILLIPS 66
Meeting Date:  MAY 06, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL
Ticker:  PSX
Security ID:  718546104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Charles M. Holley, Jr. Management For For
2 Elect Glenn F. Tilton Management For For
3 Elect Marna C. Whittington Management For For
4 Ratification of Auditor Management For For
5 Advisory Vote on Executive Compensation Management For For
6 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments Shareholder Against Against
 
POPULAR, INC.
Meeting Date:  MAY 12, 2020
Record Date:  MAR 13, 2020
Meeting Type:  ANNUAL
Ticker:  BPOP
Security ID:  733174700
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Ignacio Alvarez Management For For
2 Elect Maria Luisa Ferre Management For For
3 Elect C. Kim Goodwin Management For For
4 Repeal of Classified Board Management For For
5 Board Size Management For For
6 Elimination of Supermajority Requirement Management For For
7 Approval of the 2020 Omnibus Incentive Plan Management For Against
8 Advisory Vote on Executive Compensation Management For For
9 Ratification of Auditor Management For For
10 Right to Adjourn Meeting Management For For
 
PPL CORPORATION
Meeting Date:  MAY 13, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  PPL
Security ID:  69351T106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John W. Conway Management For For
2 Elect Steven G. Elliott Management For For
3 Elect Raja Rajamannar Management For For
4 Elect Craig A. Rogerson Management For Against
5 Elect Vincent Sorgi Management For For
6 Elect William H. Spence Management For For
7 Elect Natica von Althann Management For For
8 Elect Keith H. Williamson Management For For
9 Elect Phoebe A. Wood Management For For
10 Elect Armando Zagalo de Lima Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
PRINCIPAL FINANCIAL GROUP, INC.
Meeting Date:  MAY 19, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL
Ticker:  PFG
Security ID:  74251V102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jonathan S. Auerbach Management For For
2 Elect Jocelyn E. Carter-Miller Management For For
3 Elect Scott M. Mills Management For For
4 Amendment to the Directors Stock Plan Management For For
5 Amendment to the Employee Stock Purchase Plan Management For For
6 Advisory Vote on Executive Compensation Management For For
7 Ratification of Auditor Management For For
 
PVH CORP.
Meeting Date:  JUN 18, 2020
Record Date:  APR 22, 2020
Meeting Type:  ANNUAL
Ticker:  PVH
Security ID:  693656100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Mary Baglivo Management For For
2 Elect Brent Callinicos Management For For
3 Elect Emanuel Chirico Management For For
4 Elect Joseph B. Fuller Management For For
5 Elect V. James Marino Management For For
6 Elect G. Penny McIntyre Management For For
7 Elect Amy McPherson Management For For
8 Elect Henry Nasella Management For Against
9 Elect Edward R. Rosenfeld Management For For
10 Elect Craig W. Rydin Management For Against
11 Elect Judith Amanda Sourry Knox Management For Against
12 Advisory Vote on Executive Compensation Management For For
13 Amendment to the Stock Incentive Plan Management For For
14 Ratification of Auditor Management For For
 
QURATE RETAIL, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  QRTEA
Security ID:  74915M100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Fiona P. Dias Management For For
1.2 Elect Evan D. Malone Management For Withhold
1.3 Elect David E. Rapley Management For For
1.4 Elect Larry E. Romrell Management For For
2 Ratification of Auditor Management For For
3 Approval of the 2020 Omnibus Incentive Plan Management For Against
4 Advisory Vote on Executive Compensation Management For Against
 
RANGE RESOURCES CORPORATION
Meeting Date:  MAY 13, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  RRC
Security ID:  75281A109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Brenda A. Cline Management For For
2 Elect James M. Funk Management For For
3 Elect Steven D. Gray Management For For
4 Elect Gregory G. Maxwell Management For For
5 Elect Steffen E. Palko Management For For
6 Elect Jeffrey L. Ventura Management For For
7 Advisory Vote on Executive Compensation Management For Against
8 Ratification of Auditor Management For For
9 Amendment to the 2019 Equity Based Compensation Plan Management For For
10 Elect Margaret K. Dorman Management For For
 
RAYTHEON TECHNOLOGIES CORPORATION
Meeting Date:  APR 27, 2020
Record Date:  MAR 03, 2020
Meeting Type:  ANNUAL
Ticker:  RTX
Security ID:  913017109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lloyd J. Austin, III Management For For
2 Elect Gregory J. Hayes Management For For
3 Elect Marshall O. Larsen Management For For
4 Elect Robert K. Ortberg Management For For
5 Elect Margaret L. O'Sullivan Management For For
6 Elect Denise L. Ramos Management For For
7 Elect Fredric G. Reynolds Management For For
8 Elect Brian C. Rogers Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
11 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
12 Shareholder Proposal Regarding Report on Plant Closures Shareholder Against Against
 
REGIONS FINANCIAL CORPORATION
Meeting Date:  APR 22, 2020
Record Date:  FEB 24, 2020
Meeting Type:  ANNUAL
Ticker:  RF
Security ID:  7591EP100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carolyn H. Byrd Management For For
2 Elect Don DeFosset, Jr. Management For For
3 Elect Samuel A. Di Piazza, Jr. Management For For
4 Elect Zhanna Golodryga Management For For
5 Elect John D. Johns Management For For
6 Elect Ruth Ann Marshall Management For For
7 Elect Charles D. McCrary Management For For
8 Elect James T. Prokopanko Management For For
9 Elect Lee J. Styslinger III Management For For
10 Elect Jose S. Suquet Management For For
11 Elect John M. Turner, Jr. Management For For
12 Elect Timothy Vines Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
RELIANCE STEEL & ALUMINUM CO.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 31, 2020
Meeting Type:  ANNUAL
Ticker:  RS
Security ID:  759509102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Sarah J. Anderson Management For For
2 Elect Lisa L. Baldwin Management For For
3 Elect Karen W. Colonias Management For For
4 Elect John G. Figueroa Management For For
5 Elect David H. Hannah Management For For
6 Elect James D. Hoffman Management For For
7 Elect Mark V. Kaminski Management For For
8 Elect Robert A. McEvoy Management For For
9 Elect Andrew G. Sharkey III Management For For
10 Elect Douglas W. Stotlar Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Amendment to the 2015 Incentive Award Plan Management For For
14 Amendment to the Director Equity Plan Management For For
15 Shareholder Proposal Regarding Proxy Access Bylaw Amendment Shareholder Against Against
 
ROYAL CARIBBEAN CRUISES LTD.
Meeting Date:  MAY 28, 2020
Record Date:  APR 06, 2020
Meeting Type:  ANNUAL
Ticker:  RCL
Security ID:  V7780T103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John F. Brock Management For For
2 Elect Richard D. Fain Management For For
3 Elect Stephen R. Howe, Jr Management For For
4 Elect William L. Kimsey Management For For
5 Elect Maritza Gomez Montiel Management For For
6 Elect Ann S. Moore Management For For
7 Elect Eyal M. Ofer Management For For
8 Elect William K. Reilly Management For For
9 Elect Vagn Ove Sorensen Management For For
10 Elect Donald Thompson Management For For
11 Elect Arne Alexander Wilhelmsen Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Political Contributions and Expenditures Report Shareholder Against For
15 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
RYDER SYSTEM, INC.
Meeting Date:  MAY 01, 2020
Record Date:  MAR 06, 2020
Meeting Type:  ANNUAL
Ticker:  R
Security ID:  783549108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert J. Eck Management For For
2 Elect Robert A. Hagemann Management For For
3 Elect Michael F. Hilton Management For For
4 Elect Tamara L. Lundgren Management For For
5 Elect Luis P. Nieto, Jr. Management For For
6 Elect David G. Nord Management For For
7 Elect Robert E. Sanchez Management For For
8 Elect Abbie J. Smith Management For For
9 Elect E. Follin Smith Management For For
10 Elect Dmitri L. Stockton Management For For
11 Elect Hansel E. Tookes II Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the Amended Stock Purchase Plan Management For For
15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shareholder Against Against
 
SANTANDER CONSUMER USA HOLDINGS INC.
Meeting Date:  JUN 10, 2020
Record Date:  APR 13, 2020
Meeting Type:  ANNUAL
Ticker:  SC
Security ID:  80283M101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Mahesh Aditya Management For For
1.2 Elect Homaira Akbari Management For For
1.3 Elect Juan Carlos Alvarez De Soto Management For For
1.4 Elect Stephen A. Ferriss Management For For
1.5 Elect Victor Hill Management For For
1.6 Elect Edith E. Holiday Management For For
1.7 Elect Javier Maldonado Management For Withhold
1.8 Elect Robert J. McCarthy Management For For
1.9 Elect William F. Muir Management For For
1.10 Elect William Rainer Management For For
2 Ratification of Auditor Management For For
3 Shareholder Proposal Regarding Report on Risk of Discrimination in Vehicle Lending Shareholder Against Against
 
SERVICE PROPERTIES TRUST
Meeting Date:  JUN 10, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  SVC
Security ID:  81761L102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect John L. Harrington Management For For
2 Elect John G. Murray Management For For
3 Repeal of Classified Board Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Ratification of Auditor Management For For
 
SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 25, 2020
Meeting Type:  ANNUAL
Ticker:  LUV
Security ID:  844741108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David W. Biegler Management For For
2 Elect J. Veronica Biggins Management For For
3 Elect Douglas H. Brooks Management For For
4 Elect William H. Cunningham Management For For
5 Elect John G. Denison Management For For
6 Elect Thomas W. Gilligan Management For For
7 Elect Gary C. Kelly Management For For
8 Elect Grace D. Lieblein Management For For
9 Elect Nancy B. Loeffler Management For For
10 Elect John T. Montford Management For For
11 Elect Ron Ricks Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Independent Chair Shareholder Against For
15 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
16 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
 
STATE STREET CORPORATION
Meeting Date:  MAY 20, 2020
Record Date:  MAR 11, 2020
Meeting Type:  ANNUAL
Ticker:  STT
Security ID:  857477103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Patrick de Saint-Aignan Management For For
2 Elect Marie A. Chandoha Management For For
3 Elect Lynn A. Dugle Management For For
4 Elect Amelia C. Fawcett Management For For
5 Elect William C. Freda Management For For
6 Elect Sara Mathew Management For For
7 Elect William L. Meaney Management For For
8 Elect Ronald. P. O'Hanley Management For For
9 Elect Sean O'Sullivan Management For For
10 Elect Richard P. Sergel Management For For
11 Elect Gregory L. Summe Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
STERLING BANCORP
Meeting Date:  MAY 27, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  STL
Security ID:  85917A100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John P. Cahill Management For For
1.2 Elect Navy E. Djonovic Management For For
1.3 Elect Fernando Ferrer Management For For
1.4 Elect Robert Giambrone Management For For
1.5 Elect Mona Kanaan Management For For
1.6 Elect Jack L. Kopnisky Management For For
1.7 Elect James J. Landy Management For For
1.8 Elect Maureen Mitchell Management For For
1.9 Elect Patricia M. Nazemetz Management For For
1.10 Elect Richard O'Toole Management For For
1.11 Elect Ralph F. Palleschi Management For For
1.12 Elect Burt Steinberg Management For For
1.13 Elect William E. Whiston Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
SYNCHRONY FINANCIAL
Meeting Date:  MAY 21, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  SYF
Security ID:  87165B103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Margaret M. Keane Management For For
2 Elect Fernando Aguirre Management For For
3 Elect Paget L. Alves Management For For
4 Elect Arthur W. Coviello, Jr. Management For For
5 Elect William W. Graylin Management For For
6 Elect Roy A. Guthrie Management For For
7 Elect Richard C. Hartnack Management For For
8 Elect Jeffrey G. Naylor Management For For
9 Elect Laurel J. Richie Management For For
10 Elect Olympia J. Snowe Management For For
11 Elect Ellen M. Zane Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
 
TELEPHONE & DATA SYSTEMS, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  TDS
Security ID:  879433829
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Clarence A. Davis Management For For
1.2 Elect George W. Off Management For For
1.3 Elect Wade Oosterman Management For For
1.4 Elect Gary L. Sugarman Management For For
2 Ratification of Auditor Management For For
3 Approval of the 2020 Long-Term Incentive Plan Management For For
4 Advisory Vote on Executive Compensation Management For For
5 Shareholder Proposal Regarding Recapitalization Shareholder Against For
 
THE ALLSTATE CORPORATION
Meeting Date:  MAY 19, 2020
Record Date:  MAR 20, 2020
Meeting Type:  ANNUAL
Ticker:  ALL
Security ID:  020002101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Kermit R. Crawford Management For For
2 Elect Michael L. Eskew Management For For
3 Elect Margaret M. Keane Management For For
4 Elect Siddharth N. Mehta Management For For
5 Elect Jacques P. Perold Management For For
6 Elect Andrea Redmond Management For For
7 Elect Gregg M. Sherrill Management For For
8 Elect Judith A. Sprieser Management For For
9 Elect Perry M. Traquina Management For For
10 Elect Thomas J. Wilson Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
 
THE BANK OF NEW YORK MELLON CORPORATION
Meeting Date:  APR 15, 2020
Record Date:  FEB 18, 2020
Meeting Type:  ANNUAL
Ticker:  BK
Security ID:  064058100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Linda Z. Cook Management For For
2 Elect Joseph J. Echevarria Management For For
3 Elect Thomas P. Gibbons Management For For
4 Elect Jeffrey A. Goldstein Management For For
5 Elect Edmund F. Kelly Management For For
6 Elect Jennifer B. Morgan Management For For
7 Elect Elizabeth E. Robinson Management For For
8 Elect Samuel C. Scott III Management For For
9 Elect Frederick O. Terrell Management For For
10 Elect Alfred W. Zollar Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
14 Shareholder Proposal Regarding Shareholder Approval of Bylaw or Charter Amendments Shareholder Against Against
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 30, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect M. Michele Burns Management For Against
2 Elect Drew G. Faust Management For For
3 Elect Mark Flaherty Management For For
4 Elect Ellen J. Kullman Management For Against
5 Elect Lakshmi N. Mittal Management For Against
6 Elect Adebayo O. Ogunlesi Management For For
7 Elect Peter Oppenheimer Management For For
8 Elect David M. Solomon Management For For
9 Elect Jan E. Tighe Management For For
10 Elect David A. Viniar Management For For
11 Elect Mark O. Winkelman Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
15 Shareholder Proposal Regarding Purpose of Corporation Shareholder Against Against
 
THE GOODYEAR TIRE & RUBBER COMPANY
Meeting Date:  APR 06, 2020
Record Date:  FEB 11, 2020
Meeting Type:  ANNUAL
Ticker:  GT
Security ID:  382550101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect James A. Firestone Management For For
2 Elect Werner Geissler Management For For
3 Elect Peter S. Hellman Management For For
4 Elect Laurette T. Koellner Management For For
5 Elect Richard J. Kramer Management For For
6 Elect W. Alan McCollough Management For For
7 Elect John E. McGlade Management For For
8 Elect Roderick A. Palmore Management For For
9 Elect Hera K. Siu Management For For
10 Elect Stephanie A. Streeter Management For For
11 Elect Michael R. Wessel Management For For
12 Elect Thomas L. Williams Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments Shareholder Against Against
 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date:  MAY 20, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  HIG
Security ID:  416515104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert B. Allardice, III Management For For
2 Elect Larry D. De Shon Management For For
3 Elect Carlos Dominguez Management For For
4 Elect Trevor Fetter Management For For
5 Elect Kathryn A. Mikells Management For For
6 Elect Michael G. Morris Management For For
7 Elect Teresa W. Roseborough Management For For
8 Elect Virginia P. Ruesterholz Management For For
9 Elect Christopher J. Swift Management For For
10 Elect Matthew E. Winter Management For For
11 Elect Greig Woodring Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2020 Stock Incentive Plan Management For Against
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gerard J. Arpey Management For For
2 Elect Ari Bousbib Management For For
3 Elect Jeffery H. Boyd Management For For
4 Elect Gregory D. Brenneman Management For For
5 Elect J. Frank Brown Management For For
6 Elect Albert P. Carey Management For For
7 Elect Helena B. Foulkes Management For For
8 Elect Linda R. Gooden Management For For
9 Elect Wayne M. Hewett Management For For
10 Elect Manuel Kadre Management For For
11 Elect Stephanie C. Linnartz Management For For
12 Elect Craig A. Menear Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent Shareholder Against Against
16 Shareholder Proposal Regarding Employment Diversity Report Shareholder Against Against
17 Shareholder Proposal Regarding Retention of Shares Following Termination of Employment Shareholder Against Against
18 Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency Shareholder Against For
 
THE KRAFT HEINZ COMPANY
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  KHC
Security ID:  500754106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Gregory E. Abel Management For Against
2 Elect Alexandre Behring Management For Against
3 Elect John T. Cahill Management For Against
4 Elect Joao M. Castro-Neves Management For Against
5 Elect Timothy Kenesey Management For Against
6 Elect Jorge Paulo Lemann Management For Against
7 Elect Susan R. Mulder Management For For
8 Elect John C. Pope Management For For
9 Elect Elio Leoni Sceti Management For For
10 Elect Alexandre Van Damme Management For For
11 Elect George El Zoghbi Management For Against
12 Advisory Vote on Executive Compensation Management For Against
13 Approval of the 2020 Omnibus Incentive Plan Management For Against
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Simple Majority Vote Shareholder Against For
 
THE KROGER CO.
Meeting Date:  JUN 25, 2020
Record Date:  APR 27, 2020
Meeting Type:  ANNUAL
Ticker:  KR
Security ID:  501044101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Nora. A. Aufreiter Management For For
2 Elect Anne Gates Management For For
3 Elect Karen M. Hoguet Management For For
4 Elect Susan J. Kropf Management For For
5 Elect W. Rodney McMullen Management For For
6 Elect Clyde R. Moore Management For For
7 Elect Ronald L. Sargent Management For For
8 Elect Bobby S. Shackouls Management For For
9 Elect Mark S. Sutton Management For For
10 Elect Ashok Vemuri Management For For
11 Advisory Vote on Executive Compensation Management For For
12 Ratification of Auditor Management For For
13 Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging Shareholder Against Against
14 Shareholder Proposal Regarding Human Rights Due Diligence Process Report Shareholder Against Against
 
THE MACERICH COMPANY
Meeting Date:  JUN 18, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  MAC
Security ID:  554382101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Peggy Alford Management For For
2 Elect John H. Alschuler Management For For
3 Elect Eric K. Brandt Management For Against
4 Elect Edward C. Coppola Management For For
5 Elect Steven R. Hash Management For For
6 Elect Daniel J. Hirsch Management For Against
7 Elect Diana M. Laing Management For For
8 Elect Thomas E. O'Hern Management For For
9 Elect Steven L. Soboroff Management For Against
10 Elect Andrea M. Stephen Management For Against
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For Against
 
THE MOSAIC COMPANY
Meeting Date:  MAY 21, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL
Ticker:  MOS
Security ID:  61945C103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Cheryl K. Beebe Management For For
2 Elect Oscar P. Bernardes Management For For
3 Elect Nancy E. Cooper Management For For
4 Elect Gregory L. Ebel Management For For
5 Elect Timothy S. Gitzel Management For For
6 Elect Denise C. Johnson Management For For
7 Elect Emery N. Koenig Management For For
8 Elect James C. O'Rourke Management For For
9 Elect David T. Seaton Management For For
10 Elect Steven M. Seibert Management For For
11 Elect Luciano Siani Pires Management For For
12 Elect Gretchen Watkins Management For For
13 Elect Kelvin R. Westbrook Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For Against
16 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
 
THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date:  APR 28, 2020
Record Date:  JAN 31, 2020
Meeting Type:  ANNUAL
Ticker:  PNC
Security ID:  693475105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Joseph Alvarado Management For For
2 Elect Charles E. Bunch Management For For
3 Elect Debra A. Cafaro Management For For
4 Elect Marjorie Rodgers Cheshire Management For For
5 Elect William S. Demchak Management For For
6 Elect Andrew T. Feldstein Management For For
7 Elect Richard J. Harshman Management For For
8 Elect Daniel R. Hesse Management For For
9 Elect Linda R. Medler Management For For
10 Elect Martin Pfinsgraff Management For For
11 Elect Toni Townes-Whitley Management For For
12 Elect Michael J. Ward Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of The 2020 Employee Stock Purchase Plan Management For For
 
THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 08, 2019
Record Date:  AUG 09, 2019
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Francis S. Blake Management For For
2 Elect Angela F. Braly Management For For
3 Elect Amy L. Chang Management For For
4 Elect Scott D. Cook Management For For
5 Elect Joseph Jimenez Management For For
6 Elect Terry J. Lundgren Management For For
7 Elect Christine M. McCarthy Management For For
8 Elect W. James McNerney, Jr. Management For For
9 Elect Nelson Peltz Management For For
10 Elect David. S. Taylor Management For For
11 Elect Margaret C. Whitman Management For For
12 Elect Patricia A. Woertz Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Approval of the 2019 Stock and Incentive Compensation Plan Management For Against
 
THE SOUTHERN COMPANY
Meeting Date:  MAY 27, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL
Ticker:  SO
Security ID:  842587107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Janaki Akella Management For For
2 Elect Juanita Powell Baranco Management For For
3 Elect Jon A. Boscia Management For For
4 Elect Henry A. Clark III Management For For
5 Elect Anthony F. Earley, Jr. Management For For
6 Elect Thomas A. Fanning Management For For
7 Elect David J. Grain Management For For
8 Elect Donald M. James Management For For
9 Elect John D. Johns Management For For
10 Elect Dale E. Klein Management For For
11 Elect Ernest J. Moniz Management For For
12 Elect William G. Smith, Jr. Management For For
13 Elect Steven R. Specker Management For For
14 Elect E. Jenner Wood III Management For For
15 Advisory Vote on Executive Compensation Management For For
16 Ratification of Auditor Management For For
17 Shareholder Proposal Regarding Independent Chair Shareholder Against For
18 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
THE TRAVELERS COMPANIES, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 24, 2020
Meeting Type:  ANNUAL
Ticker:  TRV
Security ID:  89417E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Alan L. Beller Management For For
2 Elect Janet M. Dolan Management For For
3 Elect Patricia L. Higgins Management For For
4 Elect William J. Kane Management For For
5 Elect Clarence Otis, Jr. Management For For
6 Elect Elizabeth E. Robinson Management For For
7 Elect Philip T. Ruegger III Management For For
8 Elect Todd C. Schermerhorn Management For For
9 Elect Alan D. Schnitzer Management For For
10 Elect Donald J. Shepard Management For For
11 Elect Laurie J. Thomsen Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
 
THE WALT DISNEY COMPANY
Meeting Date:  MAR 11, 2020
Record Date:  JAN 13, 2020
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Susan E. Arnold Management For For
2 Elect Mary T. Barra Management For Against
3 Elect Safra A. Catz Management For For
4 Elect Francis A. deSouza Management For For
5 Elect Michael B.G. Froman Management For For
6 Elect Robert A. Iger Management For For
7 Elect Maria Elena Lagomasino Management For Against
8 Elect Mark G. Parker Management For For
9 Elect Derica W. Rice Management For For
10 Ratification of Auditor Management For For
11 Advisory Vote on Executive Compensation Management For Against
12 Amendment to the 2011 Stock Incentive Plan Management For For
13 Shareholder Proposal Regarding Lobbying Report Shareholder Against Against
 
THOR INDUSTRIES, INC.
Meeting Date:  DEC 13, 2019
Record Date:  OCT 18, 2019
Meeting Type:  ANNUAL
Ticker:  THO
Security ID:  885160101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Andrew E. Graves Management For For
1.2 Elect Amelia A. Huntington Management For For
1.3 Elect Wilson R. Jones Management For For
1.4 Elect Christopher J. Klein Management For For
1.5 Elect J. Allen Kosowsky Management For For
1.6 Elect Robert W. Martin Management For For
1.7 Elect Peter B. Orthwein Management For For
1.8 Elect Jan H. Suwinski Management For For
1.9 Elect James L. Ziemer Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For For
 
TOLL BROTHERS, INC.
Meeting Date:  MAR 10, 2020
Record Date:  JAN 15, 2020
Meeting Type:  ANNUAL
Ticker:  TOL
Security ID:  889478103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Robert I. Toll Management For For
2 Elect Douglas C. Yearley, Jr. Management For For
3 Elect Edward G. Boehne Management For For
4 Elect Richard J. Braemer Management For For
5 Elect Stephen F. East Management For For
6 Elect Christine N. Garvey Management For For
7 Elect Karen H. Grimes Management For For
8 Elect Carl B. Marbach Management For For
9 Elect John A. McLean Management For For
10 Elect Stephen A. Novick Management For For
11 Elect Wendell E Pritchett Management For For
12 Elect Paul E. Shapiro Management For For
13 Ratification of Auditor Management For For
14 Advisory Vote on Executive Compensation Management For For
 
TRUIST FINANCIAL CORPORATION
Meeting Date:  APR 28, 2020
Record Date:  FEB 21, 2020
Meeting Type:  ANNUAL
Ticker:  TFC
Security ID:  89832Q109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jennifer S. Banner Management For For
2 Elect K. David Boyer, Jr. Management For For
3 Elect Agnes Bundy Scanlan Management For For
4 Elect Anna R. Cablik Management For For
5 Elect Dallas S. Clement Management For For
6 Elect Paul D. Donahue Management For For
7 Elect Paul R. Garcia Management For For
8 Elect Patrick C. Graney III Management For For
9 Elect Linnie M. Haynesworth Management For For
10 Elect Kelly S. King Management For For
11 Elect Easter Maynard Management For For
12 Elect Donna S. Morea Management For For
13 Elect Charles A. Patton Management For For
14 Elect Nido R. Qubein Management For For
15 Elect David M. Ratcliffe Management For For
16 Elect William H. Rogers, Jr. Management For For
17 Elect Frank P. Scruggs, Jr. Management For For
18 Elect Christine Sears Management For For
19 Elect Thomas E. Skains Management For For
20 Elect Bruce L. Tanner Management For For
21 Elect Thomas N. Thompson Management For For
22 Elect Steven C. Voorhees Management For For
23 Ratification of Auditor Management For For
24 Advisory Vote on Executive Compensation Management For For
25 Shareholder Proposal Regarding Independent Chair Shareholder Against For
 
TWO HARBORS INVESTMENT CORP.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  TWO
Security ID:  90187B408
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Spencer Abraham Management For For
2 Elect James J. Bender Management For For
3 Elect Karen Hammond Management For For
4 Elect Stephen G. Kasnet Management For For
5 Elect W. Reid Sanders Management For For
6 Elect Thomas E. Siering Management For For
7 Elect James A. Stern Management For For
8 Elect Hope B. Woodhouse Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Ratification of Auditor Management For For
 
U.S. BANCORP
Meeting Date:  APR 21, 2020
Record Date:  FEB 25, 2020
Meeting Type:  ANNUAL
Ticker:  USB
Security ID:  902973304
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Warner L. Baxter Management For For
2 Elect Dorothy J. Bridges Management For For
3 Elect Elizabeth Buse Management For For
4 Elect Marc N. Casper Management For For
5 Elect Andrew Cecere Management For For
6 Elect Kimberly J. Harris Management For For
7 Elect Roland A. Hernandez Management For For
8 Elect Olivia F. Kirtley Management For For
9 Elect Karen S. Lynch Management For For
10 Elect Richard P. McKenney Management For For
11 Elect Yusuf I. Mehdi Management For For
12 Elect John P. Wiehoff Management For For
13 Elect Scott W. Wine Management For For
14 Ratification of Auditor Management For For
15 Advisory Vote on Executive Compensation Management For For
 
UNITED AIRLINES HOLDINGS, INC.
Meeting Date:  MAY 20, 2020
Record Date:  APR 01, 2020
Meeting Type:  ANNUAL
Ticker:  UAL
Security ID:  910047109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Carolyn Corvi Management For For
2 Elect Barnaby "Barney" M. Harford Management For For
3 Elect Michele J. Hooper Management For For
4 Elect Walter Isaacson Management For For
5 Elect James A.C. Kennedy Management For For
6 Elect J. Scott Kirby Management For For
7 Elect Oscar Munoz Management For For
8 Elect Edward M. Philip Management For For
9 Elect Edward L. Shapiro Management For For
10 Elect David J. Vitale Management For For
11 Elect James M. Whitehurst Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Shareholder Proposal Regarding Right to Act by Written Consent Shareholder Against Against
15 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
16 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement Shareholder Against For
 
UNITED STATES CELLULAR CORPORATION
Meeting Date:  MAY 19, 2020
Record Date:  MAR 26, 2020
Meeting Type:  ANNUAL
Ticker:  USM
Security ID:  911684108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect J. Samuel Crowley Management For For
1.2 Elect Gregory P. Josefowicz Management For For
1.3 Elect Cecelia D. Stewart Management For For
2 Ratification of Auditor Management For For
3 Advisory Vote on Executive Compensation Management For Against
 
UNITED STATES STEEL CORPORATION
Meeting Date:  APR 28, 2020
Record Date:  MAR 02, 2020
Meeting Type:  ANNUAL
Ticker:  X
Security ID:  912909108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect David B. Burritt Management For For
2 Elect Patricia Diaz Dennis Management For For
3 Elect Dan O. Dinges Management For For
4 Elect John J. Engel Management For For
5 Elect John V. Faraci Management For Against
6 Elect Murry S. Gerber Management For For
7 Elect Stephen J. Girsky Management For For
8 Elect Jeh C. Johnson Management For For
9 Elect Paul A. Mascarenas Management For For
10 Elect Michael H. McGarry Management For For
11 Elect Eugene B. Sperling Management For For
12 Elect David S. Sutherland Management For For
13 Elect Patricia A. Tracey Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
16 Amendment to the 2016 Omnibus Incentive Compensation Plan Management For For
 
UNITED TECHNOLOGIES CORPORATION
Meeting Date:  OCT 11, 2019
Record Date:  SEP 10, 2019
Meeting Type:  SPECIAL
Ticker:  UTX
Security ID:  913017109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Stock Issuance for Merger with Raytheon Management For For
2 Right to Adjourn Meeting Management For For
 
UNUM GROUP
Meeting Date:  MAY 28, 2020
Record Date:  MAR 30, 2020
Meeting Type:  ANNUAL
Ticker:  UNM
Security ID:  91529Y106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Theodore H. Bunting, Jr. Management For For
2 Elect Susan L. Cross Management For For
3 Elect Susan D. DeVore Management For For
4 Elect Joseph J. Echevarria Management For For
5 Elect Cynthia L. Egan Management For For
6 Elect Kevin T. Kabat Management For For
7 Elect Timothy F. Keaney Management For For
8 Elect Gloria C. Larson Management For For
9 Elect Richard P. McKenney Management For For
10 Elect Ronald. P. O'Hanley Management For For
11 Elect Francis J. Shammo Management For For
12 Advisory Vote on Executive Compensation Management For For
13 Ratification of Auditor Management For For
14 Approval of the 2020 Employee Stock Purchase Plan Management For For
15 Savings-Related Share Option Scheme 2021 Management For For
 
VALERO ENERGY CORPORATION
Meeting Date:  APR 30, 2020
Record Date:  MAR 04, 2020
Meeting Type:  ANNUAL
Ticker:  VLO
Security ID:  91913Y100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect H. Paulett Eberhart Management For For
2 Elect Joseph W. Gorder Management For For
3 Elect Kimberly S. Greene Management For For
4 Elect Deborah P. Majoras Management For For
5 Elect Eric D. Mullins Management For For
6 Elect Donald L. Nickles Management For For
7 Elect Philip J. Pfeiffer Management For For
8 Elect Robert A. Profusek Management For For
9 Elect Stephen M. Waters Management For For
10 Elect Randall J. Weisenburger Management For For
11 Elect Rayford Wilkins Jr. Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Approval of the 2020 Omnibus Stock Incentive Plan Management For Against
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 07, 2020
Record Date:  MAR 09, 2020
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Shellye L. Archambeau Management For For
2 Elect Mark T. Bertolini Management For For
3 Elect Vittorio Colao Management For For
4 Elect Melanie L. Healey Management For For
5 Elect Clarence Otis, Jr. Management For For
6 Elect Daniel H. Schulman Management For For
7 Elect Rodney E. Slater Management For For
8 Elect Hans Vestberg Management For For
9 Elect Gregory G. Weaver Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Shareholder Proposal Regarding Executive Deferral Plan Shareholder Against Against
13 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
14 Shareholder Proposal Regarding Lobbying Report Shareholder Against For
15 Shareholder Proposal Regarding Linking Executive Pay to Data Privacy Shareholder Against Against
16 Shareholder Proposal Regarding Severance Approval Policy Shareholder Against For
 
VOYA FINANCIAL, INC.
Meeting Date:  MAY 21, 2020
Record Date:  MAR 23, 2020
Meeting Type:  ANNUAL
Ticker:  VOYA
Security ID:  929089100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Lynne Biggar Management For For
2 Elect Jane P. Chwick Management For For
3 Elect Kathleen DeRose Management For For
4 Elect Ruth Ann M. Gillis Management For For
5 Elect J. Barry Griswell Management For For
6 Elect Rodney O. Martin, Jr. Management For For
7 Elect Byron H. Pollitt, Jr. Management For For
8 Elect Joseph V. Tripodi Management For For
9 Elect David K. Zwiener Management For For
10 Advisory Vote on Executive Compensation Management For For
11 Ratification of Auditor Management For For
12 Frequency of Advisory Vote on Executive Compensation Management 1 Year 1 Year
 
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date:  JAN 30, 2020
Record Date:  DEC 02, 2019
Meeting Type:  ANNUAL
Ticker:  WBA
Security ID:  931427108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jose E. Almeida Management For For
2 Elect Janice M. Babiak Management For For
3 Elect David J. Brailer Management For For
4 Elect William C. Foote Management For For
5 Elect Ginger L. Graham Management For For
6 Elect John A. Lederer Management For For
7 Elect Dominic P. Murphy Management For For
8 Elect Stefano Pessina Management For For
9 Elect Nancy M. Schlichting Management For For
10 Elect James A. Skinner Management For For
11 Ratification of Auditor Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Shareholder Proposal Regarding Independent Board Chair Shareholder Against For
14 Shareholder Proposal Regarding Bonus Deferral Policy Shareholder Against Abstain
15 Shareholder Proposal Regarding Right to Call Special Meetings Shareholder Against For
 
WALMART INC.
Meeting Date:  JUN 03, 2020
Record Date:  APR 09, 2020
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Cesar Conde Management For For
2 Elect Timothy P. Flynn Management For For
3 Elect Sarah J. Friar Management For For
4 Elect Carla A. Harris Management For For
5 Elect Thomas W. Horton Management For For
6 Elect Marissa A. Mayer Management For For
7 Elect C. Douglas McMillon Management For For
8 Elect Gregory B. Penner Management For For
9 Elect Steven S Reinemund Management For For
10 Elect S. Robson Walton Management For For
11 Elect Steuart Walton Management For For
12 Advisory Vote on Executive Compensation Management For Against
13 Ratification of Auditor Management For For
14 Amendment to the ASDA Sharesave Plan 2000 Management For For
15 Shareholder Proposal Regarding Report on Single-Use Plastic Shopping Bags Shareholder Against Against
16 Shareholder Proposal Regarding Use of Antibiotics Shareholder Against Against
17 Shareholder Proposal Regarding Hourly Associate Representation on the Board Shareholder Against Against
18 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment Shareholder Against For
 
WELLS FARGO & COMPANY
Meeting Date:  APR 28, 2020
Record Date:  FEB 28, 2020
Meeting Type:  ANNUAL
Ticker:  WFC
Security ID:  949746101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Steven D. Black Management For For
2 Elect Celeste A. Clark Management For For
3 Elect Theodore F. Craver, Jr. Management For For
4 Elect Wayne M. Hewett Management For For
5 Elect Donald M. James Management For For
6 Elect Maria R. Morris Management For For
7 Elect Charles H. Noski Management For For
8 Elect Richard B. Payne, Jr. Management For For
9 Elect Juan A. Pujadas Management For For
10 Elect Ronald L. Sargent Management For For
11 Elect Charles W. Scharf Management For For
12 Elect Suzanne M. Vautrinot Management For For
13 Advisory Vote on Executive Compensation Management For For
14 Ratification of Auditor Management For For
15 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendment Shareholder Against Against
16 Shareholder Proposal Regarding Incentive Compensation Report Shareholder Against For
17 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report Shareholder Against Against
 
WESCO INTERNATIONAL, INC.
Meeting Date:  MAY 28, 2020
Record Date:  APR 03, 2020
Meeting Type:  ANNUAL
Ticker:  WCC
Security ID:  95082P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect John J. Engel Management For For
1.2 Elect Matthew J. Espe Management For For
1.3 Elect Bobby J. Griffin Management For For
1.4 Elect John K. Morgan Management For For
1.5 Elect Steven A. Raymund Management For For
1.6 Elect James L. Singleton Management For For
1.7 Elect Easwaran Sundaram Management For For
1.8 Elect Laura K. Thompson Management For For
1.9 Elect Lynn M. Utter Management For For
2 Advisory Vote on Executive Compensation Management For For
3 Ratification of Auditor Management For For
 
WESTROCK COMPANY
Meeting Date:  JAN 31, 2020
Record Date:  DEC 06, 2019
Meeting Type:  ANNUAL
Ticker:  WRK
Security ID:  96145D105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Colleen F. Arnold Management For For
2 Elect Timothy J. Bernlohr Management For For
3 Elect J. Powell Brown Management For For
4 Elect Terrell K. Crews Management For For
5 Elect Russell M. Currey Management For For
6 Elect Suzan F. Harrison Management For For
7 Elect John A. Luke Management For For
8 Elect Gracia C. Martore Management For For
9 Elect James E. Nevels Management For For
10 Elect Timothy H. Powers Management For For
11 Elect Steven C. Voorhees Management For For
12 Elect Bettina M. Whyte Management For For
13 Elect Alan D. Wilson Management For For
14 Advisory Vote on Executive Compensation Management For For
15 Ratification of Auditor Management For For
 
XEROX HOLDINGS CORPORATION
Meeting Date:  MAY 21, 2020
Record Date:  MAR 27, 2020
Meeting Type:  ANNUAL
Ticker:  XRX
Security ID:  98421M106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Keith Cozza Management For Against
2 Elect Jonathan Christodoro Management For For
3 Elect Joseph J. Echevarria Management For For
4 Elect Nicholas F. Graziano Management For For
5 Elect Cheryl Gordon Krongard Management For For
6 Elect Scott Letier Management For For
7 Elect Giovanni Visentin Management For For
8 Ratification of Auditor Management For For
9 Advisory Vote on Executive Compensation Management For For
10 Approval of the Performance Incentive Plan Management For For
 
ZIONS BANCORPORATION, NATIONAL ASSOCIATION
Meeting Date:  MAY 01, 2020
Record Date:  FEB 27, 2020
Meeting Type:  ANNUAL
Ticker:  ZION
Security ID:  989701107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Elect Jerry C. Atkin Management For For
2 Elect Gary L. Crittenden Management For For
3 Elect Suren K. Gupta Management For For
4 Elect J. David Heaney Management For For
5 Elect Vivian S. Lee Management For For
6 Elect Scott J. McLean Management For For
7 Elect Edward F. Murphy Management For For
8 Elect Stephen D. Quinn Management For For
9 Elect Harris H. Simmons Management For For
10 Elect Aaron B. Skonnard Management For For
11 Elect Barbara A. Yastine Management For For
12 Ratification of Auditor Management For For
13 Advisory Vote on Executive Compensation Management For For

PGIM Real Assets Fund (Cash) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Real Assets Fund (Cayman) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Real Assets Fund (Commodities) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Real Assets Fund (Fund of Fund) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Real Assets Fund (Gold) - Sub-Advisor: QMA

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Real Assets Fund (TIPS) - Sub-Advisor: PGIM Fixed Income

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.


PGIM Strategic Bond Fund - Sub-Advisor: PGIM Fixed Income

 
FRONTERA ENERGY CORP
Meeting Date:  MAY 20, 2020
Record Date:  APR 09, 2019
Meeting Type:  ANNUAL / SPECIAL
Ticker:  FEC
Security ID:  35905B107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Fix Number of Directors at Eight Management For For
2.1 Elect Director Luis F. Alarcon Mantilla Management For For
2.2 Elect Director W. Ellis Armstrong Management For For
2.3 Elect Director Raymond J. Bromark Management For For
2.4 Elect Director Rene Burgos Diaz Management For For
2.5 Elect Director Orlando Cabrales Segovia Management For For
2.6 Elect Director Gabriel de Alba Management For For
2.7 Elect Director Russell Ford Management For For
2.8 Elect Director Veronique Giry Management For For
3 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
4 Amend Articles Management For For
 
VISTRA ENERGY CORP
Meeting Date:  APR 29, 2020
Record Date:  MAR 16, 2020
Meeting Type:  ANNUAL
Ticker:  VST
Security ID:  92840M102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Declassify the Board of Directors Management For For
2.1 Elect Director Hilary E. Ackermann Management For For
2.2 Elect Director Arcilia C. Acosta Management For For
2.3 Elect Director Gavin R. Baiera Management For For
2.4 Elect Director Paul M. Barbas Management For For
2.5 Elect Director Lisa Crutchfield Management For For
2.6 Elect Director Brian K. Ferraioli Management For For
2.7 Elect Director Scott B. Helm Management For For
2.8 Elect Director Jeff D. Hunter Management For For
2.9 Elect Director Curtis A. Morgan Management For For
2.10 Elect Director John R. (JR) Sult Management For For
3.1 Elect Director Gavin R. Baiera Management For For
3.2 Elect Director Scott B. Helm Management For For
3.3 Elect Director Curtis A. Morgan Management For For
3.4 Elect Director John R. (JR) Sult Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For

END NPX REPORT

                                                                                SIGNATURES 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 

 

Prudential Investment Portfolios 3

By: Stuart S. Parker*
       Stuart S. Parker, President

* By: /s/ Patrick McGuinness
           Attorney-in-Fact

Date: August 24, 2020 

POWER OF ATTORNEY 

 

The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Diana Huffman, Jonathan D. Shain, and Patrick McGuinness or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument. 

  

  

  

  

  

  

/s/ Ellen S. Alberding 

Ellen S. Alberding 

  

/s/ Laurie Simon Hodrick  

Laurie Simon Hodrick  

/s/ Kevin J. Bannon 

Kevin J. Bannon 

  

/s/ Michael S. Hyland 

Michael S. Hyland 

/s/ Scott E. Benjamin 

Scott E. Benjamin 

  

/s/ Christian J. Kelly  

Christian J. Kelly  

/s/ Linda W. Bynoe 

Linda W. Bynoe 

  

/s/ Stuart S. Parker  

Stuart S. Parker  

/s/ Barry H. Evans 

Barry H. Evans 

  

/s/ Brian K. Reid 

Brian K. Reid 

/s/ Keith F. Hartstein 

Keith F. Hartstein 

  

/s/ Grace C. Torres 

Grace C. Torres 

Dated: June 11, 2020 

  

  

  

 

APPENDIX A 

Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust