N-PX 1 f1654d1.htm PIP 3 N-PX

  

United States
Securities and Exchange Commission
Washington, DC 20549 

 

FORM N-PX 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY 

 

Investment Company Act file number: 811-09805 

 

Prudential Investment Portfolios 3
(Exact name of registrant as specified in charter) 

 

655 Broad Street
17th Floor
Newark, NJ 07102
(Address of principal executive offices) (Zip code) 

 

Jonathan D. Shain, Esquire
655 Broad Street
17th Floor
Newark, NJ 07102
(Name and address of agent for service) 

 

Registrant’s telephone number, including area code: 973-802-6469 

 

Date of fiscal year end: February 28 & October 31 

 

Date of reporting period: 7/1/2018 through 6/30/2019 

  

  

  

  

Item 1. Proxy Voting Record. 

In determining votes against management, any ballot that management did not make a recommendation is considered to be "FOR" regardless of the vote cast. Any "Abstain" vote cast is considered as voted, and to be against the management recommendation. 

  

  

  

FORM N-PX 

  

ICA File Number:  811-09805 

Registrant Name:  Prudential Investment Portfolios 3 

Reporting Period:  07/01/2018 - 06/30/2019
 

PGIM Global Dynamic Bond - Sub-Advisor: PGIM Fixed Income 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Jennison Focused Growth Fund - Sub-Adviser: Jennison 

  

ADOBE INC.
Meeting Date:  APR 11, 2019
Record Date:  FEB 13, 2019
Meeting Type:  ANNUAL  

Ticker:  ADBE
Security ID:  00724F101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Amy L. Banse 

Management 

For 

For 

2 

Elect Frank A. Calderoni 

Management 

For 

Against 

3 

Elect James E. Daley 

Management 

For 

For 

4 

Elect Laura B. Desmond 

Management 

For 

For 

5 

Elect Charles M. Geschke 

Management 

For 

For 

6 

Elect Shantanu Narayen 

Management 

For 

For 

7 

Elect Kathleen Oberg 

Management 

For 

For 

8 

Elect Dheeraj Pandey 

Management 

For 

For 

9 

Elect David A. Ricks 

Management 

For 

Against 

10 

Elect Daniel Rosensweig 

Management 

For 

For 

11 

Elect John E. Warnock 

Management 

For 

For 

12 

2019 Equity Incentive Plan 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

  

  

ADYEN NV
Meeting Date:  MAY 21, 2019
Record Date:  APR 23, 2019
Meeting Type:  ANNUAL  

Ticker:  ADYEN
Security ID:  N3501V104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Non-Voting Agenda Item 

Management 

None 

Do Not Vote 

2 

Non-Voting Agenda Item 

Management 

None 

Do Not Vote 

3 

Non-Voting Agenda Item 

Management 

None 

Do Not Vote 

4 

Accounts and Reports 

Management 

For 

For 

5 

Non-Voting Agenda Item 

Management 

None 

Do Not Vote 

6 

Ratification of Management Board Acts 

Management 

For 

For 

7 

Ratification of Supervisory Board Acts 

Management 

For 

For 

8 

Elect Pamela Ann Joseph to the Supervisory Board 

Management 

For 

For 

9 

Authority to Issue Shares w/ Preemptive Rights 

Management 

For 

For 

10 

Authority to Suppress Preemptive Rights 

Management 

For 

For 

11 

Authority to Repurchase Shares 

Management 

For 

For 

12 

Appointment of Auditor 

Management 

For 

For 

13 

Non-Voting Agenda Item 

Management 

None 

Do Not Vote 

14 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

  

  

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  OCT 31, 2018
Record Date:  AUG 24, 2018
Meeting Type:  ANNUAL  

Ticker:  BABA
Security ID:  01609W102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Joseph Chung Tsai 

Management 

For 

For 

2 

Elect J. Michael Evans 

Management 

For 

For 

3 

Elect Eric Xiandong Jing 

Management 

For 

For 

4 

Elect Borje E. Ekholm 

Management 

For 

For 

5 

Appointment of Auditor 

Management 

For 

For 

  

  

ALPHABET INC.
Meeting Date:  JUN 19, 2019


Record Date:  APR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  GOOGL
Security ID:  02079K305  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Larry Page 

Management 

For 

For 

1.2 

Elect Sergey Brin 

Management 

For 

For 

1.3 

Elect John L. Hennessy 

Management 

For 

For 

1.4 

Elect L. John Doerr 

Management 

For 

For 

1.5 

Elect Roger W. Ferguson, Jr. 

Management 

For 

For 

1.6 

Elect Ann Mather 

Management 

For 

For 

1.7 

Elect Alan R. Mulally 

Management 

For 

For 

1.8 

Elect Sundar Pichai 

Management 

For 

For 

1.9 

Elect K. Ram Shriram 

Management 

For 

For 

1.10 

Elect Robin L. Washington 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Amendment to the 2012 Stock Plan 

Management 

For 

For 

4 

Shareholder Proposal Regarding Recapitalization 

Shareholder 

Against 

For 

5 

Shareholder Proposal Regarding Policy on Inequitable Employment Practices 

Shareholder 

Against 

Abstain 

6 

Shareholder Proposal Regarding Formation of a Societal Risk Oversight Committee 

Shareholder 

Against 

Against 

7 

Shareholder Proposal Regarding Preparation of Sexual Harassment Report 

Shareholder 

Against 

For 

8 

Shareholder Proposal Regarding Majority Vote for Election of Directors 

Shareholder 

Against 

For 

9 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

10 

Shareholder Proposal Regarding Strategic Alternatives Committee 

Shareholder 

Against 

Against 

11 

Shareholder Proposal Regarding Employee Representative Director 

Shareholder 

Against 

Against 

12 

Shareholder Proposal Regarding Simple Majority Vote 

Shareholder 

Against 

For 

13 

Shareholder Proposal Regarding Linking Executive Pay to Sustainability 

Shareholder 

Against 

Against 

14 

Shareholder Proposal Regarding Human Rights Assessment on Impacts of Censored Google Search in China 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Clawback Policy 

Shareholder 

Against 

Abstain 

16 

Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies 

Shareholder 

Against 

Abstain 

  

  

AMAZON.COM, INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  AMZN
Security ID:  023135106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jeffrey P. Bezos 

Management 

For 

For 

2 

Elect Rosalind G. Brewer 

Management 

For 

For 

3 

Elect Jamie S. Gorelick 

Management 

For 

For 

4 

Elect Daniel P. Huttenlocher 

Management 

For 

For 

5 

Elect Judith A. McGrath 

Management 

For 

For 

6 

Elect Indra K. Nooyi 

Management 

For 

For 

7 

Elect Jonathan J. Rubinstein 

Management 

For 

For 

8 

Elect Thomas O. Ryder 

Management 

For 

For 

9 

Elect Patricia Q. Stonesifer 

Management 

For 

For 

10 

Elect Wendell P. Weeks 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Shareholder Proposal Regarding Report on Food Waste 

Shareholder 

Against 

Against 

14 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Ban on Government Use of Facial Recognition Technology 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products 

Shareholder 

Against 

Against 

18 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

Against 

19 

Shareholder Proposal Regarding Preparation of Sexual Harassment Report 

Shareholder 

Against 

For 

20 

Shareholder Proposal Regarding Climate Change Report 

Shareholder 

Against 

Against 

21 

Shareholder Proposal Regarding Disclosure of Board Qualifications 

Shareholder 

Against 

Against 

22 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

23 

Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity 

Shareholder 

Against 

Against 

24 

Shareholder Proposal Regarding Counting Abstentions 

Shareholder 

Against 

Against 

  

  

ASTRAZENECA PLC
Meeting Date:  APR 26, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  AZN
Security ID:  046353108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Accounts and Reports 

Management 

For 

For 

2 

Allocation of Profits/Dividends 

Management 

For 

For 

3 

Appointment of Auditor 

Management 

For 

For 

4 

Authority to Set Auditor's Fees 

Management 

For 

For 

5 

Elect Leif Johansson 

Management 

For 

For 

6 

Elect Pascal Soriot 

Management 

For 

For 

7 

Elect Marc Dunoyer 

Management 

For 

For 

8 

Elect Genevieve B. Berger 

Management 

For 

For 

9 

Elect Philip Broadley 

Management 

For 

For 

10 

Elect Graham Chipchase 

Management 

For 

For 

11 

Elect Deborah DiSanzo 

Management 

For 

For 

12 

Elect Sheri McCoy 

Management 

For 

For 

13 

Elect Tony SK MOK 

Management 

For 

For 

14 

Elect Nazneen Rahman 

Management 

For 

For 

15 

Elect Marcus Wallenberg 

Management 

For 

For 

16 

Remuneration Report (Advisory) 

Management 

For 

For 

17 

Authorisation of Political Donations 

Management 

For 

For 

18 

Authority to Issue Shares w/ Preemptive Rights 

Management 

For 

For 

19 

Authority to Issue Shares w/o Preemptive Rights 

Management 

For 

For 

20 

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) 

Management 

For 

For 

21 

Authority to Repurchase Shares 

Management 

For 

For 

22 

Authority to Set General Meeting Notice Period at 14 Days 

Management 

For 

For 

  

  

CONSTELLATION BRANDS, INC.
Meeting Date:  JUL 17, 2018
Record Date:  MAY 18, 2018
Meeting Type:  ANNUAL  

Ticker:  STZ
Security ID:  21036P108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Jerry Fowden 

Management 

For 

For 

1.2 

Elect Barry A. Fromberg 

Management 

For 

For 

1.3 

Elect Robert L. Hanson 

Management 

For 

For 

1.4 

Elect Ernesto M. Hernandez 

Management 

For 

For 

1.5 

Elect Susan Sommersille Johnson 

Management 

For 

For 

1.6 

Elect James A. Locke III 

Management 

For 

For 

1.7 

Elect Daniel J. McCarthy 

Management 

For 

For 

1.8 

Elect Richard Sands 

Management 

For 

For 

1.9 

Elect Robert Sands 

Management 

For 

For 

1.10 

Elect Judy A. Schmeling 

Management 

For 

For 

1.11 

Elect Keith E. Wandell 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

EDWARDS LIFESCIENCES CORPORATION
Meeting Date:  MAY 08, 2019
Record Date:  MAR 13, 2019
Meeting Type:  ANNUAL  

Ticker:  EW
Security ID:  28176E108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Michael A. Mussallem 

Management 

For 

For 

2 

Elect Kieran T. Gallahue 

Management 

For 

For 

3 

Elect Leslie Stone Heisz 

Management 

For 

For 

4 

Elect William J. Link 

Management 

For 

For 

5 

Elect Steven R. Loranger 

Management 

For 

For 

6 

Elect Martha H. Marsh 

Management 

For 

For 

7 

Elect Wesley W. von Schack 

Management 

For 

For 

8 

Elect Nicholas J. Valeriani 

Management 

For 

For 

9 

Advisory Vote on Executive Compensation 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

Against 

  

  

ESTEE LAUDER COMPANIES INC.
Meeting Date:  NOV 13, 2018
Record Date:  SEP 14, 2018
Meeting Type:  ANNUAL  

Ticker:  EL
Security ID:  518439104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Rose Marie Bravo 

Management 

For 

For 

2 

Elect Paul J. Fribourg 

Management 

For 

For 

3 

Elect Irvine O. Hockaday, Jr. 

Management 

For 

For 

4 

Elect Jennifer Hyman 

Management 

For 

For 

5 

Elect Barry S. Sternlicht 

Management 

For 

For 

6 

Ratification of Auditor 

Management 

For 

For 

7 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

FACEBOOK, INC.
Meeting Date:  MAY 30, 2019
Record Date:  APR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  FB
Security ID:  30303M102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Peggy Alford 

Management 

For 

For 

1.2 

Elect Marc L. Andreessen 

Management 

For 

For 

1.3 

Elect Kenneth I. Chenault 

Management 

For 

For 

1.4 

Elect Susan D. Desmond-Hellmann 

Management 

For 

For 

1.5 

Elect Sheryl K. Sandberg 

Management 

For 

For 

1.6 

Elect Peter A. Thiel 

Management 

For 

For 

1.7 

Elect Jeffrey D. Zients 

Management 

For 

For 

1.8 

Elect Mark Zuckerberg 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

4 

Frequency of Advisory Vote on Executive Compensation 

Management 

3 Years 

1 Year 

5 

Shareholder Proposal Regarding Recapitalization 

Shareholder 

Against 

For 

6 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

Against 

7 

Shareholder Proposal Regarding Majority Vote for Election of Directors 

Shareholder 

Against 

For 

8 

Shareholder Proposal Regarding Disclosure of Board Qualifications 

Shareholder 

Against 

Against 

9 

Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies 

Shareholder 

Against 

Against 

10 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

11 

Shareholder Proposal Regarding Report on Political Ideology 

Shareholder 

Against 

Against 

12 

Shareholder Proposal Regarding Strategic Alternatives 

Shareholder 

Against 

Against 

  

  

ILLUMINA, INC.
Meeting Date:  MAY 29, 2019
Record Date:  APR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  ILMN
Security ID:  452327109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Frances Arnold 

Management 

For 

For 

2 

Elect Francis deSouza 

Management 

For 

For 

3 

Elect Susan E. Siegel 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

5 

Advisory Vote on Executive Compensation 

Management 

For 

For 

6 

Repeal of Classified Board 

Management 

For 

For 

7 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

Against 

  

  

INTUITIVE SURGICAL, INC.
Meeting Date:  APR 25, 2019
Record Date:  MAR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  ISRG
Security ID:  46120E602  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Craig H. Barratt 

Management 

For 

For 

2 

Elect Gary S. Guthart 

Management 

For 

For 

3 

Elect Amal M. Johnson 

Management 

For 

For 

4 

Elect Don R. Kania 

Management 

For 

For 

5 

Elect Keith R. Leonard, Jr. 

Management 

For 

Against 

6 

Elect Alan J. Levy 

Management 

For 

For 

7 

Elect Jami Dover Nachtsheim 

Management 

For 

For 

8 

Elect Mark J. Rubash 

Management 

For 

For 

9 

Elect Lonnie M. Smith 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Amendment to the 2010 Incentive Award Plan 

Management 

For 

For 

13 

Shareholder Proposal Regarding Simple Majority Vote 

Shareholder 

Against 

For 

  

  

LULULEMON ATHLETICA INC.
Meeting Date:  JUN 05, 2019
Record Date:  APR 10, 2019
Meeting Type:  ANNUAL  

Ticker:  LULU
Security ID:  550021109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Kathryn Henry 

Management 

For 

For 

2 

Elect Jon McNeill 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

4 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

LVMH MOET HENNESSY VUITTON SE
Meeting Date:  APR 18, 2019


Record Date:  APR 15, 2019
Meeting Type:  MIX  

Ticker:  MC
Security ID:  F58485115  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

2 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

3 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

4 

Accounts and Reports 

Management 

For 

For 

5 

Consolidated Accounts and Reports 

Management 

For 

For 

6 

Allocation of Profits/Dividends 

Management 

For 

For 

7 

Special Auditors Report on Regulated Agreements 

Management 

For 

Against 

8 

Ratification of the Co-option of Sophie Chassat 

Management 

For 

For 

9 

Elect Bernard Arnault 

Management 

For 

For 

10 

Elect Sophie Chassat 

Management 

For 

For 

11 

Elect Clara Gaymard 

Management 

For 

For 

12 

Elect Hubert Vedrine 

Management 

For 

For 

13 

Elect Iris Knobloch 

Management 

For 

For 

14 

Elect Yann Arthus-Bertrand as Censor 

Management 

For 

For 

15 

Remuneration of Bernard Arnault, Chair and CEO 

Management 

For 

For 

16 

Remuneration Report of Antonio Belloni, Deputy CEO 

Management 

For 

For 

17 

Remuneration Policy (Chair and CEO) 

Management 

For 

For 

18 

Remuneration Policy (Deputy CEO) 

Management 

For 

For 

19 

Authority to Repurchase and Reissue Shares 

Management 

For 

For 

20 

Authority to Cancel Shares and Reduce Capital 

Management 

For 

For 

21 

Authority to Increase Capital Through Capitalisations 

Management 

For 

For 

22 

Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights 

Management 

For 

For 

23 

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights 

Management 

For 

For 

24 

Authority to Issue Shares and/or Convertible Debt Through Private Placement 

Management 

For 

For 

25 

Authority to Set Offering Price of Shares 

Management 

For 

For 

26 

Greenshoe 

Management 

For 

For 

27 

Authority to Increase Capital in Case of Exchange Offers 

Management 

For 

For 

28 

Authority to Increase Capital in Consideration for Contributions In Kind 

Management 

For 

For 

29 

Authority to Issue Stock Options 

Management 

For 

For 

30 

Employee Stock Purchase Plan 

Management 

For 

For 

31 

Global Ceiling on Capital Increases 

Management 

For 

For 

32 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

  

  

MASTERCARD INCORPORATED
Meeting Date:  JUN 25, 2019
Record Date:  APR 26, 2019
Meeting Type:  ANNUAL  

Ticker:  MA
Security ID:  57636Q104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Richard Haythornthwaite 

Management 

For 

For 

2 

Elect Ajay Banga 

Management 

For 

For 

3 

Elect David R. Carlucci 

Management 

For 

For 

4 

Elect Richard K. Davis 

Management 

For 

For 

5 

Elect Steven J. Freiberg 

Management 

For 

For 

6 

Elect Julius Genachowski 

Management 

For 

For 

7 

Elect Choon Phong Goh 

Management 

For 

For 

8 

Elect Merit E. Janow 

Management 

For 

For 

9 

Elect Oki Matsumoto 

Management 

For 

Against 

10 

Elect Youngme E. Moon 

Management 

For 

For 

11 

Elect Rima Qureshi 

Management 

For 

For 

12 

Elect Jose Octavio Reyes Lagunes 

Management 

For 

For 

13 

Elect Gabrielle Sulzberger 

Management 

For 

For 

14 

Elect Jackson P. Tai 

Management 

For 

For 

15 

Elect Lance Uggla 

Management 

For 

For 

16 

Advisory Vote on Executive Compensation 

Management 

For 

For 

17 

Ratification of Auditor 

Management 

For 

For 

18 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

19 

Shareholder Proposal Regarding Formation of a Human Rights Committee 

Shareholder 

Against 

Against 

  

  

MERCADOLIBRE, INC.
Meeting Date:  JUN 10, 2019
Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  MELI
Security ID:  58733R102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Emiliano Calemzuk 

Management 

For 

For 

1.2 

Elect Marcos Galperin 

Management 

For 

For 

1.3 

Elect Roberto Balls Sallouti 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Amendment to the 2009 Equity Compensation Plan 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

  

  

MICROSOFT CORPORATION
Meeting Date:  NOV 28, 2018
Record Date:  SEP 26, 2018
Meeting Type:  ANNUAL  

Ticker:  MSFT
Security ID:  594918104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect William H. Gates III 

Management 

For 

For 

2 

Elect Reid G. Hoffman 

Management 

For 

For 

3 

Elect Hugh F. Johnston 

Management 

For 

For 

4 

Elect Teri L. List-Stoll 

Management 

For 

For 

5 

Elect Satya Nadella 

Management 

For 

For 

6 

Elect Charles H. Noski 

Management 

For 

For 

7 

Elect Helmut G. W. Panke 

Management 

For 

For 

8 

Elect Sandra E. Peterson 

Management 

For 

For 

9 

Elect Penny S. Pritzker 

Management 

For 

For 

10 

Elect Charles W. Scharf 

Management 

For 

For 

11 

Elect Arne M. Sorenson 

Management 

For 

For 

12 

Elect John W. Stanton 

Management 

For 

For 

13 

Elect John W. Thompson 

Management 

For 

For 

14 

Elect Padmasree Warrior 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

16 

Ratification of Auditor 

Management 

For 

For 

  

  

NETFLIX, INC.
Meeting Date:  JUN 06, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  NFLX
Security ID:  64110L106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Timothy M. Haley 

Management 

For 

For 

2 

Elect Leslie Kilgore 

Management 

For 

For 

3 

Elect Ann Mather 

Management 

For 

For 

4 

Elect Susan Rice 

Management 

For 

For 

5 

Ratification of Auditor 

Management 

For 

For 

6 

Advisory Vote on Executive Compensation 

Management 

For 

For 

7 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

Against 

8 

Shareholder Proposal Regarding Simple Majority Vote 

Shareholder 

Against 

For 

  

  

NIKE, INC.
Meeting Date:  SEP 20, 2018
Record Date:  JUL 20, 2018
Meeting Type:  ANNUAL  

Ticker:  NKE
Security ID:  654106103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Alan B. Graf, Jr. 

Management 

For 

For 

1.2 

Elect John C. Lechleiter 

Management 

For 

For 

1.3 

Elect Michelle Peluso 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

Against 

4 

Ratification of Auditor 

Management 

For 

For 

  

  

PAYPAL HOLDINGS, INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL  

Ticker:  PYPL
Security ID:  70450Y103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Rodney C. Adkins 

Management 

For 

For 

2 

Elect Wences Casares 

Management 

For 

For 

3 

Elect Jonathan Christodoro 

Management 

For 

For 

4 

Elect John J. Donahoe II 

Management 

For 

Against 

5 

Elect David W. Dorman 

Management 

For 

For 

6 

Elect Belinda J. Johnson 

Management 

For 

For 

7 

Elect Gail J. McGovern 

Management 

For 

Against 

8 

Elect Deborah M. Messemer 

Management 

For 

For 

9 

Elect David M. Moffett 

Management 

For 

For 

10 

Elect Ann M. Sarnoff 

Management 

For 

For 

11 

Elect Daniel H. Schulman 

Management 

For 

For 

12 

Elect Frank D. Yeary 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents 

Shareholder 

Against 

Against 

  

  

SAFRAN SA
Meeting Date:  MAY 23, 2019
Record Date:  MAY 20, 2019
Meeting Type:  MIX  

Ticker:  SAF
Security ID:  F4035A557  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

2 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

3 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

4 

Accounts and Reports; Non Tax-Deductible Expenses 

Management 

For 

For 

5 

Consolidated Accounts and Reports 

Management 

For 

For 

6 

Allocation of Profits/Dividends 

Management 

For 

For 

7 

Elect Ross McInnes 

Management 

For 

For 

8 

Elect Phillipe Petitcolin 

Management 

For 

For 

9 

Elect Jean-Lou Chameau 

Management 

For 

For 

10 

Elect Laurent Guillot 

Management 

For 

For 

11 

Ratification of Co-Option of Caroline Laurent 

Management 

For 

For 

12 

Elect Vincent Imbert 

Management 

For 

For 

13 

Remuneration of Ross McInnes, Chair 

Management 

For 

For 

14 

Remuneration of Philippe Petitcolin, CEO 

Management 

For 

For 

15 

Remuneration Policy (Chair) 

Management 

For 

For 

16 

Remuneration Policy (CEO) 

Management 

For 

For 

17 

Authority to Repurchase and Reissue Shares 

Management 

For 

For 

18 

Amendments to Article Regarding Directors Representing Employee Shareholders 

Management 

For 

For 

19 

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights 

Management 

For 

For 

20 

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights 

Management 

For 

For 

21 

Authority to Increase Capital in Case of Exchange Offer 

Management 

For 

For 

22 

Authority to Issue Shares and Convertible Debt Through Private Placement 

Management 

For 

For 

23 

Greenshoe 

Management 

For 

For 

24 

Authority to Increase Capital Through Capitalisations 

Management 

For 

For 

25 

Authority to Issue Shares and Convertible Debt w/ Preemptive Rights (During Public Takeover) 

Management 

For 

For 

26 

Authority to Issue Shares and Convertible Debt w/o Preemptive Rights (During Public Takeover) 

Management 

For 

Against 

27 

Authority to Increase Capital in Case of Exchange Offer (During Public Takeover) 

Management 

For 

Against 

28 

Authority to Issue Shares and Convertible Debt Through Private Placement (During Public Takeover) 

Management 

For 

Against 

29 

Greenshoe (During Public Takeover) 

Management 

For 

Against 

30 

Authority to Increase Capital Through Capitalisations (During Public Takeover) 

Management 

For 

Against 

31 

Employee Stock Purchase Plan 

Management 

For 

For 

32 

Authority to Cancel Shares and Reduce Capital 

Management 

For 

For 

33 

Authority to Issue Performance Shares 

Management 

For 

For 

34 

Authorisation of Legal Formalities 

Management 

For 

For 

35 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

  

  

SALESFORCE.COM, INC.
Meeting Date:  JUN 06, 2019
Record Date:  APR 10, 2019
Meeting Type:  ANNUAL  

Ticker:  CRM
Security ID:  79466L302  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Marc R. Benioff 

Management 

For 

For 

2 

Elect Keith G. Block 

Management 

For 

For 

3 

Elect Parker Harris 

Management 

For 

For 

4 

Elect Craig A. Conway 

Management 

For 

For 

5 

Elect Alan G. Hassenfeld 

Management 

For 

For 

6 

Elect Neelie Kroes 

Management 

For 

For 

7 

Elect Colin L. Powell 

Management 

For 

For 

8 

Elect Sanford R. Robertson 

Management 

For 

For 

9 

Elect John V. Roos 

Management 

For 

For 

10 

Elect Bernard Tyson 

Management 

For 

For 

11 

Elect Robin L. Washington 

Management 

For 

For 

12 

Elect Maynard G. Webb 

Management 

For 

For 

13 

Elect Susan D. Wojcicki 

Management 

For 

For 

14 

Elimination of Supermajority Requirement to Amend the Certificate of Incorporation and Bylaws 

Management 

For 

For 

15 

Elimination of Supermajority Requirement for Removal of Directors 

Management 

For 

For 

16 

Amendment to the 2013 Equity Incentive Plan 

Management 

For 

For 

17 

Ratification of Auditor 

Management 

For 

For 

18 

Advisory Vote on Executive Compensation 

Management 

For 

For 

19 

Shareholder Proposal Regarding Disclosure of Board Qualifications 

Shareholder 

Against 

Against 

  

  

SERVICENOW, INC.
Meeting Date:  JUN 12, 2019
Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  NOW
Security ID:  81762P102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Teresa Briggs 

Management 

For 

For 

2 

Elect Paul E. Chamberlain 

Management 

For 

For 

3 

Elect Tamar Yehoshua 

Management 

For 

For 

4 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

5 

Ratification of Auditor 

Management 

For 

For 

  

  

SHOPIFY INC.
Meeting Date:  MAY 29, 2019
Record Date:  APR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  SHOP
Security ID:  82509L107  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Tobias Lutke 

Management 

For 

For 

1.2 

Elect Robert G. Ashe 

Management 

For 

For 

1.3 

Elect Gail Goodman 

Management 

For 

For 

1.4 

Elect Colleen M. Johnston 

Management 

For 

For 

1.5 

Elect Jeremy Levine 

Management 

For 

For 

1.6 

Elect John Phillips 

Management 

For 

For 

2 

Appointment of Auditor and Authority to Set Fees 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

SQUARE, INC.
Meeting Date:  JUN 18, 2019
Record Date:  APR 23, 2019
Meeting Type:  ANNUAL  

Ticker:  SQ
Security ID:  852234103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Jack Dorsey 

Management 

For 

For 

1.2 

Elect David A. Viniar 

Management 

For 

For 

1.3 

Elect Paul Deighton 

Management 

For 

For 

1.4 

Elect Anna Patterson 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 15, 2019
Record Date:  MAY 08, 2019
Meeting Type:  SPECIAL  

Ticker:  700
Security ID:  G87572163  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

2 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

3 

Refreshment of Share Option Scheme of Tencent Music Entertainment Group 

Management 

For 

For 

  

  

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 15, 2019
Record Date:  MAY 08, 2019
Meeting Type:  ANNUAL  

Ticker:  700
Security ID:  G87572163  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

2 

Non-Voting Meeting Note 

Management 

None 

Do Not Vote 

3 

Accounts and Reports 

Management 

For 

For 

4 

Allocation of Profits/Dividends 

Management 

For 

For 

5 

Elect Jacobus Petrus Bekker 

Management 

For 

For 

6 

Elect Ian C. Stone 

Management 

For 

For 

7 

Directors' Fees 

Management 

For 

For 

8 

Appointment of Auditor and Authority to Set Fees 

Management 

For 

For 

9 

Authority to Issue Shares w/o Preemptive Rights 

Management 

For 

For 

10 

Authority to Repurchase Shares 

Management 

For 

For 

11 

Authority to Issue Repurchased Shares 

Management 

For 

For 

  

  

TESLA, INC.
Meeting Date:  JUN 11, 2019
Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  TSLA
Security ID:  88160R101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Ira Ehrenpreis 

Management 

For 

For 

2 

Elect Kathleen Wilson-Thompson 

Management 

For 

For 

3 

Approval of the 2019 Equity Incentive Plan 

Management 

For 

For 

4 

Approval of the 2019 Employee Stock Purchase Plan 

Management 

For 

For 

5 

Elimination of Supermajority Requirement 

Management 

For 

For 

6 

Reduce Director Terms from Three Years to Two Years 

Management 

For 

For 

7 

Ratification of Auditor 

Management 

For 

For 

8 

Shareholder Proposal Regarding Formation of a Public Policy Committee of the Board 

Shareholder 

Against 

For 

9 

Shareholder Proposal Regarding Simple Majority Vote 

Shareholder 

Against 

For 

  

  

THE BOEING COMPANY
Meeting Date:  APR 29, 2019
Record Date:  FEB 28, 2019
Meeting Type:  ANNUAL  

Ticker:  BA
Security ID:  097023105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Robert A. Bradway 

Management 

For 

For 

2 

Elect David L. Calhoun 

Management 

For 

For 

3 

Elect Arthur D. Collins, Jr. 

Management 

For 

For 

4 

Elect Edmund P. Giambastiani, Jr. 

Management 

For 

For 

5 

Elect Lynn J. Good 

Management 

For 

For 

6 

Elect Nikki R Haley 

Management 

For 

For 

7 

Elect Lawrence W. Kellner 

Management 

For 

For 

8 

Elect Caroline B. Kennedy 

Management 

For 

For 

9 

Elect Edward M. Liddy 

Management 

For 

For 

10 

Elect Dennis A. Muilenburg 

Management 

For 

For 

11 

Elect Susan C. Schwab 

Management 

For 

For 

12 

Elect Ronald A. Williams 

Management 

For 

For 

13 

Elect Mike S. Zafirovski 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation 

Shareholder 

Against 

Against 

18 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

Against 

19 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

20 

Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age 

Shareholder 

Against 

Against 

  

  

UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 03, 2019
Record Date:  APR 09, 2019
Meeting Type:  ANNUAL  

Ticker:  UNH
Security ID:  91324P102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect William C. Ballard, Jr. 

Management 

For 

For 

2 

Elect Richard T. Burke 

Management 

For 

For 

3 

Elect Timothy P. Flynn 

Management 

For 

For 

4 

Elect Stephen J. Hemsley 

Management 

For 

For 

5 

Elect Michele J. Hooper 

Management 

For 

For 

6 

Elect F. William McNabb, III 

Management 

For 

For 

7 

Elect Valerie C. Montgomery Rice 

Management 

For 

For 

8 

Elect John H. Noseworthy 

Management 

For 

For 

9 

Elect Glenn M. Renwick 

Management 

For 

For 

10 

Elect David S. Wichmann 

Management 

For 

For 

11 

Elect Gail R. Wilensky 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

  

  

WORKDAY, INC.
Meeting Date:  JUN 18, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  WDAY
Security ID:  98138H101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Carl Eschenbach 

Management 

For 

For 

1.2 

Elect Michael M. McNamara 

Management 

For 

For 

1.3 

Elect Jerry YANG Chih-Yuan 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

PGIM QMA Global Tactical Allocation Fund- Sub-Adviser: QMA 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM QMA Large-Cap Value Fund - Sub-Adviser: QMA 

  

ABBOTT LABORATORIES
Meeting Date:  APR 26, 2019
Record Date:  FEB 27, 2019
Meeting Type:  ANNUAL  

Ticker:  ABT
Security ID:  002824100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Robert J. Alpern 

Management 

For 

For 

1.2 

Elect Roxanne S. Austin 

Management 

For 

For 

1.3 

Elect Sally E. Blount 

Management 

For 

For 

1.4 

Elect Michelle A. Kumbier 

Management 

For 

For 

1.5 

Elect Edward M. Liddy 

Management 

For 

For 

1.6 

Elect Nancy McKinstry 

Management 

For 

For 

1.7 

Elect Phebe N. Novakovic 

Management 

For 

For 

1.8 

Elect William A. Osborn 

Management 

For 

For 

1.9 

Elect Samuel C. Scott III 

Management 

For 

For 

1.10 

Elect Daniel J. Starks 

Management 

For 

For 

1.11 

Elect John G. Stratton 

Management 

For 

For 

1.12 

Elect Glenn F. Tilton 

Management 

For 

For 

1.13 

Elect Miles D. White 

Management 

For 

Withhold 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

4 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

  

  

ACADIA HEALTHCARE COMPANY, INC.
Meeting Date:  MAY 02, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL  

Ticker:  ACHC
Security ID:  00404A109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect William F. Grieco 

Management 

For 

For 

2 

Elect Reeve B. Waud 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

4 

Frequency of Advisory Vote on Executive Compensation 

Management 

1 Year 

1 Year 

5 

Ratification of Auditor 

Management 

For 

For 

  

  

ADIENT PLC
Meeting Date:  MAR 11, 2019
Record Date:  JAN 11, 2019
Meeting Type:  ANNUAL  

Ticker:  ADNT
Security ID:  G0084W101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John M. Barth 

Management 

For 

For 

2 

Elect Julie L. Bushman 

Management 

For 

For 

3 

Elect Peter H. Carlin 

Management 

For 

For 

4 

Elect Raymond L. Conner 

Management 

For 

For 

5 

Elect Douglas G. DelGrosso 

Management 

For 

For 

6 

Elect Richard A. Goodman 

Management 

For 

For 

7 

Elect Frederick A. Henderson 

Management 

For 

For 

8 

Elect Barbara J. Samardzich 

Management 

For 

For 

9 

Appointment of Auditor 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

ADT INC.
Meeting Date:  JUN 13, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  ADT
Security ID:  00090Q103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Andrew D. Africk 

Management 

For 

For 

1.2 

Elect Matthew H. Nord 

Management 

For 

For 

1.3 

Elect Eric L. Press 

Management 

For 

For 

1.4 

Elect Matthew E. Winter 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Amendment to the 2018 Omnibus Incentive Plan 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

  

  

AECOM
Meeting Date:  MAR 06, 2019
Record Date:  JAN 09, 2019
Meeting Type:  ANNUAL  

Ticker:  ACM
Security ID:  00766T100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Michael S. Burke 

Management 

For 

For 

2 

Elect James H. Fordyce 

Management 

For 

Withhold 

3 

Elect William H. Frist 

Management 

For 

For 

4 

Elect Linda M. Griego 

Management 

For 

Withhold 

5 

Elect Steven A. Kandarian 

Management 

For 

Withhold 

6 

Elect Robert J. Routs 

Management 

For 

Withhold 

7 

Elect Clarence T. Schmitz 

Management 

For 

Withhold 

8 

Elect Douglas W. Stotlar 

Management 

For 

For 

9 

Elect Daniel R. Tishman 

Management 

For 

For 

10 

Elect Janet C. Wolfenbarger 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Amendment to the Employee Stock Purchase Plan 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

AFLAC INCORPORATED
Meeting Date:  MAY 06, 2019
Record Date:  FEB 27, 2019
Meeting Type:  ANNUAL  

Ticker:  AFL
Security ID:  001055102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Daniel P. Amos 

Management 

For 

For 

2 

Elect W. Paul Bowers 

Management 

For 

For 

3 

Elect Toshihiko Fukuzawa 

Management 

For 

For 

4 

Elect Robert B. Johnson 

Management 

For 

For 

5 

Elect Thomas J. Kenny 

Management 

For 

For 

6 

Elect Georgette D. Kiser 

Management 

For 

For 

7 

Elect Karole F. Lloyd 

Management 

For 

For 

8 

Elect Joseph L. Moskowitz 

Management 

For 

For 

9 

Elect Barbara K. Rimer 

Management 

For 

For 

10 

Elect Katherine T. Rohrer 

Management 

For 

For 

11 

Elect Melvin T. Stith 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

  

  

AGNC INVESTMENT CORP.
Meeting Date:  APR 18, 2019
Record Date:  FEB 22, 2019
Meeting Type:  ANNUAL  

Ticker:  AGNC
Security ID:  00123Q104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Gary D. Kain 

Management 

For 

For 

2 

Elect Donna J. Blank 

Management 

For 

For 

3 

Elect Morris A. Davis 

Management 

For 

For 

4 

Elect Larry K. Harvey 

Management 

For 

For 

5 

Elect Prue B. Larocca 

Management 

For 

For 

6 

Elect Paul E. Mullings 

Management 

For 

For 

7 

Advisory Vote on Executive Compensation 

Management 

For 

For 

8 

Ratification of Auditor 

Management 

For 

For 

  

  

AIR LEASE CORPORATION
Meeting Date:  MAY 08, 2019
Record Date:  MAR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  AL
Security ID:  00912X302  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Matthew J. Hart 

Management 

For 

For 

2 

Elect Cheryl Gordon Krongard 

Management 

For 

For 

3 

Elect Marshall O. Larsen 

Management 

For 

For 

4 

Elect Robert A. Milton 

Management 

For 

For 

5 

Elect John L. Plueger 

Management 

For 

For 

6 

Elect Ian M. Saines 

Management 

For 

For 

7 

Elect Ronald D. Sugar 

Management 

For 

For 

8 

Elect Steven F. Udvar-Hazy 

Management 

For 

For 

9 

Ratification of Auditor 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

ALCOA CORPORATION
Meeting Date:  MAY 08, 2019
Record Date:  MAR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  AA
Security ID:  013872106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Michael G. Morris 

Management 

For 

For 

2 

Elect Mary Anne Citrino 

Management 

For 

For 

3 

Elect Timothy P. Flynn 

Management 

For 

For 

4 

Elect Kathryn S. Fuller 

Management 

For 

For 

5 

Elect Roy C. Harvey 

Management 

For 

For 

6 

Elect James A. Hughes 

Management 

For 

For 

7 

Elect James E. Nevels 

Management 

For 

For 

8 

Elect James W. Owens 

Management 

For 

For 

9 

Elect Carol L. Roberts 

Management 

For 

For 

10 

Elect Suzanne Sitherwood 

Management 

For 

For 

11 

Elect Steven W. Williams 

Management 

For 

For 

12 

Elect Ernesto Zedillo Ponce de Leon 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

  

  

ALLERGAN PLC
Meeting Date:  MAY 01, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  AGN
Security ID:  G0177J108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Nesli Basgoz 

Management 

For 

For 

2 

Elect Joseph H. Boccuzi 

Management 

For 

For 

3 

Elect Christopher W. Bodine 

Management 

For 

For 

4 

Elect Adriane M. Brown 

Management 

For 

For 

5 

Elect Christopher J. Coughlin 

Management 

For 

For 

6 

Elect Carol Anthony Davidson 

Management 

For 

For 

7 

Elect Thomas C. Freyman 

Management 

For 

For 

8 

Elect Michael E. Greenberg 

Management 

For 

For 

9 

Elect Robert J. Hugin 

Management 

For 

For 

10 

Elect Peter J. McDonnell 

Management 

For 

For 

11 

Elect Brenton L. Saunders 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor and Authority to Set Fees 

Management 

For 

For 

14 

Authority to Issue Shares w/ Preemptive Rights 

Management 

For 

For 

15 

Authority to Issue Shares w/o Preemptive Rights 

Management 

For 

For 

16 

Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) 

Management 

For 

For 

17 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

  

  

ALLY FINANCIAL INC.
Meeting Date:  MAY 07, 2019
Record Date:  MAR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  ALLY
Security ID:  02005N100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Franklin W. Hobbs 

Management 

For 

Against 

2 

Elect Kenneth J. Bacon 

Management 

For 

For 

3 

Elect Katryn (Trynka) Shineman Blake 

Management 

For 

For 

4 

Elect Maureen Breakiron-Evans 

Management 

For 

For 

5 

Elect William H. Cary 

Management 

For 

For 

6 

Elect Mayree C. Clark 

Management 

For 

For 

7 

Elect Kim S. Fennebresque 

Management 

For 

For 

8 

Elect Marjorie Magner 

Management 

For 

For 

9 

Elect Brian H. Sharples 

Management 

For 

For 

10 

Elect John J. Stack 

Management 

For 

For 

11 

Elect Michael F. Steib 

Management 

For 

For 

12 

Elect Jeffrey J. Brown 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

  

  

ANNALY CAPITAL MANAGEMENT, INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  NLY
Security ID:  035710409  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Kevin G. Keyes 

Management 

For 

For 

2 

Elect Thomas Hamilton 

Management 

For 

For 

3 

Elect Kathy H. Hannan 

Management 

For 

For 

4 

Elect Vicki Williams 

Management 

For 

For 

5 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

6 

Increase of Authorized Common Stock 

Management 

For 

Against 

7 

Ratification of Auditor 

Management 

For 

For 

  

  

ANTERO RESOURCES CORP
Meeting Date:  JUN 19, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  AR
Security ID:  03674X106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Robert J. Clark 

Management 

For 

For 

1.2 

Elect Benjamin A. Hardesty 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

APPLE HOSPITALITY REIT, INC.
Meeting Date:  MAY 16, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  APLE
Security ID:  03784Y200  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Jon A. Fosheim 

Management 

For 

For 

1.2 

Elect Kristian M. Gathright 

Management 

For 

For 

1.3 

Elect Justin G. Knight 

Management 

For 

For 

1.4 

Elect Bruce H. Matson 

Management 

For 

For 

1.5 

Elect Blythe J. McGarvie 

Management 

For 

For 

1.6 

Elect L. Hugh Redd 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

  

  

ASSOCIATED BANC-CORP.
Meeting Date:  APR 30, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  ASB
Security ID:  045487105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect John F. Bergstrom 

Management 

For 

For 

1.2 

Elect Michael T. Crowley, Jr. 

Management 

For 

For 

1.3 

Elect Philip B. Flynn 

Management 

For 

For 

1.4 

Elect R. Jay Gerken 

Management 

For 

For 

1.5 

Elect Judith P. Greffin 

Management 

For 

For 

1.6 

Elect Michael J. Haddad 

Management 

For 

For 

1.7 

Elect William R. Hutchinson 

Management 

For 

For 

1.8 

Elect Robert A. Jeffe 

Management 

For 

For 

1.9 

Elect Eileen A. Kamerick 

Management 

For 

For 

1.10 

Elect Gale E. Klappa 

Management 

For 

Withhold 

1.11 

Elect Richard T. Lommen 

Management 

For 

For 

1.12 

Elect Cory L. Nettles 

Management 

For 

For 

1.13 

Elect Karen T. van Lith 

Management 

For 

For 

1.14 

Elect John B. Williams 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

3 

Ratification of Auditor 

Management 

For 

For 

  

  

AT&T, INC.
Meeting Date:  APR 26, 2019
Record Date:  FEB 27, 2019
Meeting Type:  ANNUAL  

Ticker:  T
Security ID:  00206R102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Randall L. Stephenson 

Management 

For 

For 

2 

Elect Samuel A. Di Piazza, Jr. 

Management 

For 

For 

3 

Elect Richard W. Fisher 

Management 

For 

For 

4 

Elect Scott T. Ford 

Management 

For 

For 

5 

Elect Glenn H. Hutchins 

Management 

For 

For 

6 

Elect William E. Kennard 

Management 

For 

For 

7 

Elect Michael B. McCallister 

Management 

For 

For 

8 

Elect Beth E. Mooney 

Management 

For 

For 

9 

Elect Matthew K. Rose 

Management 

For 

For 

10 

Elect Cindy B. Taylor 

Management 

For 

For 

11 

Elect Laura D. Tyson 

Management 

For 

For 

12 

Elect Geoffrey Y. Yang 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

  

  

AUTONATION, INC.
Meeting Date:  APR 18, 2019
Record Date:  FEB 20, 2019
Meeting Type:  ANNUAL  

Ticker:  AN
Security ID:  05329W102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Mike Jackson 

Management 

For 

For 

2 

Elect Thomas J. Baltimore, Jr. 

Management 

For 

Against 

3 

Elect Rick L. Burdick 

Management 

For 

For 

4 

Elect David B. Edelson 

Management 

For 

For 

5 

Elect Steven L. Gerard 

Management 

For 

For 

6 

Elect Robert R. Grusky 

Management 

For 

For 

7 

Elect Carl C. Liebert III 

Management 

For 

For 

8 

Elect G. Mike Mikan 

Management 

For 

For 

9 

Elect Jacqueline A. Travisano 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

  

  

BANK OF AMERICA CORPORATION
Meeting Date:  APR 24, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  BAC
Security ID:  060505104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Sharon L. Allen 

Management 

For 

For 

2 

Elect Susan S. Bies 

Management 

For 

For 

3 

Elect Jack O. Bovender, Jr. 

Management 

For 

For 

4 

Elect Frank P. Bramble, Sr. 

Management 

For 

For 

5 

Elect Pierre J. P. de Weck 

Management 

For 

For 

6 

Elect Arnold W. Donald 

Management 

For 

For 

7 

Elect Linda P. Hudson 

Management 

For 

For 

8 

Elect Monica C. Lozano 

Management 

For 

For 

9 

Elect Thomas J. May 

Management 

For 

For 

10 

Elect Brian T. Moynihan 

Management 

For 

For 

11 

Elect Lionel L. Nowell, III 

Management 

For 

For 

12 

Elect Clayton S. Rose 

Management 

For 

For 

13 

Elect Michael D. White 

Management 

For 

For 

14 

Elect Thomas D. Woods 

Management 

For 

For 

15 

Elect R. David Yost 

Management 

For 

For 

16 

Elect Maria T. Zuber 

Management 

For 

For 

17 

Advisory Vote on Executive Compensation 

Management 

For 

For 

18 

Ratification of Auditor 

Management 

For 

For 

19 

Amendment to the Key Employee Equity Plan 

Management 

For 

For 

20 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

21 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

22 

Shareholder Proposal Regarding Amendment to Proxy Access Bylaw 

Shareholder 

Against 

Against 

  

  

BANKUNITED, INC.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  BKU
Security ID:  06652K103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Rajinder P. Singh 

Management 

For 

For 

1.2 

Elect Tere Blanca 

Management 

For 

For 

1.3 

Elect John N. DiGiacomo 

Management 

For 

For 

1.4 

Elect Michael J. Dowling 

Management 

For 

For 

1.5 

Elect Douglas J. Pauls 

Management 

For 

For 

1.6 

Elect A. Gail Prudenti 

Management 

For 

For 

1.7 

Elect William S. Rubenstein 

Management 

For 

For 

1.8 

Elect Sanjiv Sobti 

Management 

For 

For 

1.9 

Elect Lynne Wines 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

BB&T CORPORATION
Meeting Date:  APR 30, 2019
Record Date:  FEB 20, 2019
Meeting Type:  ANNUAL  

Ticker:  BBT
Security ID:  054937107  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jennifer S. Banner 

Management 

For 

For 

2 

Elect K. David Boyer, Jr. 

Management 

For 

For 

3 

Elect Anna R. Cablik 

Management 

For 

For 

4 

Elect Patrick C. Graney III 

Management 

For 

For 

5 

Elect I. Patricia Henry 

Management 

For 

For 

6 

Elect Kelly S. King 

Management 

For 

For 

7 

Elect Louis B. Lynn 

Management 

For 

For 

8 

Elect Easter Maynard 

Management 

For 

For 

9 

Elect Charles A. Patton 

Management 

For 

For 

10 

Elect Nido R. Qubein 

Management 

For 

For 

11 

Elect William J. Reuter 

Management 

For 

For 

12 

Elect Tollie W. Rich, Jr. 

Management 

For 

For 

13 

Elect Christine Sears 

Management 

For 

For 

14 

Elect Thomas E. Skains 

Management 

For 

For 

15 

Elect Thomas N. Thompson 

Management 

For 

For 

16 

Ratification of Auditor 

Management 

For 

For 

17 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

BERKSHIRE HATHAWAY INC.
Meeting Date:  MAY 04, 2019
Record Date:  MAR 06, 2019
Meeting Type:  ANNUAL  

Ticker:  BRKA
Security ID:  084670702  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Warren E. Buffett 

Management 

For 

Withhold 

1.2 

Elect Charles T. Munger 

Management 

For 

Withhold 

1.3 

Elect Gregory E. Abel 

Management 

For 

Withhold 

1.4 

Elect Howard G. Buffett 

Management 

For 

Withhold 

1.5 

Elect Stephen B. Burke 

Management 

For 

For 

1.6 

Elect Susan L. Decker 

Management 

For 

For 

1.7 

Elect William H. Gates III 

Management 

For 

Withhold 

1.8 

Elect David S. Gottesman 

Management 

For 

For 

1.9 

Elect Charlotte Guyman 

Management 

For 

For 

1.10 

Elect Ajit Jain 

Management 

For 

Withhold 

1.11 

Elect Thomas S. Murphy 

Management 

For 

For 

1.12 

Elect Ronald L. Olson 

Management 

For 

Withhold 

1.13 

Elect Walter Scott, Jr. 

Management 

For 

For 

1.14 

Elect Meryl B. Witmer 

Management 

For 

For 

  

  

BIOGEN INC.
Meeting Date:  JUN 19, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  BIIB
Security ID:  09062X103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John R. Chiminski 

Management 

For 

For 

2 

Elect Alexander J. Denner 

Management 

For 

For 

3 

Elect Caroline D. Dorsa 

Management 

For 

For 

4 

Elect William A. Hawkins 

Management 

For 

For 

5 

Elect Nancy L. Leaming 

Management 

For 

For 

6 

Elect Jesus B. Mantas 

Management 

For 

For 

7 

Elect Richard C. Mulligan 

Management 

For 

For 

8 

Elect Robert W. Pangia 

Management 

For 

For 

9 

Elect Stelios Papadopoulos 

Management 

For 

For 

10 

Elect Brian S. Posner 

Management 

For 

For 

11 

Elect Eric K. Rowinsky 

Management 

For 

For 

12 

Elect Lynn Schenk 

Management 

For 

For 

13 

Elect Stephen A. Sherwin 

Management 

For 

For 

14 

Elect Michel Vounatsos 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

CAPITAL ONE FINANCIAL CORPORATION
Meeting Date:  MAY 02, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  COF
Security ID:  14040H105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Richard D. Fairbank 

Management 

For 

For 

2 

Elect Aparna Chennapragada 

Management 

For 

For 

3 

Elect Ann Fritz Hackett 

Management 

For 

For 

4 

Elect Peter Tom Killalea 

Management 

For 

For 

5 

Elect Eli Leenaars 

Management 

For 

For 

6 

Elect Pierre E. Leroy 

Management 

For 

For 

7 

Elect Francois Locoh-Donou 

Management 

For 

For 

8 

Elect Peter E. Raskind 

Management 

For 

For 

9 

Elect Mayo A. Shattuck III 

Management 

For 

For 

10 

Elect Bradford H. Warner 

Management 

For 

For 

11 

Elect Catherine G. West 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Amendment to the 2004 Stock Incentive Plan 

Management 

For 

For 

15 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

  

  

CARDINAL HEALTH, INC.
Meeting Date:  NOV 07, 2018
Record Date:  SEP 10, 2018
Meeting Type:  ANNUAL  

Ticker:  CAH
Security ID:  14149Y108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Colleen F. Arnold 

Management 

For 

For 

2 

Elect Carrie S. Cox 

Management 

For 

For 

3 

Elect Calvin Darden 

Management 

For 

For 

4 

Elect Bruce L. Downey 

Management 

For 

For 

5 

Elect Patricia Hemingway Hall 

Management 

For 

For 

6 

Elect Akhil Johri 

Management 

For 

For 

7 

Elect Michael Kaufmann 

Management 

For 

For 

8 

Elect Gregory B. Kenny 

Management 

For 

For 

9 

Elect Nancy Killefer 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation 

Shareholder 

Against 

For 

13 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

For 

  

  

CARNIVAL CORPORATION
Meeting Date:  APR 16, 2019
Record Date:  FEB 19, 2019
Meeting Type:  ANNUAL  

Ticker:  CCL
Security ID:  143658300  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Micky Arison 

Management 

For 

For 

2 

Elect Jonathon Band 

Management 

For 

For 

3 

Elect Jason G. Cahilly 

Management 

For 

For 

4 

Elect Helen Deeble 

Management 

For 

For 

5 

Elect Arnold W. Donald 

Management 

For 

Against 

6 

Elect Richard J. Glasier 

Management 

For 

For 

7 

Elect Debra J. Kelly-Ennis 

Management 

For 

For 

8 

Elect Katie Lahey 

Management 

For 

For 

9 

Elect John Parker 

Management 

For 

For 

10 

Elect Stuart Subotnick 

Management 

For 

For 

11 

Elect Laura A. Weil 

Management 

For 

For 

12 

Elect Randall J. Weisenburger 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Approval of Directors' Remuneration Report 

Management 

For 

For 

15 

Appointment of Auditor 

Management 

For 

For 

16 

Authority to Set Fees 

Management 

For 

For 

17 

Accounts and Reports 

Management 

For 

For 

18 

Authority to Issue Shares w/ Preemptive Rights 

Management 

For 

For 

19 

Authority to Issue Shares w/o Preemptive Rights 

Management 

For 

For 

20 

Authority to Repurchase Shares 

Management 

For 

For 

  

  

CENTENNIAL RESOURCE DEVELOPMENT, INC.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 13, 2019
Meeting Type:  ANNUAL  

Ticker:  CDEV
Security ID:  15136A102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Mark G. Papa 

Management 

For 

Withhold 

1.2 

Elect David M. Leuschen 

Management 

For 

Withhold 

1.3 

Elect Pierre F. Lapeyre, Jr. 

Management 

For 

Withhold 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Approval of the 2019 Employee Stock Purchase Plan 

Management 

For 

For 

4 

Adoption of Majority Vote for Election of Directors 

Management 

For 

For 

5 

Amendment to Charter Regarding the Elimination of Provisions Relating to the Company's Prior Capital Structure 

Management 

For 

For 

6 

Ratification of Auditor 

Management 

For 

For 

  

  

CENTURYLINK, INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  CTL
Security ID:  156700106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Martha H. Bejar 

Management 

For 

For 

2 

Elect Virginia Boulet 

Management 

For 

For 

3 

Elect Peter C. Brown 

Management 

For 

For 

4 

Elect Kevin P. Chilton 

Management 

For 

For 

5 

Elect Steven T. Clontz 

Management 

For 

For 

6 

Elect T. Michael Glenn 

Management 

For 

For 

7 

Elect W. Bruce Hanks 

Management 

For 

For 

8 

Elect Mary L. Landrieu 

Management 

For 

For 

9 

Elect Harvey P. Perry 

Management 

For 

For 

10 

Elect Glen F. Post III 

Management 

For 

For 

11 

Elect Michael J. Roberts 

Management 

For 

For 

12 

Elect Laurie A. Siegel 

Management 

For 

For 

13 

Elect Jeffrey K. Storey 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

Against 

15 

Increase of Authorized Common Stock 

Management 

For 

For 

16 

Approval of NOL Rights Plan 

Management 

For 

For 

17 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

18 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

Against 

  

  

CHEVRON CORPORATION
Meeting Date:  MAY 29, 2019
Record Date:  APR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  CVX
Security ID:  166764100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Wanda M. Austin 

Management 

For 

For 

2 

Elect John B. Frank 

Management 

For 

Against 

3 

Elect Alice P. Gast 

Management 

For 

For 

4 

Elect Enrique Hernandez, Jr. 

Management 

For 

For 

5 

Elect Charles W. Moorman, IV 

Management 

For 

For 

6 

Elect Dambisa F. Moyo 

Management 

For 

For 

7 

Elect Debra L. Reed-Klages 

Management 

For 

For 

8 

Elect Ronald D. Sugar 

Management 

For 

For 

9 

Elect Inge G. Thulin 

Management 

For 

For 

10 

Elect D. James Umpleby 

Management 

For 

For 

11 

Elect Michael K. Wirth 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Shareholder Proposal Regarding Human Right to Water 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Aligning GHG Reductions with Paris Agreement 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Formation of Climate Change Committee 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

18 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

Against 

  

  

CHIMERA INVESTMENT CORPORATION
Meeting Date:  MAY 30, 2019
Record Date:  APR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  CIM
Security ID:  16934Q208  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John P. Reilly 

Management 

For 

For 

2 

Elect Matthew Lambiase 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

  

  

CHUBB LIMITED
Meeting Date:  MAY 16, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  CB
Security ID:  H1467J104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Accounts and Reports 

Management 

For 

For 

2 

Allocation of Disposable Profit 

Management 

For 

For 

3 

Distribution of a Dividend out of Legal Reserves 

Management 

For 

For 

4 

Ratification of Board Acts 

Management 

For 

For 

5 

Election of Statutory Auditors 

Management 

For 

For 

6 

Appointment of Auditor 

Management 

For 

For 

7 

Appointment of Special Auditor 

Management 

For 

For 

8 

Elect Evan G. Greenberg 

Management 

For 

For 

9 

Elect Robert M. Hernandez 

Management 

For 

For 

10 

Elect Michael G. Atieh 

Management 

For 

For 

11 

Elect Sheila P. Burke 

Management 

For 

For 

12 

Elect James I. Cash, Jr. 

Management 

For 

For 

13 

Elect Mary A. Cirillo 

Management 

For 

For 

14 

Elect Michael P. Connors 

Management 

For 

Against 

15 

Elect John A. Edwardson 

Management 

For 

For 

16 

Elect Kimberly Ross 

Management 

For 

For 

17 

Elect Robert W. Scully 

Management 

For 

For 

18 

Elect Eugene B. Shanks, Jr. 

Management 

For 

For 

19 

Elect Theodore Shasta 

Management 

For 

For 

20 

Elect David H. Sidwell 

Management 

For 

For 

21 

Elect Olivier Steimer 

Management 

For 

For 

22 

Elect Evan G. Greenberg 

Management 

For 

For 

23 

Elect Michael P. Connors 

Management 

For 

For 

24 

Elect Mary A. Cirillo 

Management 

For 

For 

25 

Elect John A. Edwardson 

Management 

For 

For 

26 

Elect Robert M. Hernandez 

Management 

For 

For 

27 

Appointment of Independent Proxy (Switzerland) 

Management 

For 

For 

28 

Board Compensation 

Management 

For 

For 

29 

Executive Compensation 

Management 

For 

For 

30 

Advisory Vote on Executive Compensation 

Management 

For 

For 

31 

Additional or Amended Proposals 

Management 

For 

Against 

  

  

CISCO SYSTEMS, INC.
Meeting Date:  DEC 12, 2018
Record Date:  OCT 15, 2018
Meeting Type:  ANNUAL  

Ticker:  CSCO
Security ID:  17275R102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect M. Michele Burns 

Management 

For 

For 

2 

Elect Michael D. Capellas 

Management 

For 

For 

3 

Elect Mark Garrett 

Management 

For 

For 

4 

Elect Kristina M. Johnson 

Management 

For 

For 

5 

Elect Roderick C. McGeary 

Management 

For 

For 

6 

Elect Charles H. Robbins 

Management 

For 

For 

7 

Elect Arun Sarin 

Management 

For 

For 

8 

Elect Brenton L. Saunders 

Management 

For 

For 

9 

Elect Steven M. West 

Management 

For 

For 

10 

Amendment to the Employee Stock Purchase Plan 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

14 

Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation 

Shareholder 

Against 

Against 

  

  

CITIGROUP INC.
Meeting Date:  APR 16, 2019
Record Date:  FEB 19, 2019
Meeting Type:  ANNUAL  

Ticker:  C
Security ID:  172967424  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Michael L. Corbat 

Management 

For 

For 

2 

Elect Ellen M. Costello 

Management 

For 

For 

3 

Elect Barbara J. Desoer 

Management 

For 

For 

4 

Elect John C. Dugan 

Management 

For 

For 

5 

Elect Duncan P. Hennes 

Management 

For 

For 

6 

Elect Peter B. Henry 

Management 

For 

For 

7 

Elect S. Leslie Ireland 

Management 

For 

For 

8 

Elect Lew W. Jacobs, IV 

Management 

For 

For 

9 

Elect Renee J. James 

Management 

For 

For 

10 

Elect Eugene M. McQuade 

Management 

For 

For 

11 

Elect Gary M. Reiner 

Management 

For 

For 

12 

Elect Diana L. Taylor 

Management 

For 

For 

13 

Elect James S. Turley 

Management 

For 

For 

14 

Elect Deborah C. Wright 

Management 

For 

For 

15 

Elect Ernesto Zedillo Ponce de Leon 

Management 

For 

For 

16 

Ratification of Auditor 

Management 

For 

For 

17 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

18 

Approval of the 2019 Stock Incentive Plan 

Management 

For 

For 

19 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

20 

Shareholder Proposal Regarding Government Service Vesting 

Shareholder 

Against 

Against 

21 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

For 

  

  

CITIZENS FINANCIAL GROUP, INC.
Meeting Date:  APR 25, 2019
Record Date:  FEB 28, 2019
Meeting Type:  ANNUAL  

Ticker:  CFG
Security ID:  174610105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Bruce Van Saun 

Management 

For 

For 

2 

Elect Mark S. Casady 

Management 

For 

For 

3 

Elect Christine M. Cumming 

Management 

For 

For 

4 

Elect William P. Hankowsky 

Management 

For 

For 

5 

Elect Howard W. Hanna III 

Management 

For 

For 

6 

Elect Leo I. Higdon, Jr. 

Management 

For 

For 

7 

Elect Edward J. Kelly, III 

Management 

For 

For 

8 

Elect Charles J. Koch 

Management 

For 

For 

9 

Elect Terrance J. Lillis 

Management 

For 

For 

10 

Elect Shivan S. Subramaniam 

Management 

For 

For 

11 

Elect Wendy A. Watson 

Management 

For 

For 

12 

Elect Marita Zuraitis 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

  

  

CNA FINANCIAL CORPORATION
Meeting Date:  APR 24, 2019


Record Date:  MAR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  CNA
Security ID:  126117100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Michael Bless 

Management 

For 

Withhold 

1.2 

Elect Jose O. Montemayor 

Management 

For 

For 

1.3 

Elect Don M. Randel 

Management 

For 

For 

1.4 

Elect Andre Rice 

Management 

For 

For 

1.5 

Elect Dino E. Robusto 

Management 

For 

For 

1.6 

Elect Kenneth I. Siegel 

Management 

For 

For 

1.7 

Elect Andrew H. Tisch 

Management 

For 

For 

1.8 

Elect Benjamin J. Tisch 

Management 

For 

For 

1.9 

Elect James S. Tisch 

Management 

For 

Withhold 

1.10 

Elect Jane Wang 

Management 

For 

For 

1.11 

Elect Marvin Zonis 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

  

  

CNX RESOURCES CORPORATION
Meeting Date:  MAY 29, 2019
Record Date:  APR 09, 2019
Meeting Type:  ANNUAL  

Ticker:  CNX
Security ID:  12653C108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect J. Palmer Clarkson 

Management 

For 

For 

1.2 

Elect William E. Davis 

Management 

For 

For 

1.3 

Elect Nicholas J. Deluliis 

Management 

For 

For 

1.4 

Elect Maureen Lally-Green 

Management 

For 

For 

1.5 

Elect Bernard Lanigan, Jr. 

Management 

For 

For 

1.6 

Elect William N. Thorndike, Jr. 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

COLFAX CORPORATION
Meeting Date:  MAY 13, 2019


Record Date:  MAR 26, 2019
Meeting Type:  ANNUAL  

Ticker:  CFX
Security ID:  194014106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Mitchell P. Rales 

Management 

For 

Against 

2 

Elect Matthew L. Trerotola 

Management 

For 

For 

3 

Elect Patrick W. Allender 

Management 

For 

For 

4 

Elect Thomas S. Gayner 

Management 

For 

Against 

5 

Elect Rhonda L. Jordan 

Management 

For 

For 

6 

Elect A. Clayton Perfall 

Management 

For 

For 

7 

Elect Didier Teirlinck 

Management 

For 

For 

8 

Elect Rajiv Vinnakota 

Management 

For 

For 

9 

Elect Sharon Weinbar 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

COLONY CAPITAL, INC.
Meeting Date:  MAY 07, 2019
Record Date:  MAR 21, 2019
Meeting Type:  ANNUAL  

Ticker:  CLNY
Security ID:  19626G108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Thomas J. Barrack, Jr. 

Management 

For 

For 

2 

Elect Douglas Crocker II 

Management 

For 

For 

3 

Elect Nancy A. Curtin 

Management 

For 

For 

4 

Elect Jon A. Fosheim 

Management 

For 

For 

5 

Elect Craig M. Hatkoff 

Management 

For 

For 

6 

Elect Justin Metz 

Management 

For 

For 

7 

Elect Raymond C. Mikulich 

Management 

For 

For 

8 

Elect George G. C. Parker 

Management 

For 

For 

9 

Elect Charles W. Schoenherr 

Management 

For 

For 

10 

Elect John A. Somers 

Management 

For 

For 

11 

Elect John L. Steffens 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

13 

Ratification of Auditor 

Management 

For 

For 

  

  

COMCAST CORPORATION
Meeting Date:  JUN 05, 2019
Record Date:  APR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  CMCSA
Security ID:  20030N101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Kenneth J. Bacon 

Management 

For 

For 

1.2 

Elect Madeline S. Bell 

Management 

For 

For 

1.3 

Elect Sheldon M. Bonovitz 

Management 

For 

For 

1.4 

Elect Edward D. Breen 

Management 

For 

For 

1.5 

Elect Gerald L. Hassell 

Management 

For 

For 

1.6 

Elect Jeffrey A. Honickman 

Management 

For 

For 

1.7 

Elect Maritza Gomez Montiel 

Management 

For 

For 

1.8 

Elect Asuka Nakahara 

Management 

For 

For 

1.9 

Elect David C. Novak 

Management 

For 

For 

1.10 

Elect Brian L. Roberts 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Approval of the 2019 Omnibus Sharesave Plan 

Management 

For 

For 

4 

Advisory vote on executive compensation 

Management 

For 

For 

5 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

6 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

Against 

  

  

CONCHO RESOURCES INC.
Meeting Date:  MAY 16, 2019
Record Date:  MAR 19, 2019
Meeting Type:  ANNUAL  

Ticker:  CXO
Security ID:  20605P101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Steven D. Gray 

Management 

For 

Against 

2 

Elect Susan J. Helms 

Management 

For 

For 

3 

Elect Gary A. Merriman 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

5 

Approval of the 2019 Stock Incentive Plan 

Management 

For 

Against 

6 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

CONOCOPHILLIPS
Meeting Date:  MAY 14, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL  

Ticker:  COP
Security ID:  20825C104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Charles E. Bunch 

Management 

For 

For 

2 

Elect Caroline Maury Devine 

Management 

For 

For 

3 

Elect John V. Faraci 

Management 

For 

For 

4 

Elect Jody L Freeman 

Management 

For 

For 

5 

Elect Gay Huey Evans 

Management 

For 

For 

6 

Elect Jeffrey A. Joerres 

Management 

For 

For 

7 

Elect Ryan M. Lance 

Management 

For 

For 

8 

Elect William H. McRaven 

Management 

For 

For 

9 

Elect Sharmila Mulligan 

Management 

For 

For 

10 

Elect Arjun N. Murti 

Management 

For 

For 

11 

Elect Robert A. Niblock 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

CUMMINS INC.
Meeting Date:  MAY 14, 2019
Record Date:  MAR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  CMI
Security ID:  231021106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect N. Thomas Linebarger 

Management 

For 

For 

2 

Elect Richard J. Freeland 

Management 

For 

For 

3 

Elect Robert J. Bernhard 

Management 

For 

For 

4 

Elect Franklin R. Chang-Diaz 

Management 

For 

For 

5 

Elect Bruno V. Di Leo Allen 

Management 

For 

For 

6 

Elect Stephen B. Dobbs 

Management 

For 

For 

7 

Elect Robert K. Herdman 

Management 

For 

For 

8 

Elect Alexis M. Herman 

Management 

For 

For 

9 

Elect Thomas J. Lynch 

Management 

For 

For 

10 

Elect William I. Miller 

Management 

For 

For 

11 

Elect Georgia R. Nelson 

Management 

For 

For 

12 

Elect Karen H. Quintos 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Amendment to the Employee Stock Purchase Plan 

Management 

For 

Against 

16 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

  

  

CVS HEALTH CORPORATION
Meeting Date:  MAY 16, 2019
Record Date:  MAR 21, 2019
Meeting Type:  ANNUAL  

Ticker:  CVS
Security ID:  126650100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Fernando Aguirre 

Management 

For 

For 

2 

Elect Mark T. Bertolini 

Management 

For 

For 

3 

Elect Richard M. Bracken 

Management 

For 

For 

4 

Elect C. David Brown II 

Management 

For 

For 

5 

Elect Alecia A. DeCoudreaux 

Management 

For 

For 

6 

Elect Nancy-Ann M. DeParle 

Management 

For 

For 

7 

Elect David W. Dorman 

Management 

For 

For 

8 

Elect Roger N. Farah 

Management 

For 

For 

9 

Elect Anne M. Finucane 

Management 

For 

For 

10 

Elect Edward J. Ludwig 

Management 

For 

For 

11 

Elect Larry J. Merlo 

Management 

For 

For 

12 

Elect Jean-Pierre Millon 

Management 

For 

For 

13 

Elect Mary L. Schapiro 

Management 

For 

For 

14 

Elect Richard J. Swift 

Management 

For 

For 

15 

Elect William C. Weldon 

Management 

For 

For 

16 

Elect Tony L. White 

Management 

For 

For 

17 

Ratification of Auditor 

Management 

For 

For 

18 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

19 

Shareholder Proposal Regarding Including Legal Costs in Executive Compensation 

Shareholder 

Against 

For 

  

  

DELTA AIR LINES, INC.
Meeting Date:  JUN 20, 2019
Record Date:  APR 30, 2019
Meeting Type:  ANNUAL  

Ticker:  DAL
Security ID:  247361702  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Edward H. Bastian 

Management 

For 

For 

2 

Elect Francis S. Blake 

Management 

For 

For 

3 

Elect Daniel A. Carp 

Management 

For 

For 

4 

Elect Ashton B. Carter 

Management 

For 

For 

5 

Elect David G. DeWalt 

Management 

For 

For 

6 

Elect William H. Easter III 

Management 

For 

For 

7 

Elect Christopher A. Hazleton 

Management 

For 

For 

8 

Elect Michael P. Huerta 

Management 

For 

For 

9 

Elect Jeanne P. Jackson 

Management 

For 

For 

10 

Elect George N. Mattson 

Management 

For 

For 

11 

Elect Sergio A. L. Rial 

Management 

For 

For 

12 

Elect Kathy N. Waller 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

  

  

DOMTAR CORPORATION
Meeting Date:  MAY 08, 2019
Record Date:  MAR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  UFS
Security ID:  257559203  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Giannella Alvarez 

Management 

For 

For 

2 

Elect Robert E. Apple 

Management 

For 

For 

3 

Elect David J. Illingworth 

Management 

For 

For 

4 

Elect Brian M. Levitt 

Management 

For 

For 

5 

Elect David G. Maffucci 

Management 

For 

For 

6 

Elect Pamela B. Strobel 

Management 

For 

For 

7 

Elect Denis A. Turcotte 

Management 

For 

For 

8 

Elect John D. Williams 

Management 

For 

For 

9 

Elect Mary A. Winston 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

11 

Ratification of Auditor 

Management 

For 

For 

  

  

DOWDUPONT INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAY 01, 2019
Meeting Type:  SPECIAL  

Ticker:  DWDP
Security ID:  26078J100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Reverse Stock Split 

Management 

For 

For 

2 

Right to Adjourn Meeting 

Management 

For 

For 

  

  

DUKE ENERGY CORPORATION
Meeting Date:  MAY 02, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  DUK
Security ID:  26441C204  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Michael G. Browning 

Management 

For 

Withhold 

1.2 

Elect Annette K. Clayton 

Management 

For 

For 

1.3 

Elect Theodore F. Craver, Jr. 

Management 

For 

For 

1.4 

Elect Robert M. Davis 

Management 

For 

For 

1.5 

Elect Daniel R. DiMicco 

Management 

For 

For 

1.6 

Elect Lynn J. Good 

Management 

For 

For 

1.7 

Elect John T. Herron 

Management 

For 

For 

1.8 

Elect William E. Kennard 

Management 

For 

For 

1.9 

Elect E. Marie McKee 

Management 

For 

Withhold 

1.10 

Elect Charles W. Moorman, IV 

Management 

For 

For 

1.11 

Elect Marya M. Rose 

Management 

For 

For 

1.12 

Elect Carlos A. Saladrigas 

Management 

For 

Withhold 

1.13 

Elect Thomas E. Skains 

Management 

For 

For 

1.14 

Elect William E. Webster, Jr. 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

4 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

For 

5 

Shareholder Report Regarding Lobbying Report 

Shareholder 

Against 

For 

6 

Shareholder Report Regarding Health Effects of Coal 

Shareholder 

Against 

Against 

7 

Shareholder Proposal Regarding Report on Environmental Activities 

Shareholder 

Against 

Against 

  

  

DUPONT DE NEMOURS, INC.
Meeting Date:  JUN 25, 2019
Record Date:  APR 26, 2019
Meeting Type:  ANNUAL  

Ticker:  DD
Security ID:  26078J100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Edward D. Breen 

Management 

For 

For 

2 

Elect Ruby R. Chandy 

Management 

For 

For 

3 

Elect Franklin K. Clyburn, Jr. 

Management 

For 

For 

4 

Elect Terrence R. Curtin 

Management 

For 

For 

5 

Elect Alexander M. Cutler 

Management 

For 

For 

6 

Elect C. Marc Doyle 

Management 

For 

For 

7 

Elect Eleuthere I. du Pont 

Management 

For 

For 

8 

Elect Rajiv L. Gupta 

Management 

For 

For 

9 

Elect Luther C. Kissam IV 

Management 

For 

For 

10 

Elect Frederick M. Lowery 

Management 

For 

For 

11 

Elect Raymond J. Milchovich 

Management 

For 

For 

12 

Elect Steven M. Sterin 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments 

Shareholder 

Against 

Against 

18 

Shareholder Proposal Regarding Report on Plastic Pollution 

Shareholder 

Against 

Against 

  

  

EDISON INTERNATIONAL
Meeting Date:  APR 25, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  EIX
Security ID:  281020107  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jeanne Beliveau-Dunn 

Management 

For 

For 

2 

Elect Michael C. Camunez 

Management 

For 

For 

3 

Elect Vanessa C.L. Chang 

Management 

For 

For 

4 

Elect James T. Morris 

Management 

For 

For 

5 

Elect Timothy T. O'Toole 

Management 

For 

For 

6 

Elect Pedro J. Pizarro 

Management 

For 

For 

7 

Elect Linda G. Stuntz 

Management 

For 

For 

8 

Elect William P. Sullivan 

Management 

For 

For 

9 

Elect Ellen O. Tauscher 

Management 

For 

For 

10 

Elect Peter J. Taylor 

Management 

For 

For 

11 

Elect Keith Trent 

Management 

For 

For 

12 

Elect Brett White 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

  

  

ENTERGY CORPORATION
Meeting Date:  MAY 03, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  ETR
Security ID:  29364G103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John R. Burbank 

Management 

For 

For 

2 

Elect P.J. Condon 

Management 

For 

For 

3 

Elect Leo P. Denault 

Management 

For 

For 

4 

Elect Kirkland H. Donald 

Management 

For 

For 

5 

Elect Philip L. Frederickson 

Management 

For 

For 

6 

Elect Alexis M. Herman 

Management 

For 

For 

7 

Elect M. Elise Hyland 

Management 

For 

For 

8 

Elect Stuart L. Levenick 

Management 

For 

For 

9 

Elect Blanche L. Lincoln 

Management 

For 

For 

10 

Elect Karen A. Puckett 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

13 

Approval of the 2019 Omnibus Incentive Plan 

Management 

For 

Against 

  

  

EXELON CORPORATION
Meeting Date:  APR 30, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  EXC
Security ID:  30161N101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Anthony K. Anderson 

Management 

For 

For 

2 

Elect Ann C. Berzin 

Management 

For 

For 

3 

Elect M. Laurie Brlas 

Management 

For 

For 

4 

Elect Christopher M. Crane 

Management 

For 

For 

5 

Elect Yves C. de Balmann 

Management 

For 

Against 

6 

Elect Nicholas DeBenedictis 

Management 

For 

For 

7 

Elect Linda P. Jojo 

Management 

For 

Against 

8 

Elect Paul L. Joskow 

Management 

For 

For 

9 

Elect Robert J. Lawless 

Management 

For 

Against 

10 

Elect Richard W. Mies 

Management 

For 

For 

11 

Elect Mayo A. Shattuck III 

Management 

For 

For 

12 

Elect Stephen D. Steinour 

Management 

For 

Against 

13 

Elect John F. Young 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

16 

Shareholder Proposal Regarding Report on Environmental Activities 

Shareholder 

Against 

Against 

  

  

EXPRESS SCRIPTS HOLDING CO
Meeting Date:  AUG 23, 2018
Record Date:  JUL 12, 2018
Meeting Type:  SPECIAL  

Ticker:  ESRX
Security ID:  30219G108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Merger 

Management 

For 

For 

2 

Right to Adjourn Meeting 

Management 

For 

For 

3 

Advisory Vote on Golden Parachutes 

Management 

For 

Against 

  

  

EXXON MOBIL CORPORATION
Meeting Date:  MAY 29, 2019
Record Date:  APR 03, 2019
Meeting Type:  ANNUAL  

Ticker:  XOM
Security ID:  30231G102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Susan K. Avery 

Management 

For 

For 

2 

Elect Angela F. Braly 

Management 

For 

For 

3 

Elect Ursula M. Burns 

Management 

For 

Against 

4 

Elect Kenneth C. Frazier 

Management 

For 

For 

5 

Elect Steven A. Kandarian 

Management 

For 

For 

6 

Elect Douglas R. Oberhelman 

Management 

For 

For 

7 

Elect Samuel J. Palmisano 

Management 

For 

For 

8 

Elect Steven S Reinemund 

Management 

For 

For 

9 

Elect William C. Weldon 

Management 

For 

For 

10 

Elect Darren W. Woods 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

13 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

14 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

For 

15 

Shareholder Proposal Regarding Disclosure of Director Skills Matrix 

Shareholder 

Against 

For 

16 

Shareholder Proposal Regarding Formation of Climate Change Committee 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments 

Shareholder 

Against 

For 

18 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

Against 

19 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

  

  

FIFTH THIRD BANCORP
Meeting Date:  APR 16, 2019
Record Date:  FEB 22, 2019
Meeting Type:  ANNUAL  

Ticker:  FITB
Security ID:  316773100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Nicholas K. Akins 

Management 

For 

For 

2 

Elect B. Evan Bayh III 

Management 

For 

For 

3 

Elect Jorge L. Benitez 

Management 

For 

For 

4 

Elect Katherine B. Blackburn 

Management 

For 

For 

5 

Elect Emerson L. Brumback 

Management 

For 

For 

6 

Elect Jerry W. Burris 

Management 

For 

For 

7 

Elect Greg D. Carmichael 

Management 

For 

For 

8 

Elect C. Bryan Daniels 

Management 

For 

For 

9 

Elect Thomas H. Harvey 

Management 

For 

For 

10 

Elect Gary R. Heminger 

Management 

For 

Against 

11 

Elect Jewell D. Hoover 

Management 

For 

For 

12 

Elect Eileen A. Mallesch 

Management 

For 

For 

13 

Elect Michael B. McCallister 

Management 

For 

For 

14 

Elect Marsha C. Williams 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Advisory Vote on Executive Compensation 

Management 

For 

For 

17 

Frequency of Advisory Vote on Executive Compensation 

Management 

1 Year 

1 Year 

18 

Approval of the 2019 Incentive Compensation Plan 

Management 

For 

Against 

19 

Authorization of Preferred Stock 

Management 

For 

Against 

  

  

FORD MOTOR COMPANY
Meeting Date:  MAY 09, 2019


Record Date:  MAR 13, 2019
Meeting Type:  ANNUAL  

Ticker:  F
Security ID:  345370860  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Stephen G. Butler 

Management 

For 

For 

2 

Elect Kimberly A. Casiano 

Management 

For 

For 

3 

Elect Anthony F. Earley, Jr. 

Management 

For 

For 

4 

Elect Edsel B. Ford II 

Management 

For 

For 

5 

Elect William Clay Ford, Jr. 

Management 

For 

For 

6 

Elect James P. Hackett 

Management 

For 

For 

7 

Elect William W. Helman IV 

Management 

For 

For 

8 

Elect William E. Kennard 

Management 

For 

For 

9 

Elect John C. Lechleiter 

Management 

For 

For 

10 

Elect John L. Thornton 

Management 

For 

For 

11 

Elect John B. Veihmeyer 

Management 

For 

For 

12 

Elect Lynn M. Vojvodich 

Management 

For 

For 

13 

Elect John S. Weinberg 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

16 

Extension of Tax Benefits Preservation Plan 

Management 

For 

For 

17 

Shareholder Proposal Regarding Recapitalization 

Shareholder 

Against 

For 

18 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

19 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

For 

  

  

FREEPORT-MCMORAN INC.
Meeting Date:  JUN 12, 2019
Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  FCX
Security ID:  35671D857  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Richard C. Adkerson 

Management 

For 

For 

2 

Elect Gerald J. Ford 

Management 

For 

For 

3 

Elect Lydia H. Kennard 

Management 

For 

For 

4 

Elect Dustan E. McCoy 

Management 

For 

For 

5 

Elect Frances F. Townsend 

Management 

For 

For 

6 

Ratification of Auditor 

Management 

For 

For 

7 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

GENERAL MOTORS CO.
Meeting Date:  JUN 04, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  GM
Security ID:  37045V100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Mary T. Barra 

Management 

For 

For 

2 

Elect Wesley G. Bush 

Management 

For 

For 

3 

Elect Linda R. Gooden 

Management 

For 

For 

4 

Elect Joseph Jimenez 

Management 

For 

For 

5 

Elect Jane L. Mendillo 

Management 

For 

For 

6 

Elect Judith Miscik 

Management 

For 

For 

7 

Elect Patricia F. Russo 

Management 

For 

For 

8 

Elect Thomas M. Schoewe 

Management 

For 

For 

9 

Elect Theodore M. Solso 

Management 

For 

For 

10 

Elect Carol M. Stephenson 

Management 

For 

For 

11 

Elect Devin N. Wenig 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

15 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

  

  

HEWLETT PACKARD ENTERPRISE COMPANY
Meeting Date:  APR 03, 2019
Record Date:  FEB 04, 2019
Meeting Type:  ANNUAL  

Ticker:  HPE
Security ID:  42824C109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Daniel Ammann 

Management 

For 

For 

2 

Elect Michael J. Angelakis 

Management 

For 

For 

3 

Elect Pamela L. Carter 

Management 

For 

For 

4 

Elect Jean M. Hobby 

Management 

For 

For 

5 

Elect Raymond J. Lane 

Management 

For 

For 

6 

Elect Ann M. Livermore 

Management 

For 

For 

7 

Elect Antonio F. Neri 

Management 

For 

For 

8 

Elect Raymond E. Ozzie 

Management 

For 

For 

9 

Elect Gary M. Reiner 

Management 

For 

For 

10 

Elect Patricia F. Russo 

Management 

For 

For 

11 

Elect Lip-Bu Tan 

Management 

For 

For 

12 

Elect Mary Agnes Wilderotter 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

  

  

HOSPITALITY PROPERTIES TRUST
Meeting Date:  JUN 13, 2019
Record Date:  FEB 28, 2019
Meeting Type:  ANNUAL  

Ticker:  HPT
Security ID:  44106M102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Donna D. Fraiche 

Management 

For 

For 

2 

Elect Adam D. Portnoy 

Management 

For 

Against 

3 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

4 

Ratification of Auditor 

Management 

For 

For 

5 

Amendments to Adopt Plurality Voting Standard in Contested Elections 

Management 

For 

For 

  

  

INTEL CORPORATION
Meeting Date:  MAY 16, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL  

Ticker:  INTC
Security ID:  458140100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Aneel Bhusri 

Management 

For 

For 

2 

Elect Andy D. Bryant 

Management 

For 

For 

3 

Elect Reed E. Hundt 

Management 

For 

For 

4 

Elect Omar Ishrak 

Management 

For 

For 

5 

Elect Risa Lavizzo-Mourey 

Management 

For 

For 

6 

Elect Tsu-Jae King Liu 

Management 

For 

For 

7 

Elect Gregory D. Smith 

Management 

For 

For 

8 

Elect Robert H. Swan 

Management 

For 

For 

9 

Elect Andrew Wilson 

Management 

For 

For 

10 

Elect Frank D. Yeary 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Amendment to the 2006 Equity Incentive Plan 

Management 

For 

For 

14 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Advisory Vote on Political Contributions 

Shareholder 

Against 

Against 

  

  

INTERNATIONAL PAPER COMPANY
Meeting Date:  MAY 13, 2019
Record Date:  MAR 14, 2019
Meeting Type:  ANNUAL  

Ticker:  IP
Security ID:  460146103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect William J. Burns 

Management 

For 

For 

2 

Elect Christopher M. Connor 

Management 

For 

For 

3 

Elect Ahmet Cemal Dorduncu 

Management 

For 

For 

4 

Elect Ilene S. Gordon 

Management 

For 

For 

5 

Elect Anders Gustafsson 

Management 

For 

Against 

6 

Elect Jacqueline C. Hinman 

Management 

For 

For 

7 

Elect Clinton A. Lewis, Jr. 

Management 

For 

For 

8 

Elect Kathryn D. Sullivan 

Management 

For 

For 

9 

Elect Mark S. Sutton 

Management 

For 

For 

10 

Elect J. Steven Whisler 

Management 

For 

For 

11 

Elect Ray G. Young 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

For 

  

  

J.M. SMUCKER CO.
Meeting Date:  AUG 14, 2018
Record Date:  JUN 18, 2018
Meeting Type:  ANNUAL  

Ticker:  SJMA
Security ID:  832696405  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Kathryn W. Dindo 

Management 

For 

For 

2 

Elect Paul J. Dolan 

Management 

For 

For 

3 

Elect Jay L. Henderson 

Management 

For 

For 

4 

Elect Elizabeth Valk Long 

Management 

For 

For 

5 

Elect Gary A. Oatey 

Management 

For 

For 

6 

Elect Kirk L. Perry 

Management 

For 

For 

7 

Elect Sandra Pianalto 

Management 

For 

For 

8 

Elect Nancy Lopez Russell 

Management 

For 

Against 

9 

Elect Alex Shumate 

Management 

For 

For 

10 

Elect Mark T. Smucker 

Management 

For 

For 

11 

Elect Richard K. Smucker 

Management 

For 

For 

12 

Elect Timothy P. Smucker 

Management 

For 

For 

13 

Elect Dawn C. Willoughby 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

JETBLUE AIRWAYS CORPORATION
Meeting Date:  MAY 16, 2019
Record Date:  MAR 21, 2019
Meeting Type:  ANNUAL  

Ticker:  JBLU
Security ID:  477143101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect B. Ben Baldanza 

Management 

For 

For 

2 

Elect Peter Boneparth 

Management 

For 

For 

3 

Elect Virginia Gambale 

Management 

For 

For 

4 

Elect Stephan Gemkow 

Management 

For 

For 

5 

Elect Robin Hayes 

Management 

For 

For 

6 

Elect Ellen Jewett 

Management 

For 

For 

7 

Elect Joel Peterson 

Management 

For 

For 

8 

Elect Sarah Robb O'Hagan 

Management 

For 

For 

9 

Elect Frank V. Sica 

Management 

For 

For 

10 

Elect Thomas Winkelmann 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

For 

  

  

JOHNSON & JOHNSON
Meeting Date:  APR 25, 2019
Record Date:  FEB 26, 2019
Meeting Type:  ANNUAL  

Ticker:  JNJ
Security ID:  478160104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Mary C. Beckerle 

Management 

For 

For 

2 

Elect D. Scott Davis 

Management 

For 

For 

3 

Elect Ian E.L. Davis 

Management 

For 

For 

4 

Elect Jennifer A. Doudna 

Management 

For 

For 

5 

Elect Alex Gorsky 

Management 

For 

For 

6 

Elect Marillyn A. Hewson 

Management 

For 

For 

7 

Elect Mark B. McClellan 

Management 

For 

For 

8 

Elect Anne M. Mulcahy 

Management 

For 

For 

9 

Elect William D. Perez 

Management 

For 

For 

10 

Elect Charles Prince 

Management 

For 

For 

11 

Elect A. Eugene Washington 

Management 

For 

For 

12 

Elect Ronald A. Williams 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Shareholder Proposal Regarding Recoupment Report 

Shareholder 

Against 

For 

16 

Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing 

Shareholder 

Against 

Against 

  

  

JOHNSON CONTROLS INTERNATIONAL PLC
Meeting Date:  MAR 06, 2019
Record Date:  JAN 02, 2019
Meeting Type:  ANNUAL  

Ticker:  JCI
Security ID:  G51502105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jean S. Blackwell 

Management 

For 

For 

2 

Elect Pierre E. Cohade 

Management 

For 

For 

3 

Elect Michael E. Daniels 

Management 

For 

For 

4 

Elect Juan Pablo del Valle Perochena 

Management 

For 

For 

5 

Elect W. Roy Dunbar 

Management 

For 

For 

6 

Elect Gretchen R. Haggerty 

Management 

For 

For 

7 

Elect Simone Menne 

Management 

For 

For 

8 

Elect George R. Oliver 

Management 

For 

For 

9 

Elect Carl Jurgen Tinggren 

Management 

For 

For 

10 

Elect Mark P. Vergnano 

Management 

For 

For 

11 

Elect R. David Yost 

Management 

For 

For 

12 

Elect John D. Young 

Management 

For 

For 

13 

Ratification of PricewaterhouseCoopers 

Management 

For 

For 

14 

Authority to Set Auditor's Fees 

Management 

For 

For 

15 

Authority to Repurchase Shares 

Management 

For 

For 

16 

Authority to Set Price Range for Re-Issuance of Treasury Shares 

Management 

For 

For 

17 

Advisory Vote on Executive Compensation 

Management 

For 

For 

18 

Authority to Issue Shares w/ Preemptive Rights 

Management 

For 

For 

19 

Authority to Issue Shares w/o Preemptive Rights 

Management 

For 

For 

  

  

JPMORGAN CHASE & CO.
Meeting Date:  MAY 21, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  JPM
Security ID:  46625H100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Linda B. Bammann 

Management 

For 

For 

2 

Elect James A. Bell 

Management 

For 

For 

3 

Elect Stephen B. Burke 

Management 

For 

For 

4 

Elect Todd A. Combs 

Management 

For 

For 

5 

Elect James S. Crown 

Management 

For 

For 

6 

Elect James Dimon 

Management 

For 

For 

7 

Elect Timothy P. Flynn 

Management 

For 

For 

8 

Elect Mellody Hobson 

Management 

For 

For 

9 

Elect Laban P. Jackson, Jr. 

Management 

For 

For 

10 

Elect Michael A. Neal 

Management 

For 

For 

11 

Elect Lee R. Raymond 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Cumulative Voting 

Shareholder 

Against 

Against 

  

  

KEYCORP
Meeting Date:  MAY 23, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL  

Ticker:  KEY
Security ID:  493267108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Bruce D. Broussard 

Management 

For 

For 

2 

Elect Charles P. Cooley 

Management 

For 

For 

3 

Elect Gary M. Crosby 

Management 

For 

For 

4 

Elect Alexander M. Cutler 

Management 

For 

For 

5 

Elect H. James Dallas 

Management 

For 

For 

6 

Elect Elizabeth R. Gile 

Management 

For 

For 

7 

Elect Ruth Ann M. Gillis 

Management 

For 

For 

8 

Elect William G. Gisel, Jr. 

Management 

For 

For 

9 

Elect Carlton L. Highsmith 

Management 

For 

For 

10 

Elect Richard J. Hipple 

Management 

For 

For 

11 

Elect Kristen L. Manos 

Management 

For 

For 

12 

Elect Beth E. Mooney 

Management 

For 

For 

13 

Elect Barbara R. Snyder 

Management 

For 

For 

14 

Elect David K. Wilson 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Advisory Vote on Executive Compensation 

Management 

For 

For 

17 

Approval of the 2019 Equity Compensation Plan 

Management 

For 

Against 

18 

Increase of Authorized Common Stock 

Management 

For 

Against 

19 

Amend Regulations to Permit the Board to Make Future Amendments 

Management 

For 

For 

  

  

KINDER MORGAN, INC.
Meeting Date:  MAY 08, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL  

Ticker:  KMI
Security ID:  49456B101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Richard D. Kinder 

Management 

For 

For 

2 

Elect Steven J. Kean 

Management 

For 

For 

3 

Elect Kimberly A. Dang 

Management 

For 

For 

4 

Elect Ted A. Gardner 

Management 

For 

For 

5 

Elect Anthony W. Hall, Jr. 

Management 

For 

For 

6 

Elect Gary L. Hultquist 

Management 

For 

For 

7 

Elect Ronald L. Kuehn, Jr. 

Management 

For 

For 

8 

Elect Deborah A. Macdonald 

Management 

For 

For 

9 

Elect Michael C. Morgan 

Management 

For 

For 

10 

Elect Arthur C. Reichstetter 

Management 

For 

For 

11 

Elect Fayez S. Sarofim 

Management 

For 

For 

12 

Elect C. Park Shaper 

Management 

For 

For 

13 

Elect William A. Smith 

Management 

For 

For 

14 

Elect Joel V. Staff 

Management 

For 

For 

15 

Elect Robert F. Vagt 

Management 

For 

For 

16 

Elect Perry M. Waughtal 

Management 

For 

For 

17 

Ratification of Auditor 

Management 

For 

For 

18 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Meeting Date:  MAY 30, 2019


Record Date:  APR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  KNX
Security ID:  499049104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Michael Garnreiter 

Management 

For 

For 

1.2 

Elect David Vander Ploegg 

Management 

For 

For 

1.3 

Elect Robert E. Synowicki, Jr. 

Management 

For 

For 

1.4 

Elect David A. Jackson 

Management 

For 

Withhold 

1.5 

Elect Kevin P. Knight 

Management 

For 

Withhold 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

4 

Shareholder Proposal Regarding Declassification of the Board 

Shareholder 

Against 

For 

  

  

LENNAR CORPORATION
Meeting Date:  APR 10, 2019
Record Date:  FEB 12, 2019
Meeting Type:  ANNUAL  

Ticker:  LEN
Security ID:  526057302  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Rick Beckwitt 

Management 

For 

Withhold 

1.2 

Elect Irving Bolotin 

Management 

For 

For 

1.3 

Elect Steven L. Gerard 

Management 

For 

Withhold 

1.4 

Elect Theron I. Gilliam 

Management 

For 

Withhold 

1.5 

Elect Sherrill W. Hudson 

Management 

For 

Withhold 

1.6 

Elect Jonathan M. Jaffe 

Management 

For 

For 

1.7 

Elect Sidney Lapidus 

Management 

For 

For 

1.8 

Elect Teri P. McClure 

Management 

For 

Withhold 

1.9 

Elect Stuart A. Miller 

Management 

For 

For 

1.10 

Elect Armando J. Olivera 

Management 

For 

For 

1.11 

Elect Jeffrey Sonnenfeld 

Management 

For 

For 

1.12 

Elect Scott D. Stowell 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

4 

Shareholder Proposal Regarding Majority Vote for Election of Directors 

Shareholder 

Against 

For 

  

  

LIBERTY MEDIA CORPORATION
Meeting Date:  MAY 30, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  LMCA
Security ID:  531229409  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect John C. Malone 

Management 

For 

Withhold 

1.2 

Elect Robert R. Bennett 

Management 

For 

For 

1.3 

Elect M. Ian G. Gilchrist 

Management 

For 

Withhold 

2 

Ratification of Auditor 

Management 

For 

For 

  

  

LINCOLN NATIONAL CORPORATION
Meeting Date:  MAY 24, 2019
Record Date:  MAR 20, 2019
Meeting Type:  ANNUAL  

Ticker:  LNC
Security ID:  534187109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Deirdre P. Connelly 

Management 

For 

For 

2 

Elect William H. Cunningham 

Management 

For 

For 

3 

Elect Dennis R. Glass 

Management 

For 

For 

4 

Elect George W. Henderson, III 

Management 

For 

For 

5 

Elect Eric G. Johnson 

Management 

For 

For 

6 

Elect Gary C. Kelly 

Management 

For 

For 

7 

Elect M. Leanne Lachman 

Management 

For 

For 

8 

Elect Michael F. Mee 

Management 

For 

For 

9 

Elect Patrick S. Pittard 

Management 

For 

For 

10 

Elect Isaiah Tidwell 

Management 

For 

For 

11 

Elect Lynn M. Utter 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

  

  

LYONDELLBASELL INDUSTRIES NV
Meeting Date:  MAY 31, 2019
Record Date:  MAY 03, 2019
Meeting Type:  ANNUAL  

Ticker:  LYB
Security ID:  N53745100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jacques Aigrain 

Management 

For 

For 

2 

Elect Lincoln Benet 

Management 

For 

For 

3 

Elect Jagjeet S. Bindra 

Management 

For 

For 

4 

Elect Robin Buchanan 

Management 

For 

For 

5 

Elect Stephen F. Cooper 

Management 

For 

For 

6 

Elect Nance K. Dicciani 

Management 

For 

For 

7 

Elect Claire S. Farley 

Management 

For 

For 

8 

Elect Isabella D. Goren 

Management 

For 

For 

9 

Elect Michael S. Hanley 

Management 

For 

For 

10 

Elect Albert Manifold 

Management 

For 

For 

11 

Elect Bhavesh V. Patel 

Management 

For 

For 

12 

Elect Rudolf ("Rudy") M.J. van der Meer 

Management 

For 

Against 

13 

Discharge from Liability of Members of the (Prior) Management Board 

Management 

For 

For 

14 

Discharge from Liability of Members of the (Prior) Supervisory Board 

Management 

For 

For 

15 

Adoption of Dutch Statutory Annual Accounts for 2018 

Management 

For 

For 

16 

Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts 

Management 

For 

For 

17 

Ratification of Auditor 

Management 

For 

For 

18 

Advisory Vote on Executive Compensation 

Management 

For 

For 

19 

Ratification and Approval of Dividends 

Management 

For 

For 

20 

Authority to Repurchase Shares 

Management 

For 

For 

21 

Amendment to the Long Term Incentive Plan 

Management 

For 

For 

  

  

MACY'S INC.
Meeting Date:  MAY 17, 2019
Record Date:  MAR 21, 2019
Meeting Type:  ANNUAL  

Ticker:  M
Security ID:  55616P104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect David P. Abney 

Management 

For 

For 

2 

Elect Francis S. Blake 

Management 

For 

For 

3 

Elect John A. Bryant 

Management 

For 

For 

4 

Elect Deirdre P. Connelly 

Management 

For 

For 

5 

Elect Jeff Gennette 

Management 

For 

For 

6 

Elect Leslie D. Hale 

Management 

For 

For 

7 

Elect William H. Lenehan 

Management 

For 

For 

8 

Elect Sara L. Levinson 

Management 

For 

For 

9 

Elect Joyce M. Roche 

Management 

For 

For 

10 

Elect Paul C. Varga 

Management 

For 

For 

11 

Elect Marna C. Whittington 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

For 

15 

Shareholder Proposal Regarding Report on Human Rights Risks 

Shareholder 

Against 

Against 

  

  

MARATHON OIL CORPORATION
Meeting Date:  MAY 29, 2019
Record Date:  APR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  MRO
Security ID:  565849106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Gregory H. Boyce 

Management 

For 

For 

2 

Elect Chadwick C. Deaton 

Management 

For 

For 

3 

Elect Marcela E. Donadio 

Management 

For 

For 

4 

Elect Jason B. Few 

Management 

For 

For 

5 

Elect Douglas L. Foshee 

Management 

For 

For 

6 

Elect M. Elise Hyland 

Management 

For 

For 

7 

Elect Lee M. Tillman 

Management 

For 

For 

8 

Elect J. Kent Wells 

Management 

For 

For 

9 

Ratification of Auditor 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Approval of the 2019 Incentive Compensation Plan 

Management 

For 

Against 

  

  

MARATHON PETROLEUM CORP
Meeting Date:  SEP 21, 2018
Record Date:  AUG 01, 2018
Meeting Type:  SPECIAL  

Ticker:  MPC
Security ID:  56585A102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Stock Issuance for Merger 

Management 

For 

For 

2 

Increase of Authorized Common Stock 

Management 

For 

Against 

3 

Change in Board Size 

Management 

For 

For 

4 

Right to Adjourn Meeting 

Management 

For 

For 

  

  

MARATHON PETROLEUM CORPORATION
Meeting Date:  APR 24, 2019
Record Date:  FEB 25, 2019
Meeting Type:  ANNUAL  

Ticker:  MPC
Security ID:  56585A102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect B. Evan Bayh III 

Management 

For 

For 

2 

Elect Charles E. Bunch 

Management 

For 

For 

3 

Elect Edward G. Galante 

Management 

For 

For 

4 

Elect Kim K.W. Rucker 

Management 

For 

For 

5 

Ratification of Auditor 

Management 

For 

For 

6 

Advisory Vote on Executive Compensation 

Management 

For 

For 

7 

Shareholder Proposal Regarding Right To Act By Written Consent 

Shareholder 

Against 

Against 

8 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

  

  

MCDONALD'S CORPORATION
Meeting Date:  MAY 23, 2019


Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  MCD
Security ID:  580135101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Lloyd H. Dean 

Management 

For 

For 

2 

Elect Stephen J. Easterbrook 

Management 

For 

For 

3 

Elect Robert A. Eckert 

Management 

For 

For 

4 

Elect Margaret H. Georgiadis 

Management 

For 

For 

5 

Elect Enrique Hernandez, Jr. 

Management 

For 

For 

6 

Elect Richard H. Lenny 

Management 

For 

For 

7 

Elect John Mulligan 

Management 

For 

For 

8 

Elect Sheila A. Penrose 

Management 

For 

For 

9 

Elect John W. Rogers, Jr. 

Management 

For 

For 

10 

Elect Paul S. Walsh 

Management 

For 

For 

11 

Elect Miles D. White 

Management 

For 

Against 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Amendment Regarding Board Size 

Management 

For 

For 

15 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

  

  

MCKESSON CORPORATION
Meeting Date:  JUL 24, 2018
Record Date:  MAY 31, 2018
Meeting Type:  ANNUAL  

Ticker:  MCK
Security ID:  58155Q103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect N. Anthony Coles 

Management 

For 

Against 

2 

Elect John H. Hammergren 

Management 

For 

For 

3 

Elect M. Christine Jacobs 

Management 

For 

For 

4 

Elect Donald R. Knauss 

Management 

For 

For 

5 

Elect Marie L. Knowles 

Management 

For 

For 

6 

Elect Bradley E. Lerman 

Management 

For 

For 

7 

Elect Edward A. Mueller 

Management 

For 

Against 

8 

Elect Susan R. Salka 

Management 

For 

For 

9 

Ratification of Auditor 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

12 

Shareholder Proposal Regarding Compensation in the Event of a Change in Control 

Shareholder 

Against 

Against 

13 

Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation 

Shareholder 

Against 

Against 

14 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

For 

  

  

MEDNAX, INC.
Meeting Date:  MAY 16, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL  

Ticker:  MD
Security ID:  58502B106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Cesar L. Alvarez 

Management 

For 

For 

1.2 

Elect Karey D. Barker 

Management 

For 

For 

1.3 

Elect Waldemar A. Carlo 

Management 

For 

Withhold 

1.4 

Elect Michael B. Fernandez 

Management 

For 

Withhold 

1.5 

Elect Paul G. Gabos 

Management 

For 

For 

1.6 

Elect Pascal J. Goldschmidt 

Management 

For 

For 

1.7 

Elect Manuel Kadre 

Management 

For 

Withhold 

1.8 

Elect Roger J. Medel 

Management 

For 

For 

1.9 

Elect Carlos A. Migoya 

Management 

For 

For 

1.10 

Elect Michael A. Rucker 

Management 

For 

For 

1.11 

Elect Enrique J. Sosa 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

4 

Amendment to the 2008 Incentive Compensation Plan 

Management 

For 

For 

  

  

MEDTRONIC PLC
Meeting Date:  DEC 07, 2018
Record Date:  OCT 09, 2018
Meeting Type:  ANNUAL  

Ticker:  MDT
Security ID:  G5960L103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Richard H. Anderson 

Management 

For 

For 

2 

Elect Craig Arnold 

Management 

For 

For 

3 

Elect Scott C. Donnelly 

Management 

For 

For 

4 

Elect Randall J. Hogan, III 

Management 

For 

For 

5 

Elect Omar Ishrak 

Management 

For 

For 

6 

Elect Michael O. Leavitt 

Management 

For 

For 

7 

Elect James T. Lenehan 

Management 

For 

For 

8 

Elect Elizabeth G. Nabel 

Management 

For 

For 

9 

Elect Denise M. O'Leary 

Management 

For 

For 

10 

Elect Kendall J. Powell 

Management 

For 

For 

11 

Appointment of Auditor and Authority to Set Fees 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

MERCK & CO., INC.
Meeting Date:  MAY 28, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL  

Ticker:  MRK
Security ID:  58933Y105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Leslie A. Brun 

Management 

For 

For 

2 

Elect Thomas R. Cech 

Management 

For 

For 

3 

Elect Mary Ellen Coe 

Management 

For 

For 

4 

Elect Pamela J. Craig 

Management 

For 

For 

5 

Elect Kenneth C. Frazier 

Management 

For 

For 

6 

Elect Thomas H. Glocer 

Management 

For 

For 

7 

Elect Rochelle B. Lazarus 

Management 

For 

For 

8 

Elect Paul B. Rothman 

Management 

For 

For 

9 

Elect Patricia F. Russo 

Management 

For 

For 

10 

Elect Inge G. Thulin 

Management 

For 

For 

11 

Elect Wendell P. Weeks 

Management 

For 

Against 

12 

Elect Peter C. Wendell 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Approval of the 2019 Stock Incentive Plan 

Management 

For 

Against 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

17 

Shareholder Proposal Regarding Disclosure of Executive Stock Buybacks 

Shareholder 

Against 

For 

18 

Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing 

Shareholder 

Against 

Against 

  

  

METLIFE, INC.
Meeting Date:  JUN 18, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  MET
Security ID:  59156R108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Cheryl W. Grise 

Management 

For 

For 

2 

Elect Carlos M. Gutierrez 

Management 

For 

For 

3 

Elect Gerald L. Hassell 

Management 

For 

For 

4 

Elect David L. Herzog 

Management 

For 

For 

5 

Elect R. Glenn Hubbard 

Management 

For 

For 

6 

Elect Edward J. Kelly, III 

Management 

For 

For 

7 

Elect William E. Kennard 

Management 

For 

For 

8 

Elect Michel A. Khalaf 

Management 

For 

For 

9 

Elect James M. Kilts 

Management 

For 

For 

10 

Elect Catherine R. Kinney 

Management 

For 

For 

11 

Elect Diana McKenzie 

Management 

For 

For 

12 

Elect Denise M. Morrison 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

MFA FINANCIAL, INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL  

Ticker:  MFA
Security ID:  55272X102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect James A. Brodsky 

Management 

For 

For 

2 

Elect Richard J. Byrne 

Management 

For 

For 

3 

Elect Francis J. Oelerich III 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

5 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

MICRON TECHNOLOGY INC.
Meeting Date:  JAN 17, 2019
Record Date:  NOV 19, 2018
Meeting Type:  ANNUAL  

Ticker:  MU
Security ID:  595112103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Robert L. Bailey 

Management 

For 

For 

2 

Elect Richard M. Beyer 

Management 

For 

For 

3 

Elect Patrick J. Byrne 

Management 

For 

For 

4 

Elect Steven J. Gomo 

Management 

For 

For 

5 

Elect Mary Pat McCarthy 

Management 

For 

For 

6 

Elect Sanjay Mehrotra 

Management 

For 

For 

7 

Elect Robert E. Switz 

Management 

For 

For 

8 

Ratification of Auditor 

Management 

For 

For 

9 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

MOHAWK INDUSTRIES, INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  MHK
Security ID:  608190104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Joseph A. Onorato 

Management 

For 

For 

2 

Elect William H. Runge III 

Management 

For 

For 

3 

Elect W. Christopher Wellborn 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

5 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

MOLSON COORS BREWING COMPANY
Meeting Date:  MAY 22, 2019


Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  TAP
Security ID:  60871R209  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Roger G. Eaton 

Management 

For 

For 

1.2 

Elect Charles M. Herington 

Management 

For 

For 

1.3 

Elect H. Sanford Riley 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

MORGAN STANLEY
Meeting Date:  MAY 23, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  MS
Security ID:  617446448  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Elizabeth Corley 

Management 

For 

For 

2 

Elect Alistair Darling 

Management 

For 

For 

3 

Elect Thomas H. Glocer 

Management 

For 

For 

4 

Elect James P. Gorman 

Management 

For 

For 

5 

Elect Robert H. Herz 

Management 

For 

For 

6 

Elect Nobuyuki Hirano 

Management 

For 

For 

7 

Elect Jami Miscik 

Management 

For 

For 

8 

Elect Dennis M. Nally 

Management 

For 

For 

9 

Elect Takeshi Ogasawara 

Management 

For 

For 

10 

Elect Hutham S. Olayan 

Management 

For 

For 

11 

Elect Mary L. Schapiro 

Management 

For 

For 

12 

Elect Perry M. Traquina 

Management 

For 

For 

13 

Elect Rayford Wilkins, Jr. 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

16 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

Against 

  

  

MYLAN N.V.
Meeting Date:  JUN 21, 2019


Record Date:  MAY 24, 2019
Meeting Type:  ANNUAL  

Ticker:  MYL
Security ID:  N59465109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Heather Bresch 

Management 

For 

For 

2 

Elect Robert J. Cindrich 

Management 

For 

For 

3 

Elect Robert J. Coury 

Management 

For 

For 

4 

Elect JoEllen Lyons Dillon 

Management 

For 

For 

5 

Elect Neil F. Dimick 

Management 

For 

For 

6 

Elect Melina Higgins 

Management 

For 

For 

7 

Elect Harry A. Korman 

Management 

For 

For 

8 

Elect Rajiv Malik 

Management 

For 

For 

9 

Elect Richard A. Mark 

Management 

For 

For 

10 

Elect Mark W. Parrish 

Management 

For 

For 

11 

Elect Pauline van der Meer Mohr 

Management 

For 

For 

12 

Elect Randall L. Vanderveen 

Management 

For 

For 

13 

Elect Sjoerd S. Vollebregt 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Adoption of Dutch Annual Accounts 

Management 

For 

For 

16 

Ratification of Auditor 

Management 

For 

For 

17 

Appointment of Auditor for Dutch Annual Accounts 

Management 

For 

For 

18 

Authority to Repurchase and Reissue Shares 

Management 

For 

For 

19 

Authority to Issue Shares w/ or w/o Preemptive Rights 

Management 

For 

For 

20 

Shareholder Proposal Regarding Clawback Policy (Discussion Item) 

Shareholder 

Against 

For 

  

  

NAVIENT CORPORATION
Meeting Date:  JUN 06, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  NAVI
Security ID:  63938C108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Frederick Arnold 

Management 

For 

For 

1.2 

Elect Anna Escobedo Cabral 

Management 

For 

For 

1.3 

Elect William M. Diefenderfer, III 

Management 

For 

For 

1.4 

Elect Katherine A. Lehman 

Management 

For 

For 

1.5 

Elect Linda A. Mills 

Management 

For 

For 

1.6 

Elect John F. Remondi 

Management 

For 

For 

1.7 

Elect Jane J. Thompson 

Management 

For 

For 

1.8 

Elect Laura S. Unger 

Management 

For 

For 

1.9 

Elect Barry Lawson Williams 

Management 

For 

For 

1.10 

Elect David L. Yowan 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

4 

Amendment to the Employee Stock Purchase Plan 

Management 

For 

For 

5 

Elect Marjorie L. Bowen 

Management 

For 

For 

6 

Elect Larry A. Klane 

Management 

For 

For 

  

  

NEW RESIDENTIAL INVESTMENT CORP.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 26, 2019
Meeting Type:  ANNUAL  

Ticker:  NRZ
Security ID:  64828T201  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Douglas L. Jacobs 

Management 

For 

For 

1.2 

Elect Robert J. McGinnis 

Management 

For 

For 

1.3 

Elect Andrew Sloves 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Shareholder Proposal Regarding Majority Vote for Election of Directors 

Shareholder 

Against 

For 

4 

Shareholder Proposal Regarding Board Diversity Report 

Shareholder 

None 

Abstain 

  

  

NOBLE ENERGY, INC.
Meeting Date:  APR 23, 2019
Record Date:  FEB 22, 2019
Meeting Type:  ANNUAL  

Ticker:  NBL
Security ID:  655044105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jeffrey L. Berenson 

Management 

For 

For 

2 

Elect Michael A. Cawley 

Management 

For 

For 

3 

Elect James E. Craddock 

Management 

For 

For 

4 

Elect Barbara J. Duganier 

Management 

For 

For 

5 

Elect Thomas J. Edelman 

Management 

For 

For 

6 

Elect Holli C. Ladhani 

Management 

For 

For 

7 

Elect David L. Stover 

Management 

For 

For 

8 

Elect Scott D. Urban 

Management 

For 

For 

9 

Elect William T. Van Kleef 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Amendment to the 2017 Long-Term Incentive Plan 

Management 

For 

For 

  

  

NUCOR CORPORATION
Meeting Date:  MAY 09, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL  

Ticker:  NUE
Security ID:  670346105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Lloyd J Austin III 

Management 

For 

For 

1.2 

Elect Patrick J. Dempsey 

Management 

For 

For 

1.3 

Elect John J. Ferriola 

Management 

For 

For 

1.4 

Elect Victoria F. Haynes 

Management 

For 

For 

1.5 

Elect Christopher J. Kearney 

Management 

For 

For 

1.6 

Elect Laurette T. Koellner 

Management 

For 

For 

1.7 

Elect John H. Walker 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

4 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

5 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

For 

  

  

OCCIDENTAL PETROLEUM CORPORATION
Meeting Date:  MAY 10, 2019
Record Date:  MAR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  OXY
Security ID:  674599105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Spencer Abraham 

Management 

For 

For 

2 

Elect Eugene L. Batchelder 

Management 

For 

For 

3 

Elect Margaret M. Foran 

Management 

For 

For 

4 

Elect Carlos M. Gutierrez 

Management 

For 

For 

5 

Elect Vicki A. Hollub 

Management 

For 

For 

6 

Elect William R. Klesse 

Management 

For 

For 

7 

Elect Jack B. Moore 

Management 

For 

For 

8 

Elect Avedick B. Poladian 

Management 

For 

For 

9 

Elect Elisse B. Walter 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Shareholder Proposal Regarding Right to Call Special Meetings 

Shareholder 

Against 

For 

  

  

OLIN CORPORATION
Meeting Date:  APR 25, 2019
Record Date:  FEB 26, 2019
Meeting Type:  ANNUAL  

Ticker:  OLN
Security ID:  680665205  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect C. Robert Bunch 

Management 

For 

For 

2 

Elect Randall W. Larrimore 

Management 

For 

For 

3 

Elect John M. B. O'Connor 

Management 

For 

For 

4 

Elect Scott M. Sutton 

Management 

For 

For 

5 

Elect William H. Weideman 

Management 

For 

For 

6 

Advisory Vote on Executive Compensation 

Management 

For 

For 

7 

Ratification of Auditor 

Management 

For 

For 

  

  

ONEMAIN HOLDINGS, INC.
Meeting Date:  MAY 21, 2019
Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  OMF
Security ID:  68268W103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Aneek S. Mamik 

Management 

For 

For 

1.2 

Elect Richard A. Smith 

Management 

For 

For 

1.3 

Elect Valerie Soranno Keating 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

  

  

ORACLE CORP.
Meeting Date:  NOV 14, 2018
Record Date:  SEP 17, 2018
Meeting Type:  ANNUAL  

Ticker:  ORCL
Security ID:  68389X105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Jeffrey S. Berg 

Management 

For 

For 

1.2 

Elect Michael J. Boskin 

Management 

For 

For 

1.3 

Elect Safra A. Catz 

Management 

For 

Withhold 

1.4 

Elect Bruce R. Chizen 

Management 

For 

For 

1.5 

Elect George H. Conrades 

Management 

For 

Withhold 

1.6 

Elect Lawrence J. Ellison 

Management 

For 

Withhold 

1.7 

Elect Hector Garcia-Molina 

Management 

For 

For 

1.8 

Elect Jeffrey O. Henley 

Management 

For 

Withhold 

1.9 

Elect Mark V. Hurd 

Management 

For 

Withhold 

1.10 

Elect Renee J. James 

Management 

For 

Withhold 

1.11 

Elect Charles W. Moorman, IV 

Management 

For 

For 

1.12 

Elect Leon E. Panetta 

Management 

For 

Withhold 

1.13 

Elect William G. Parrett 

Management 

For 

For 

1.14 

Elect Naomi O. Seligman 

Management 

For 

Withhold 

2 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

3 

Ratification of Auditor 

Management 

For 

For 

4 

Shareholder Proposal Regarding Gender Pay Equity Report 

Shareholder 

Against 

Against 

5 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

Against 

6 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

7 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

  

  

OWENS CORNING
Meeting Date:  APR 18, 2019
Record Date:  FEB 19, 2019
Meeting Type:  ANNUAL  

Ticker:  OC
Security ID:  690742101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Adrienne D. Elsner 

Management 

For 

For 

2 

Elect J. Brian Ferguson 

Management 

For 

For 

3 

Elect Ralph F. Hake 

Management 

For 

For 

4 

Elect Edward F. Lonergan 

Management 

For 

For 

5 

Elect Maryann T. Mannen 

Management 

For 

For 

6 

Elect W. Howard Morris 

Management 

For 

For 

7 

Elect Suzanne P. Nimocks 

Management 

For 

For 

8 

Elect Michael H. Thaman 

Management 

For 

For 

9 

Elect John D. Williams 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Approval of the 2019 Stock Plan 

Management 

For 

Against 

  

  

PACCAR INC.
Meeting Date:  APR 30, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  PCAR
Security ID:  693718108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Mark C. Pigott 

Management 

For 

For 

2 

Elect Ronald E. Armstrong 

Management 

For 

For 

3 

Elect Alison J. Carnwath 

Management 

For 

For 

4 

Elect Franklin L Feder 

Management 

For 

For 

5 

Elect Beth E. Ford 

Management 

For 

For 

6 

Elect Kirk S. Hachigian 

Management 

For 

For 

7 

Elect Roderick C. McGeary 

Management 

For 

For 

8 

Elect John M. Pigott 

Management 

For 

For 

9 

Elect Mark A. Schulz 

Management 

For 

For 

10 

Elect Gregory M. Spierkel 

Management 

For 

For 

11 

Elect Charles R. Williamson 

Management 

For 

For 

12 

Shareholder Proposal Regarding Right to Act By Written Consent 

Shareholder 

Against 

Against 

  

  

PACWEST BANCORP
Meeting Date:  MAY 13, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL  

Ticker:  PACW
Security ID:  695263103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Tanya M. Acker 

Management 

For 

For 

2 

Elect Paul R. Burke 

Management 

For 

For 

3 

Elect Craig A. Carlson 

Management 

For 

For 

4 

Elect John M. Eggemeyer 

Management 

For 

For 

5 

Elect C. William Hosler 

Management 

For 

For 

6 

Elect Susan E. Lester 

Management 

For 

For 

7 

Elect Roger H. Molvar 

Management 

For 

For 

8 

Elect James J. Pieczynski 

Management 

For 

For 

9 

Elect Daniel B. Platt 

Management 

For 

For 

10 

Elect Robert A. Stine 

Management 

For 

For 

11 

Elect Matthew P. Wagner 

Management 

For 

For 

12 

Elect Mark T. Yung 

Management 

For 

Against 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

14 

Ratification of Auditor 

Management 

For 

For 

  

  

PARK HOTELS & RESORTS INC.
Meeting Date:  APR 26, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  PK
Security ID:  700517105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Thomas J. Baltimore, Jr. 

Management 

For 

For 

2 

Elect Gordon M. Bethune 

Management 

For 

For 

3 

Elect Patricia M. Bedient 

Management 

For 

For 

4 

Elect Geoffrey Garrett 

Management 

For 

For 

5 

Elect Christie B. Kelly 

Management 

For 

Against 

6 

Elect Joseph I. Lieberman 

Management 

For 

For 

7 

Elect Timothy J. Naughton 

Management 

For 

Against 

8 

Elect Stephen I. Sadove 

Management 

For 

For 

9 

Elimination of Supermajority Requirement 

Management 

For 

For 

10 

Increase Stock Ownership Limitations 

Management 

For 

For 

11 

Decrease Threshold Required to Call a Special Meeting 

Management 

For 

For 

12 

Opt out of Section 203 of the DGCL 

Management 

For 

For 

13 

Other Charter Amendments 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

  

  

PARSLEY ENERGY, INC.
Meeting Date:  MAY 24, 2019
Record Date:  APR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  PE
Security ID:  701877102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect William Browning 

Management 

For 

For 

2 

Elect David H. Smith 

Management 

For 

For 

3 

Elect Jerry Windlinger 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

5 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

PBF ENERGY INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL  

Ticker:  PBF
Security ID:  69318G106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Thomas J. Nimbley 

Management 

For 

For 

2 

Elect Spencer Abraham 

Management 

For 

For 

3 

Elect Wayne A. Budd 

Management 

For 

For 

4 

Elect S. Eugene Edwards 

Management 

For 

For 

5 

Elect William E. Hantke 

Management 

For 

For 

6 

Elect Edward F. Kosnik 

Management 

For 

For 

7 

Elect Robert J. Lavinia 

Management 

For 

For 

8 

Elect Kimberly S. Lubel 

Management 

For 

For 

9 

Elect George E. Ogden 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Frequency of Advisory Vote on Executive Compensation 

Management 

1 Year 

1 Year 

  

  

PENSKE AUTOMOTIVE GROUP, INC.
Meeting Date:  MAY 09, 2019
Record Date:  MAR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  PAG
Security ID:  70959W103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect John D. Barr 

Management 

For 

For 

1.2 

Elect Lisa Davis 

Management 

For 

For 

1.3 

Elect Wolfgang Durheimer 

Management 

For 

For 

1.4 

Elect Michael R. Eisenson 

Management 

For 

For 

1.5 

Elect Robert H. Kurnick, Jr. 

Management 

For 

For 

1.6 

Elect Kimberly J. McWaters 

Management 

For 

Withhold 

1.7 

Elect Roger S. Penske 

Management 

For 

For 

1.8 

Elect Roger S. Penske, Jr. 

Management 

For 

For 

1.9 

Elect Sandra E. Pierce 

Management 

For 

For 

1.10 

Elect Greg C. Smith 

Management 

For 

For 

1.11 

Elect Ronald G. Steinhart 

Management 

For 

For 

1.12 

Elect H. Brian Thompson 

Management 

For 

Withhold 

1.13 

Elect Masashi Yamanaka 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

PFIZER INC.
Meeting Date:  APR 25, 2019
Record Date:  FEB 26, 2019
Meeting Type:  ANNUAL  

Ticker:  PFE
Security ID:  717081103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Ronald E. Blaylock 

Management 

For 

For 

2 

Elect Albert Bourla 

Management 

For 

For 

3 

Elect W. Don Cornwell 

Management 

For 

For 

4 

Elect Joseph J. Echevarria 

Management 

For 

For 

5 

Elect Helen H. Hobbs 

Management 

For 

For 

6 

Elect James M. Kilts 

Management 

For 

For 

7 

Elect Dan R. Littman 

Management 

For 

For 

8 

Elect Shantanu Narayen 

Management 

For 

For 

9 

Elect Suzanne Nora Johnson 

Management 

For 

For 

10 

Elect Ian C. Read 

Management 

For 

For 

11 

Elect James C. Smith 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Approve the 2019 Stock Plan 

Management 

For 

Against 

15 

Shareholder Proposal Regarding Right To Act By Written Consent 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

18 

Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing 

Shareholder 

Against 

Against 

  

  

PHILIP MORRIS INTERNATIONAL INC.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  PM
Security ID:  718172109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Andre Calantzopoulos 

Management 

For 

For 

2 

Elect Louis C. Camilleri 

Management 

For 

Against 

3 

Elect Massimo Ferragamo 

Management 

For 

For 

4 

Elect Werner Geissler 

Management 

For 

For 

5 

Elect Lisa A. Hook 

Management 

For 

For 

6 

Elect Jennifer Xin-Zhe Li 

Management 

For 

For 

7 

Elect Jun Makihara 

Management 

For 

For 

8 

Elect Kalpana Morparia 

Management 

For 

For 

9 

Elect Lucio A. Noto 

Management 

For 

For 

10 

Elect Frederik Paulsen 

Management 

For 

For 

11 

Elect Robert B. Polet 

Management 

For 

For 

12 

Elect Stephen M. Wolf 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

  

  

PHILLIPS 66
Meeting Date:  MAY 08, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL  

Ticker:  PSX
Security ID:  718546104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Greg C. Garland 

Management 

For 

For 

2 

Elect Gary K. Adams 

Management 

For 

For 

3 

Elect John E. Lowe 

Management 

For 

For 

4 

Elect Denise L. Ramos 

Management 

For 

For 

5 

Ratification of Auditor 

Management 

For 

For 

6 

Advisory Vote on Executive Compensation 

Management 

For 

For 

7 

Frequency of Advisory Vote on Executive Compensation 

Management 

1 Year 

1 Year 

8 

Shareholder Proposal Regarding Report on Plastic Pollution 

Shareholder 

Against 

For 

  

  

PPL CORPORATION
Meeting Date:  MAY 14, 2019
Record Date:  FEB 28, 2019
Meeting Type:  ANNUAL  

Ticker:  PPL
Security ID:  69351T106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John W. Conway 

Management 

For 

For 

2 

Elect Steven G. Elliott 

Management 

For 

For 

3 

Elect Raja Rajamannar 

Management 

For 

For 

4 

Elect Craig A. Rogerson 

Management 

For 

For 

5 

Elect William H. Spence 

Management 

For 

For 

6 

Elect Natica von Althann 

Management 

For 

For 

7 

Elect Keith H. Williamson 

Management 

For 

For 

8 

Elect Phoebe A. Wood 

Management 

For 

For 

9 

Elect Armando Zagalo de Lima 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

  

  

PRINCIPAL FINANCIAL GROUP, INC.
Meeting Date:  MAY 21, 2019
Record Date:  MAR 27, 2019
Meeting Type:  ANNUAL  

Ticker:  PFG
Security ID:  74251V102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Michael T. Dan 

Management 

For 

For 

2 

Elect C. Daniel Gelatt 

Management 

For 

For 

3 

Elect Sandra L. Helton 

Management 

For 

For 

4 

Elect Blair C. Pickerell 

Management 

For 

For 

5 

Advisory Vote on Executive Compensation 

Management 

For 

For 

6 

Ratification of Auditor 

Management 

For 

For 

  

  

PROCTER & GAMBLE CO.
Meeting Date:  OCT 09, 2018
Record Date:  AUG 10, 2018
Meeting Type:  ANNUAL  

Ticker:  PG
Security ID:  742718109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Francis S. Blake 

Management 

For 

For 

2 

Elect Angela F. Braly 

Management 

For 

For 

3 

Elect Amy L. Chang 

Management 

For 

For 

4 

Elect Kenneth I. Chenault 

Management 

For 

For 

5 

Elect Scott D. Cook 

Management 

For 

For 

6 

Elect Joseph Jimenez 

Management 

For 

For 

7 

Elect Terry J. Lundgren 

Management 

For 

For 

8 

Elect W. James McNerney, Jr. 

Management 

For 

For 

9 

Elect Nelson Peltz 

Management 

For 

For 

10 

Elect David. S. Taylor 

Management 

For 

For 

11 

Elect Margaret C. Whitman 

Management 

For 

For 

12 

Elect Patricia A. Woertz 

Management 

For 

For 

13 

Elect Ernesto Zedillo Ponce de Leon 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

QURATE RETAIL, INC.
Meeting Date:  MAY 30, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  QRTEA
Security ID:  74915M100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect John C. Malone 

Management 

For 

Withhold 

1.2 

Elect M. Ian G. Gilchrist 

Management 

For 

Withhold 

1.3 

Elect Mark Vadon 

Management 

For 

Withhold 

1.4 

Elect Andrea L. Wong 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

  

  

RALPH LAUREN CORP
Meeting Date:  AUG 01, 2018
Record Date:  JUN 04, 2018
Meeting Type:  ANNUAL  

Ticker:  RL
Security ID:  751212101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Frank A. Bennack, Jr. 

Management 

For 

Withhold 

1.2 

Elect Joel L. Fleishman 

Management 

For 

Withhold 

1.3 

Elect Michael A. George 

Management 

For 

Withhold 

1.4 

Elect Hubert Joly 

Management 

For 

Withhold 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

RANGE RESOURCES CORPORATION
Meeting Date:  MAY 15, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  RRC
Security ID:  75281A109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Brenda A. Cline 

Management 

For 

For 

2 

Elect Anthony V. Dub 

Management 

For 

For 

3 

Elect James M. Funk 

Management 

For 

For 

4 

Elect Steven D. Gray 

Management 

For 

For 

5 

Elect Christopher A. Helms 

Management 

For 

For 

6 

Elect Gregory G. Maxwell 

Management 

For 

For 

7 

Elect Steffen E. Palko 

Management 

For 

For 

8 

Elect Jeffrey L. Ventura 

Management 

For 

For 

9 

Advisory Vote on Executive Compensation 

Management 

For 

For 

10 

Approval of the 2019 Equity-Based Compensation Plan 

Management 

For 

Against 

11 

Ratification of Auditor 

Management 

For 

For 

  

  

REALOGY HOLDINGS CORP.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  RLGY
Security ID:  75605Y106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Fiona P. Dias 

Management 

For 

For 

2 

Elect Matthew J. Espe 

Management 

For 

For 

3 

Elect V. Ann Hailey 

Management 

For 

For 

4 

Elect Bryson R Koehler 

Management 

For 

For 

5 

Elect Duncan L. Niederauer 

Management 

For 

For 

6 

Elect Ryan M. Schneider 

Management 

For 

For 

7 

Elect Enrique Silva 

Management 

For 

For 

8 

Elect Sherry M. Smith 

Management 

For 

For 

9 

Elect Chris S. Terrill 

Management 

For 

For 

10 

Elect Michael J. Williams 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Frequency of Advisory Vote on Executive Compensation 

Management 

1 Year 

1 Year 

13 

Elimination of Supermajority Requirement 

Management 

For 

For 

14 

Amendment to Articles to Remove Outdated Language Related to Board Classification 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

  

  

REGIONS FINANCIAL CORPORATION
Meeting Date:  APR 24, 2019
Record Date:  FEB 25, 2019
Meeting Type:  ANNUAL  

Ticker:  RF
Security ID:  7591EP100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Carolyn H. Byrd 

Management 

For 

For 

2 

Elect Don DeFosset 

Management 

For 

For 

3 

Elect Samuel A. Di Piazza, Jr. 

Management 

For 

For 

4 

Elect Eric C. Fast 

Management 

For 

For 

5 

Elect Zhanna Golodryga 

Management 

For 

For 

6 

Elect John D. Johns 

Management 

For 

For 

7 

Elect Ruth Ann Marshall 

Management 

For 

For 

8 

Elect Charles D. McCrary 

Management 

For 

For 

9 

Elect James T. Prokopanko 

Management 

For 

For 

10 

Elect Lee J. Styslinger III 

Management 

For 

For 

11 

Elect Jose S. Suquet 

Management 

For 

For 

12 

Elect John M. Turner, Jr. 

Management 

For 

For 

13 

Elect Timothy Vines 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

RELIANCE STEEL & ALUMINUM CO.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  RS
Security ID:  759509102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Sarah J. Anderson 

Management 

For 

For 

2 

Elect Karen W. Colonias 

Management 

For 

For 

3 

Elect John G. Figueroa 

Management 

For 

For 

4 

Elect David H. Hannah 

Management 

For 

For 

5 

Elect Mark V. Kaminski 

Management 

For 

For 

6 

Elect Robert A. McEvoy 

Management 

For 

For 

7 

Elect Gregg J. Mollins 

Management 

For 

For 

8 

Elect Andrew G. Sharkey III 

Management 

For 

For 

9 

Elect Douglas W. Stotlar 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

  

  

ROYAL CARIBBEAN CRUISES LTD.
Meeting Date:  MAY 30, 2019
Record Date:  APR 10, 2019
Meeting Type:  ANNUAL  

Ticker:  RCL
Security ID:  V7780T103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John F. Brock 

Management 

For 

For 

2 

Elect Richard D. Fain 

Management 

For 

For 

3 

Elect Stephen R. Howe, Jr 

Management 

For 

For 

4 

Elect William L. Kimsey 

Management 

For 

For 

5 

Elect Maritza Gomez Montiel 

Management 

For 

For 

6 

Elect Ann S. Moore 

Management 

For 

For 

7 

Elect Eyal M. Ofer 

Management 

For 

For 

8 

Elect Thomas J. Pritzker 

Management 

For 

For 

9 

Elect William K. Reilly 

Management 

For 

For 

10 

Elect Vagn Sorensen 

Management 

For 

For 

11 

Elect Donald Thompson 

Management 

For 

For 

12 

Elect Arne Alexander Wilhelmsen 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

For 

  

  

RYDER SYSTEM, INC.
Meeting Date:  MAY 03, 2019
Record Date:  MAR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  R
Security ID:  783549108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Robert J. Eck 

Management 

For 

For 

2 

Elect Robert A. Hagemann 

Management 

For 

For 

3 

Elect Michael F. Hilton 

Management 

For 

Against 

4 

Elect Tamara L. Lundgren 

Management 

For 

For 

5 

Elect Luis P. Nieto, Jr. 

Management 

For 

For 

6 

Elect David G. Nord 

Management 

For 

For 

7 

Elect Robert E. Sanchez 

Management 

For 

For 

8 

Elect Abbie J. Smith 

Management 

For 

For 

9 

Elect E. Follin Smith 

Management 

For 

For 

10 

Elect Dmitri L. Stockton 

Management 

For 

For 

11 

Elect Hansel E. Tookes II 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

14 

Approval of the 2019 Equity and Incentive Compensation Plan 

Management 

For 

Against 

15 

Elimination of Supermajority Requirement on Shareholder Action by Written Consent 

Management 

For 

For 

16 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

  

  

SANTANDER CONSUMER USA HOLDINGS INC.
Meeting Date:  JUN 11, 2019
Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  SC
Security ID:  80283M101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Mahesh Aditya 

Management 

For 

For 

1.2 

Elect Jose Doncel 

Management 

For 

For 

1.3 

Elect Stephen A. Ferriss 

Management 

For 

For 

1.4 

Elect Victor Hill 

Management 

For 

For 

1.5 

Elect Edith E. Holiday 

Management 

For 

For 

1.6 

Elect Javier Maldonado 

Management 

For 

Withhold 

1.7 

Elect Robert J. McCarthy 

Management 

For 

For 

1.8 

Elect William F. Muir 

Management 

For 

For 

1.9 

Elect Scott Powell 

Management 

For 

For 

1.10 

Elect William Rainer 

Management 

For 

For 

2 

Ratification of Auditor 

Management 

For 

For 

3 

Shareholder Proposal Regarding Report on Risk of Discrimination in Vehicle Lending 

Shareholder 

Against 

For 

  

  

SCHLUMBERGER LTD.
Meeting Date:  APR 03, 2019
Record Date:  FEB 13, 2019
Meeting Type:  ANNUAL  

Ticker:  SLB
Security ID:  806857108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Peter L.S. Currie 

Management 

For 

For 

2 

Elect Miguel M. Galuccio 

Management 

For 

For 

3 

Elect Paal Kibsgaard 

Management 

For 

For 

4 

Elect Nikolay Kudryavtsev 

Management 

For 

For 

5 

Elect Tatyana A. Mitrova 

Management 

For 

For 

6 

Elect Indra K. Nooyi 

Management 

For 

For 

7 

Elect Lubna S. Olayan 

Management 

For 

For 

8 

Elect Mark G. Papa 

Management 

For 

For 

9 

Elect Leo Rafael Reif 

Management 

For 

For 

10 

Elect Henri Seydoux 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

12 

Approval of Financial Statements/Dividends 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors 

Management 

For 

Against 

  

  

SENIOR HOUSING PROPERTIES TRUST
Meeting Date:  MAY 21, 2019
Record Date:  FEB 28, 2019
Meeting Type:  ANNUAL  

Ticker:  SNH
Security ID:  81721M109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John L. Harrington 

Management 

For 

For 

2 

Elect Adam D. Portnoy 

Management 

For 

Abstain 

3 

Advisory Vote on Executive Compensation 

Management 

For 

For 

4 

Ratification of Auditor 

Management 

For 

For 

  

  

SOUTHWEST AIRLINES CO.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 19, 2019
Meeting Type:  ANNUAL  

Ticker:  LUV
Security ID:  844741108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect David W. Biegler 

Management 

For 

For 

2 

Elect J. Veronica Biggins 

Management 

For 

For 

3 

Elect Douglas H. Brooks 

Management 

For 

For 

4 

Elect William H. Cunningham 

Management 

For 

For 

5 

Elect John G. Denison 

Management 

For 

For 

6 

Elect Thomas W. Gilligan 

Management 

For 

For 

7 

Elect Gary C. Kelly 

Management 

For 

For 

8 

Elect Grace D. Lieblein 

Management 

For 

For 

9 

Elect Nancy B. Loeffler 

Management 

For 

For 

10 

Elect John T. Montford 

Management 

For 

For 

11 

Elect Ron Ricks 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

15 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

  

  

SPIRIT REALTY CAPITAL, INC.
Meeting Date:  MAY 09, 2019
Record Date:  MAR 14, 2019
Meeting Type:  ANNUAL  

Ticker:  SRC
Security ID:  84860W300  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jackson Hsieh 

Management 

For 

Against 

2 

Elect Kevin M. Charlton 

Management 

For 

Against 

3 

Elect Todd A. Dunn 

Management 

For 

For 

4 

Elect Richard I. Gilchrist 

Management 

For 

Against 

5 

Elect Sheli Z. Rosenberg 

Management 

For 

Against 

6 

Elect Thomas D. Senkbeil 

Management 

For 

For 

7 

Elect Nicholas P. Shepherd 

Management 

For 

For 

8 

Elect Diana M. Laing 

Management 

For 

For 

9 

Elect Elizabeth F. Frank 

Management 

For 

For 

10 

Ratification of Auditor 

Management 

For 

For 

11 

Amendment to the 2012 Incentive Award Plan 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

STATE STREET CORPORATION
Meeting Date:  MAY 15, 2019
Record Date:  MAR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  STT
Security ID:  857477103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Kennett F. Burnes 

Management 

For 

For 

2 

Elect Patrick de Saint-Aignan 

Management 

For 

For 

3 

Elect Lynn A. Dugle 

Management 

For 

For 

4 

Elect Amelia C. Fawcett 

Management 

For 

For 

5 

Elect William C. Freda 

Management 

For 

For 

6 

Elect Joseph L. Hooley 

Management 

For 

For 

7 

Elect Sara Mathew 

Management 

For 

For 

8 

Elect William L. Meaney 

Management 

For 

For 

9 

Elect Ronald. P. O'Hanley 

Management 

For 

For 

10 

Elect Sean O'Sullivan 

Management 

For 

For 

11 

Elect Richard P. Sergel 

Management 

For 

For 

12 

Elect Gregory L. Summe 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

  

  

SUNTRUST BANKS, INC.
Meeting Date:  APR 23, 2019
Record Date:  FEB 13, 2019
Meeting Type:  ANNUAL  

Ticker:  STI
Security ID:  867914103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Agnes Bundy Scanlan 

Management 

For 

For 

2 

Elect Dallas S. Clement 

Management 

For 

For 

3 

Elect Paul D. Donahue 

Management 

For 

For 

4 

Elect Paul R. Garcia 

Management 

For 

For 

5 

Elect Donna S. Morea 

Management 

For 

For 

6 

Elect David M. Ratcliffe 

Management 

For 

For 

7 

Elect William H. Rogers, Jr. 

Management 

For 

For 

8 

Elect Frank P. Scruggs, Jr. 

Management 

For 

For 

9 

Elect Bruce L. Tanner 

Management 

For 

For 

10 

Elect Steven C. Voorhees 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

  

  

SYNCHRONY FINANCIAL
Meeting Date:  MAY 23, 2019
Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  SYF
Security ID:  87165B103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Margaret M. Keane 

Management 

For 

For 

2 

Elect Paget L. Alves 

Management 

For 

For 

3 

Elect Arthur W. Coviello, Jr. 

Management 

For 

For 

4 

Elect William W. Graylin 

Management 

For 

For 

5 

Elect Roy A. Guthrie 

Management 

For 

For 

6 

Elect Richard C. Hartnack 

Management 

For 

For 

7 

Elect Jeffrey G. Naylor 

Management 

For 

For 

8 

Elect Laurel J. Richie 

Management 

For 

For 

9 

Elect Olympia J. Snowe 

Management 

For 

For 

10 

Elect Ellen M. Zane 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

  

  

TARGET CORPORATION
Meeting Date:  JUN 12, 2019


Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  TGT
Security ID:  87612E106  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Roxanne S. Austin 

Management 

For 

For 

2 

Elect Douglas M. Baker, Jr. 

Management 

For 

For 

3 

Elect George S. Barrett 

Management 

For 

For 

4 

Elect Brian C. Cornell 

Management 

For 

For 

5 

Elect Calvin Darden 

Management 

For 

For 

6 

Elect Henrique De Castro 

Management 

For 

For 

7 

Elect Robert L. Edwards 

Management 

For 

For 

8 

Elect Melanie L. Healey 

Management 

For 

For 

9 

Elect Donald R. Knauss 

Management 

For 

For 

10 

Elect Monica C. Lozano 

Management 

For 

For 

11 

Elect Mary E. Minnick 

Management 

For 

For 

12 

Elect Kenneth L. Salazar 

Management 

For 

For 

13 

Elect Dmitri L. Stockton 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

16 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

  

  

TELEPHONE & DATA SYSTEMS, INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 28, 2019
Meeting Type:  ANNUAL  

Ticker:  TDS
Security ID:  879433829  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Clarence A. Davis 

Management 

For 

For 

2 

Elect George W. Off 

Management 

For 

For 

3 

Elect Wade Oosterman 

Management 

For 

For 

4 

Elect Gary L. Sugarman 

Management 

For 

For 

5 

Ratification of Auditor 

Management 

For 

For 

6 

Advisory Vote on Executive Compensation 

Management 

For 

For 

7 

Shareholder Proposal Regarding Recapitalization 

Shareholder 

Against 

For 

  

  

THE ALLSTATE CORPORATION
Meeting Date:  MAY 21, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  ALL
Security ID:  020002101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Kermit R. Crawford 

Management 

For 

For 

2 

Elect Michael L. Eskew 

Management 

For 

For 

3 

Elect Margaret M. Keane 

Management 

For 

For 

4 

Elect Siddharth N. Mehta 

Management 

For 

For 

5 

Elect Jacques P. Perold 

Management 

For 

For 

6 

Elect Andrea Redmond 

Management 

For 

For 

7 

Elect Gregg M. Sherrill 

Management 

For 

For 

8 

Elect Judith A. Sprieser 

Management 

For 

For 

9 

Elect Perry M. Traquina 

Management 

For 

For 

10 

Elect Thomas J. Wilson 

Management 

For 

For 

11 

Advisory Vote on Executive Compensation 

Management 

For 

For 

12 

Approval of the 2019 Equity Incentive Plan 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Shareholder Proposal Regarding Political Contributions and Expenditures Report 

Shareholder 

Against 

For 

  

  

THE BANK OF NEW YORK MELLON CORPORATION
Meeting Date:  APR 09, 2019
Record Date:  FEB 12, 2019
Meeting Type:  ANNUAL  

Ticker:  BK
Security ID:  064058100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Steven D. Black 

Management 

For 

For 

2 

Elect Linda Z. Cook 

Management 

For 

For 

3 

Elect Joseph J. Echevarria 

Management 

For 

For 

4 

Elect Edward P. Garden 

Management 

For 

For 

5 

Elect Jeffrey A. Goldstein 

Management 

For 

For 

6 

Elect John M. Hinshaw 

Management 

For 

For 

7 

Elect Edmund F. Kelly 

Management 

For 

For 

8 

Elect Jennifer B. Morgan 

Management 

For 

For 

9 

Elect Elizabeth E. Robinson 

Management 

For 

For 

10 

Elect Charles W. Scharf 

Management 

For 

For 

11 

Elect Samuel C. Scott III 

Management 

For 

For 

12 

Elect Alfred W. Zollar 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Adoption of Shareholder Written Consent Right 

Management 

For 

For 

16 

Approval of 2019 Long-Term Incentive Plan 

Management 

For 

Against 

17 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

  

  

THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  MAY 02, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  GS
Security ID:  38141G104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect M. Michele Burns 

Management 

For 

Against 

2 

Elect Drew G. Faust 

Management 

For 

For 

3 

Elect Mark Flaherty 

Management 

For 

For 

4 

Elect Ellen J. Kullman 

Management 

For 

Against 

5 

Elect Lakshmi N. Mittal 

Management 

For 

Against 

6 

Elect Adebayo O. Ogunlesi 

Management 

For 

For 

7 

Elect Peter Oppenheimer 

Management 

For 

For 

8 

Elect David M. Solomon 

Management 

For 

For 

9 

Elect Jan E. Tighe 

Management 

For 

For 

10 

Elect David A. Viniar 

Management 

For 

For 

11 

Elect Mark O. Winkelman 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Shareholder Proposal Regarding Right to Act by Written Consent 

Shareholder 

Against 

Against 

  

  

THE GOODYEAR TIRE & RUBBER COMPANY
Meeting Date:  APR 08, 2019


Record Date:  FEB 12, 2019
Meeting Type:  ANNUAL  

Ticker:  GT
Security ID:  382550101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect James A. Firestone 

Management 

For 

For 

2 

Elect Werner Geissler 

Management 

For 

For 

3 

Elect Peter S. Hellman 

Management 

For 

For 

4 

Elect Laurette T. Koellner 

Management 

For 

For 

5 

Elect Richard J. Kramer 

Management 

For 

For 

6 

Elect W. Alan McCollough 

Management 

For 

For 

7 

Elect John E. McGlade 

Management 

For 

For 

8 

Elect Michael J. Morell 

Management 

For 

For 

9 

Elect Roderick A. Palmore 

Management 

For 

For 

10 

Elect Stephanie A. Streeter 

Management 

For 

For 

11 

Elect Thomas H. Weidemeyer 

Management 

For 

For 

12 

Elect Michael R. Wessel 

Management 

For 

For 

13 

Elect Thomas L. Williams 

Management 

For 

Against 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

  

  

THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Meeting Date:  MAY 15, 2019
Record Date:  MAR 18, 2019
Meeting Type:  ANNUAL  

Ticker:  HIG
Security ID:  416515104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Robert B. Allardice, III 

Management 

For 

For 

2 

Elect Carlos Dominguez 

Management 

For 

For 

3 

Elect Trevor Fetter 

Management 

For 

For 

4 

Elect Stephen P. McGill 

Management 

For 

For 

5 

Elect Kathryn A. Mikells 

Management 

For 

For 

6 

Elect Michael G. Morris 

Management 

For 

For 

7 

Elect Julie G. Richardson 

Management 

For 

For 

8 

Elect Teresa W. Roseborough 

Management 

For 

For 

9 

Elect Virginia P. Ruesterholz 

Management 

For 

For 

10 

Elect Christopher J. Swift 

Management 

For 

For 

11 

Elect Greig Woodring 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

  

  

THE KROGER CO.
Meeting Date:  JUN 27, 2019
Record Date:  MAY 01, 2019
Meeting Type:  ANNUAL  

Ticker:  KR
Security ID:  501044101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Nora. A. Aufreiter 

Management 

For 

For 

2 

Elect Anne Gates 

Management 

For 

For 

3 

Elect Susan J. Kropf 

Management 

For 

For 

4 

Elect W. Rodney McMullen 

Management 

For 

Against 

5 

Elect Jorge P. Montoya 

Management 

For 

For 

6 

Elect Clyde R. Moore 

Management 

For 

For 

7 

Elect James A. Runde 

Management 

For 

For 

8 

Elect Ronald L. Sargent 

Management 

For 

For 

9 

Elect Bobby S. Shackouls 

Management 

For 

For 

10 

Elect Mark S. Sutton 

Management 

For 

For 

11 

Elect Ashok Vemuri 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Approval of the 2019 Long-Term Incentive Plan 

Management 

For 

Against 

14 

Amend Regulations to Permit the Board to Amend the Regulations 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Independent Board Chair 

Shareholder 

Against 

For 

  

  

THE MOSAIC COMPANY
Meeting Date:  MAY 23, 2019


Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  MOS
Security ID:  61945C103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Cheryl K. Beebe 

Management 

For 

For 

2 

Elect Oscar P. Bernardes 

Management 

For 

Against 

3 

Elect Nancy E. Cooper 

Management 

For 

For 

4 

Elect Gregory L. Ebel 

Management 

For 

For 

5 

Elect Timothy S. Gitzel 

Management 

For 

For 

6 

Elect Denise C. Johnson 

Management 

For 

For 

7 

Elect Emery N. Koenig 

Management 

For 

For 

8 

Elect William T. Monahan 

Management 

For 

For 

9 

Elect James C. O'Rourke 

Management 

For 

For 

10 

Elect Steven M. Seibert 

Management 

For 

For 

11 

Elect Luciano Siani Pires 

Management 

For 

For 

12 

Elect Kelvin R. Westbrook 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

14 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

THE PNC FINANCIAL SERVICES GROUP, INC.
Meeting Date:  APR 23, 2019
Record Date:  FEB 01, 2019
Meeting Type:  ANNUAL  

Ticker:  PNC
Security ID:  693475105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Joseph Alvarado 

Management 

For 

For 

2 

Elect Charles E. Bunch 

Management 

For 

For 

3 

Elect Debra A. Cafaro 

Management 

For 

For 

4 

Elect Marjorie Rodgers Cheshire 

Management 

For 

For 

5 

Elect William S. Demchak 

Management 

For 

For 

6 

Elect Andrew T. Feldstein 

Management 

For 

For 

7 

Elect Richard J. Harshman 

Management 

For 

Against 

8 

Elect Daniel R. Hesse 

Management 

For 

For 

9 

Elect Richard B. Kelson 

Management 

For 

For 

10 

Elect Linda R. Medler 

Management 

For 

For 

11 

Elect Martin Pfinsgraff 

Management 

For 

For 

12 

Elect Toni Townes-Whitley 

Management 

For 

For 

13 

Elect Michael J. Ward 

Management 

For 

For 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

THE TRAVELERS COMPANIES, INC.
Meeting Date:  MAY 22, 2019
Record Date:  MAR 26, 2019
Meeting Type:  ANNUAL  

Ticker:  TRV
Security ID:  89417E109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Alan L. Beller 

Management 

For 

For 

2 

Elect Janet M. Dolan 

Management 

For 

For 

3 

Elect Patricia L. Higgins 

Management 

For 

For 

4 

Elect William J. Kane 

Management 

For 

For 

5 

Elect Clarence Otis, Jr. 

Management 

For 

For 

6 

Elect Philip T. Ruegger III 

Management 

For 

For 

7 

Elect Todd C. Schermerhorn 

Management 

For 

For 

8 

Elect Alan D. Schnitzer 

Management 

For 

For 

9 

Elect Donald J. Shepard 

Management 

For 

For 

10 

Elect Laurie J. Thomsen 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Amendment to the 2014 Stock Incentive Plan 

Management 

For 

For 

14 

Shareholder Proposal Regarding Diversity Reporting 

Shareholder 

Against 

For 

  

  

TOLL BROTHERS INC.
Meeting Date:  MAR 12, 2019
Record Date:  JAN 16, 2019
Meeting Type:  ANNUAL  

Ticker:  TOL
Security ID:  889478103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Robert I. Toll 

Management 

For 

For 

2 

Elect Douglas C. Yearley, Jr. 

Management 

For 

For 

3 

Elect Edward G. Boehne 

Management 

For 

For 

4 

Elect Richard J. Braemer 

Management 

For 

For 

5 

Elect Christine N. Garvey 

Management 

For 

For 

6 

Elect Karen H. Grimes 

Management 

For 

For 

7 

Elect Carl B. Marbach 

Management 

For 

For 

8 

Elect John A. McLean 

Management 

For 

For 

9 

Elect Stephen A. Novick 

Management 

For 

For 

10 

Elect Wendell E Pritchett 

Management 

For 

For 

11 

Elect Paul E. Shapiro 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Approval of the 2019 Omnibus Incentive Plan 

Management 

For 

Against 

  

  

TRANSOCEAN LTD
Meeting Date:  NOV 29, 2018
Record Date:  NOV 12, 2018
Meeting Type:  SPECIAL  

Ticker:  RIG
Security ID:  H8817H100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Increase in Authorized Capital 

Management 

For 

For 

2 

Merger/Acquisition 

Management 

For 

For 

3 

Amendments to Articles (Deletion of Special Purpose Authorized Share Capital) 

Management 

For 

For 

  

  

TRINITY INDUSTRIES, INC.
Meeting Date:  MAY 06, 2019
Record Date:  MAR 11, 2019
Meeting Type:  ANNUAL  

Ticker:  TRN
Security ID:  896522109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect John L. Adams 

Management 

For 

For 

1.2 

Elect Brandon B. Boze 

Management 

For 

For 

1.3 

Elect John J. Diez 

Management 

For 

For 

1.4 

Elect Leldon E. Echols 

Management 

For 

For 

1.5 

Elect Charles W. Matthews 

Management 

For 

For 

1.6 

Elect E. Jean Savage 

Management 

For 

For 

1.7 

Elect Dunia A. Shive 

Management 

For 

For 

1.8 

Elect Timothy R. Wallace 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

  

  

TWO HARBORS INVESTMENT CORP
Meeting Date:  JUL 26, 2018
Record Date:  JUN 22, 2018
Meeting Type:  SPECIAL  

Ticker:  TWO
Security ID:  90187B408  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Merger 

Management 

For 

For 

2 

Right to Adjourn Meeting 

Management 

For 

For 

  

  

TWO HARBORS INVESTMENT CORP.
Meeting Date:  MAY 16, 2019
Record Date:  MAR 22, 2019
Meeting Type:  ANNUAL  

Ticker:  TWO
Security ID:  90187B408  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Spencer Abraham 

Management 

For 

For 

2 

Elect James J. Bender 

Management 

For 

For 

3 

Elect Karen Hammond 

Management 

For 

For 

4 

Elect Stephen G. Kasnet 

Management 

For 

For 

5 

Elect William Roth 

Management 

For 

For 

6 

Elect W. Reid Sanders 

Management 

For 

For 

7 

Elect Thomas Siering 

Management 

For 

For 

8 

Elect James A. Stern 

Management 

For 

For 

9 

Elect Hope B. Woodhouse 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

  

  

TYSON FOODS, INC.
Meeting Date:  FEB 07, 2019
Record Date:  DEC 10, 2018
Meeting Type:  ANNUAL  

Ticker:  TSN
Security ID:  902494103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John H. Tyson 

Management 

For 

For 

2 

Elect Gaurdie E. Banister, Jr. 

Management 

For 

For 

3 

Elect Dean Banks 

Management 

For 

Against 

4 

Elect Mike D. Beebe 

Management 

For 

Against 

5 

Elect Mikel A. Durham 

Management 

For 

Against 

6 

Elect Kevin M. McNamara 

Management 

For 

For 

7 

Elect Cheryl S. Miller 

Management 

For 

For 

8 

Elect Jeffrey K. Schomburger 

Management 

For 

For 

9 

Elect Robert Thurber 

Management 

For 

Against 

10 

Elect Barbara A. Tyson 

Management 

For 

For 

11 

Elect Noel White 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

14 

Shareholder Proposal Regarding Human Rights Due Diligence Process Report 

Shareholder 

Against 

For 

  

  

U.S. BANCORP
Meeting Date:  APR 16, 2019
Record Date:  FEB 19, 2019
Meeting Type:  ANNUAL  

Ticker:  USB
Security ID:  902973304  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Warner L. Baxter 

Management 

For 

For 

2 

Elect Dorothy J. Bridges 

Management 

For 

For 

3 

Elect Elizabeth Buse 

Management 

For 

For 

4 

Elect Marc N. Casper 

Management 

For 

For 

5 

Elect Andrew Cecere 

Management 

For 

For 

6 

Elect Arthur D. Collins, Jr. 

Management 

For 

For 

7 

Elect Kimberly J. Harris 

Management 

For 

For 

8 

Elect Roland Hernandez 

Management 

For 

For 

9 

Elect Doreen Woo Ho 

Management 

For 

For 

10 

Elect Olivia F. Kirtley 

Management 

For 

For 

11 

Elect Karen S. Lynch 

Management 

For 

For 

12 

Elect Richard P. McKenney 

Management 

For 

For 

13 

Elect Yusuf I. Mehdi 

Management 

For 

For 

14 

Elect David B. O'Maley 

Management 

For 

For 

15 

Elect O'dell M. Owens 

Management 

For 

For 

16 

Elect Craig D. Schnuck 

Management 

For 

For 

17 

Elect Scott W. Wine 

Management 

For 

Against 

18 

Ratification of Auditor 

Management 

For 

For 

19 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date:  MAY 22, 2019
Record Date:  APR 01, 2019
Meeting Type:  ANNUAL  

Ticker:  UAL
Security ID:  910047109  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Carolyn Corvi 

Management 

For 

For 

2 

Elect Jane C. Garvey 

Management 

For 

For 

3 

Elect Barnaby "Barney" M. Harford 

Management 

For 

For 

4 

Elect Michele J. Hooper 

Management 

For 

For 

5 

Elect Walter Isaacson 

Management 

For 

For 

6 

Elect James A.C. Kennedy 

Management 

For 

For 

7 

Elect Oscar Munoz 

Management 

For 

For 

8 

Elect Edward M. Philip 

Management 

For 

For 

9 

Elect Edward L. Shapiro 

Management 

For 

For 

10 

Elect David J. Vitale 

Management 

For 

For 

11 

Elect James M. Whitehurst 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Shareholder Proposal Regarding Proxy Access Bylaw Amendment 

Shareholder 

Against 

Against 

15 

Shareholder Proposal Regarding Lobbying Report 

Shareholder 

Against 

For 

  

  

UNITED STATES STEEL CORPORATION
Meeting Date:  APR 30, 2019


Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  X
Security ID:  912909108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect David B. Burritt 

Management 

For 

For 

2 

Elect Patricia Diaz Dennis 

Management 

For 

For 

3 

Elect Dan O. Dinges 

Management 

For 

For 

4 

Elect John J. Engel 

Management 

For 

For 

5 

Elect John V. Faraci 

Management 

For 

For 

6 

Elect Murry S. Gerber 

Management 

For 

For 

7 

Elect Stephen J. Girsky 

Management 

For 

For 

8 

Elect Paul A. Mascarenas 

Management 

For 

For 

9 

Elect Eugene B. Sperling 

Management 

For 

For 

10 

Elect David S. Sutherland 

Management 

For 

For 

11 

Elect Patricia A. Tracey 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

  

  

VALERO ENERGY CORPORATION
Meeting Date:  APR 30, 2019
Record Date:  MAR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  VLO
Security ID:  91913Y100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect H. Paulett Eberhart 

Management 

For 

For 

2 

Elect Joseph W. Gorder 

Management 

For 

For 

3 

Elect Kimberly S. Greene 

Management 

For 

For 

4 

Elect Deborah P. Majoras 

Management 

For 

For 

5 

Elect Donald L. Nickles 

Management 

For 

For 

6 

Elect Philip J. Pfeiffer 

Management 

For 

For 

7 

Elect Robert A. Profusek 

Management 

For 

For 

8 

Elect Stephen M. Waters 

Management 

For 

For 

9 

Elect Randall J. Weisenburger 

Management 

For 

For 

10 

Elect Rayford Wilkins Jr. 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

VEREIT, INC.
Meeting Date:  MAY 01, 2019
Record Date:  MAR 08, 2019
Meeting Type:  ANNUAL  

Ticker:  VER
Security ID:  92339V100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Glenn J. Rufrano 

Management 

For 

For 

2 

Elect Hugh R. Frater 

Management 

For 

For 

3 

Elect David B. Henry 

Management 

For 

For 

4 

Elect Mary Hogan Preusse 

Management 

For 

For 

5 

Elect Richard J. Lieb 

Management 

For 

For 

6 

Elect Mark S. Ordan 

Management 

For 

For 

7 

Elect Eugene A. Pinover 

Management 

For 

For 

8 

Elect Julie G. Richardson 

Management 

For 

For 

9 

Ratification of Auditor 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

  

  

VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 02, 2019
Record Date:  MAR 04, 2019
Meeting Type:  ANNUAL  

Ticker:  VZ
Security ID:  92343V104  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Shellye L. Archambeau 

Management 

For 

For 

2 

Elect Mark T. Bertolini 

Management 

For 

For 

3 

Elect Vittorio Colao 

Management 

For 

For 

4 

Elect Melanie L. Healey 

Management 

For 

For 

5 

Elect Clarence Otis, Jr. 

Management 

For 

For 

6 

Elect Daniel H. Schulman 

Management 

For 

Against 

7 

Elect Rodney E. Slater 

Management 

For 

For 

8 

Elect Kathryn A. Tesija 

Management 

For 

For 

9 

Elect Hans Vestberg 

Management 

For 

For 

10 

Elect Gregory G. Weaver 

Management 

For 

For 

11 

Ratification of Auditor 

Management 

For 

For 

12 

Advisory Vote on Executive Compensation 

Management 

For 

For 

13 

Shareholder Proposal Regarding Executive Deferral Plan 

Shareholder 

Against 

Against 

14 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

15 

Shareholder Proposal Regarding Report on Online Child Exploitation 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Severance Approval Policy 

Shareholder 

Against 

For 

  

  

VOYA FINANCIAL, INC.
Meeting Date:  MAY 23, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  VOYA
Security ID:  929089100  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Curtis Arledge 

Management 

For 

For 

2 

Elect Lynne Biggar 

Management 

For 

For 

3 

Elect Jane P. Chwick 

Management 

For 

For 

4 

Elect Ruth Ann M. Gillis 

Management 

For 

For 

5 

Elect J. Barry Griswell 

Management 

For 

For 

6 

Elect Rodney O. Martin, Jr. 

Management 

For 

For 

7 

Elect Byron H. Pollitt, Jr. 

Management 

For 

For 

8 

Elect Joseph V. Tripodi 

Management 

For 

For 

9 

Elect David K. Zwiener 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Approval of the 2019 Omnibus Employee Incentive Plan 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

  

  

WALGREENS BOOTS ALLIANCE INC
Meeting Date:  JAN 25, 2019
Record Date:  NOV 26, 2018
Meeting Type:  ANNUAL  

Ticker:  WBA
Security ID:  931427108  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Jose E. Almeida 

Management 

For 

For 

2 

Elect Janice M. Babiak 

Management 

For 

For 

3 

Elect David J. Brailer 

Management 

For 

For 

4 

Elect William C. Foote 

Management 

For 

For 

5 

Elect Ginger L. Graham 

Management 

For 

For 

6 

Elect John A. Lederer 

Management 

For 

For 

7 

Elect Dominic P. Murphy 

Management 

For 

For 

8 

Elect Stefano Pessina 

Management 

For 

For 

9 

Elect Leonard D. Schaeffer 

Management 

For 

For 

10 

Elect Nancy M. Schlichting 

Management 

For 

For 

11 

Elect James A. Skinner 

Management 

For 

For 

12 

Ratification of Auditor 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Amendment to the Employee Stock Purchase Plan 

Management 

For 

For 

15 

Shareholder Proposal Regarding Independent Chair 

Shareholder 

Against 

For 

16 

Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Report on Response to Opioid Epidemic 

Shareholder 

Against 

For 

18 

Shareholder Proposal Regarding Right to Call a Special Meeting 

Shareholder 

Against 

For 

  

  

WALMART INC.
Meeting Date:  JUN 05, 2019
Record Date:  APR 12, 2019
Meeting Type:  ANNUAL  

Ticker:  WMT
Security ID:  931142103  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Cesar Conde 

Management 

For 

For 

2 

Elect Stephen J. Easterbrook 

Management 

For 

For 

3 

Elect Timothy P. Flynn 

Management 

For 

For 

4 

Elect Sarah J. Friar 

Management 

For 

For 

5 

Elect Carla A. Harris 

Management 

For 

Against 

6 

Elect Thomas W. Horton 

Management 

For 

For 

7 

Elect Marissa A. Mayer 

Management 

For 

Against 

8 

Elect C. Douglas McMillon 

Management 

For 

For 

9 

Elect Gregory B. Penner 

Management 

For 

For 

10 

Elect Steven S Reinemund 

Management 

For 

Against 

11 

Elect S. Robson Walton 

Management 

For 

For 

12 

Elect Steuart Walton 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

14 

Ratification of Auditor 

Management 

For 

For 

15 

Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment 

Shareholder 

Against 

Against 

16 

Shareholder Proposal Regarding Cumulative Voting 

Shareholder 

Against 

Against 

  

  

WELLS FARGO & COMPANY
Meeting Date:  APR 23, 2019
Record Date:  FEB 26, 2019
Meeting Type:  ANNUAL  

Ticker:  WFC
Security ID:  949746101  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect John D. Baker II 

Management 

For 

For 

2 

Elect Celeste A. Clark 

Management 

For 

For 

3 

Elect Theodore F. Craver, Jr. 

Management 

For 

For 

4 

Elect Elizabeth A. Duke 

Management 

For 

For 

5 

Elect Wayne M. Hewett 

Management 

For 

For 

6 

Elect Donald M. James 

Management 

For 

For 

7 

Elect Maria R. Morris 

Management 

For 

For 

8 

Elect Juan A. Pujadas 

Management 

For 

For 

9 

Elect James H. Quigley 

Management 

For 

For 

10 

Elect Ronald L. Sargent 

Management 

For 

For 

11 

Elect C. Allen Parker 

Management 

For 

For 

12 

Elect Suzanne M. Vautrinot 

Management 

For 

For 

13 

Advisory Vote on Executive Compensation 

Management 

For 

For 

14 

Amendment to the Long-Term Incentive Compensation Plan 

Management 

For 

For 

15 

Ratification of Auditor 

Management 

For 

For 

16 

Shareholder Proposal Regarding Incentive Compensation Report 

Shareholder 

Against 

Against 

17 

Shareholder Proposal Regarding Median Gender Pay Equity Report 

Shareholder 

Against 

Against 

  

  

WESCO INTERNATIONAL, INC.
Meeting Date:  MAY 30, 2019
Record Date:  APR 05, 2019
Meeting Type:  ANNUAL  

Ticker:  WCC
Security ID:  95082P105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect John J. Engel 

Management 

For 

For 

1.2 

Elect Matthew J. Espe 

Management 

For 

For 

1.3 

Elect Bobby J. Griffin 

Management 

For 

For 

1.4 

Elect John K. Morgan 

Management 

For 

For 

1.5 

Elect Steven A. Raymund 

Management 

For 

For 

1.6 

Elect James L. Singleton 

Management 

For 

For 

1.7 

Elect Easwaran Sundaram 

Management 

For 

For 

1.8 

Elect Lynn M. Utter 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

  

  

WESTERN DIGITAL CORP.
Meeting Date:  NOV 07, 2018
Record Date:  SEP 10, 2018
Meeting Type:  ANNUAL  

Ticker:  WDC
Security ID:  958102105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Martin I. Cole 

Management 

For 

For 

2 

Elect Kathleen A. Cote 

Management 

For 

For 

3 

Elect Henry T. DeNero 

Management 

For 

For 

4 

Elect Tunc Doluca 

Management 

For 

For 

5 

Elect Michael D. Lambert 

Management 

For 

For 

6 

Elect Len J. Lauer 

Management 

For 

For 

7 

Elect Matthew E. Massengill 

Management 

For 

For 

8 

Elect Stephen D. Milligan 

Management 

For 

For 

9 

Elect Paula A. Price 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

For 

11 

Amendment to the 2017 Performance Incentive Plan 

Management 

For 

For 

12 

Amendment to the 2005 Employee Stock Purchase Plan 

Management 

For 

For 

13 

Ratification of Auditor 

Management 

For 

For 

  

  

WHITING PETROLEUM CORPORATION
Meeting Date:  MAY 01, 2019
Record Date:  MAR 07, 2019
Meeting Type:  ANNUAL  

Ticker:  WLL
Security ID:  966387409  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1.1 

Elect Thomas L. Aller 

Management 

For 

For 

1.2 

Elect James E. Catlin 

Management 

For 

For 

1.3 

Elect Michael B. Walen 

Management 

For 

For 

2 

Advisory Vote on Executive Compensation 

Management 

For 

For 

3 

Ratification of Auditor 

Management 

For 

For 

4 

Amendment to the 2013 Equity Incentive Plan 

Management 

For 

For 

  

  

WRKCO INC
Meeting Date:  FEB 01, 2019
Record Date:  DEC 07, 2018
Meeting Type:  ANNUAL  

Ticker:  WRK
Security ID:  96145D105  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Elect Colleen F. Arnold 

Management 

For 

For 

2 

Elect Timothy J. Bernlohr 

Management 

For 

For 

3 

Elect J. Powell Brown 

Management 

For 

For 

4 

Elect Michael E. Campbell 

Management 

For 

For 

5 

Elect Terrell K. Crews 

Management 

For 

For 

6 

Elect Russell M. Currey 

Management 

For 

For 

7 

Elect John A. Luke 

Management 

For 

For 

8 

Elect Gracia C. Martore 

Management 

For 

For 

9 

Elect James E. Nevels 

Management 

For 

For 

10 

Elect Timothy H. Powers 

Management 

For 

For 

11 

Elect Steven C. Voorhees 

Management 

For 

For 

12 

Elect Bettina M. Whyte 

Management 

For 

For 

13 

Elect Alan D. Wilson 

Management 

For 

For 

14 

Elimination of Pass-Through Provision for Matters Pertaining to Subsidiary 

Management 

For 

For 

15 

Advisory Vote on Executive Compensation 

Management 

For 

For 

16 

Ratification of Auditor 

Management 

For 

For 

  

  

XEROX CORPORATION
Meeting Date:  MAY 21, 2019
Record Date:  MAR 25, 2019
Meeting Type:  ANNUAL  

Ticker:  XRX
Security ID:  984121608  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Approval of the Holding Company Reorganization 

Management 

For 

For 

2 

Elect Keith Cozza 

Management 

For 

Against 

3 

Elect Jonathan Christodoro 

Management 

For 

For 

4 

Elect Joseph J. Echevarria 

Management 

For 

For 

5 

Elect Nicholas F. Graziano 

Management 

For 

For 

6 

Elect Cheryl Gordon Krongard 

Management 

For 

For 

7 

Elect Scott Letier 

Management 

For 

For 

8 

Elect Giovanni Visentin 

Management 

For 

For 

9 

Ratification of Auditor 

Management 

For 

For 

10 

Advisory Vote on Executive Compensation 

Management 

For 

Against 

11 

Amendment to the Certificate of Incorporation to Implement Majority Voting Standard for Certain Corporate Actions 

Management 

For 

For 

12 

Right to Adjourn Meeting 

Management 

For 

For 

13 

Shareholder Proposal Regarding Simple Majority Vote 

Shareholder 

None 

Against 

PGIM Real Assets Fund (Cash) - Sub-Advisor: QMA 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Real Assets Fund (Cayman) - Sub-Advisor: QMA 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Real Assets Fund (Commodities) - Sub-Advisor: QMA 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Real Assets Fund (Fund of Fund) - Sub-Advisor: QMA 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Real Assets Fund (Gold) - Sub-Advisor: QMA 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Real Assets Fund (TIPS) - Sub-Advisor: PGIM Fixed Income 

There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. 

PGIM Strategic Bond Fund - Sub-Advisor: PGIM Fixed Income 

  

FRONTERA ENERGY CORP
Meeting Date:  MAY 29, 2019
Record Date:  APR 18, 2019
Meeting Type:  ANNUAL / SPECIAL  

Ticker:  PEGFF
Security ID:  35905B107  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Number of Directors: To set the number of directors at 7 

Management 

FOR 

FOR 

2 

Election of Directors: 01. Luis Fernando Alarcon 02. W. Ellis Armstrong 03. Gabriel de Alba 04. Raymond Bromark 05. Orlando Cabrales 06. Russell Ford 07. Veronique Giry 

Management 

FOR 

FOR 

3 

Appointment of Auditors: Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration 

Management 

FOR 

FOR 

4 

Amended and Restated Shareholder Rights Plan (1) To pass an ordinary resolution to amend and confirm the continuation of the amended and restated shareholder rights plan of the Corporation as more particularly described in the accompanying Management Info 

Management 

FOR 

FOR 

  

  

VISTRA ENERGY CORP
Meeting Date:  MAY 20, 2019
Record Date:  APR 15, 2019
Meeting Type:  ANNUAL  

Ticker:  VST
Security ID:  92840M102  

Proposal No 

Proposal 

Proposed By 

Management Recommendation 

Vote Cast 

1 

Election of Director Nominees 01 Paul M Barbas, 02 Cyrus Madon, 03 Geoffrey D Strong, 04 Bruce E Zimmerman 

Management 

FOR 

FOR 

2 

Approve on an advisory basis named executive officer compensation 

Management 

FOR 

FOR 

3 

Approve an amendement to the Vistra Energy Corp. 2016 Omnibus Incentive Plan (the "2016 Incentive Plan") to increase the number of shares available for issuance to plan participants under the Company's 2016 Incentive Plan 

Management 

FOR 

FOR 

4 

Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2018 

Management 

FOR 

FOR 

END NPX REPORT 

  

                                                                                                                                   SIGNATURES 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. 

 

Prudential Investment Portfolios 3

 

By: Stuart S. Parker*
       Stuart S. Parker, President

 

* By: /s/ Jonathan D. Shain
           Attorney-in-Fact

 

Date: August 15, 2019 

POWER OF ATTORNEY 

The undersigned, Ellen S. Alberding, Kevin J. Bannon, Scott E. Benjamin, Linda W. Bynoe, Barry H. Evans, Keith F. Hartstein, Laurie Simon Hodrick, Michael S. Hyland, Stuart S. Parker, Christian J. Kelly, Brian K. Reid, and Grace C. Torres as directors/trustees of each of the registered investment companies listed in Appendix A hereto, hereby authorize Andrew French, Claudia DiGiacomo, Raymond A. O’Hara and Jonathan D. Shain, or any of them, as attorney-in-fact, to sign on his or her behalf in the capacities indicated (and not in such person’s personal individual capacity for personal financial or estate planning), the Registration Statement on Form N-1A, filed for such registered investment company or any amendment thereto (including any pre-effective or post-effective amendments) and any and all supplements or other instruments in connection therewith, including Form N-PX, Forms 3, 4 and 5 for or on behalf of each registered investment company listed in Appendix A or any current or future series thereof, and to file the same, with all exhibits thereto, with the Securities and Exchange Commission.  

This Power of Attorney may be executed in multiple counterparts, each of which shall be deemed an original, but which taken together shall constitute one instrument. 

  

  

  

  

  

  

/s/ Ellen S. Alberding 

Ellen S. Alberding 

  

/s/ Laurie Simon Hodrick  

Laurie Simon Hodrick  

/s/ Kevin J. Bannon 

Kevin J. Bannon 

  

/s/ Michael S. Hyland 

Michael S. Hyland 

/s/ Scott E. Benjamin 

Scott E. Benjamin 

  

/s/ Christian J. Kelly  

Christian J. Kelly  

/s/ Linda W. Bynoe 

Linda W. Bynoe 

  

/s/ Stuart S. Parker  

Stuart S. Parker  

/s/ Barry H. Evans 

Barry H. Evans 

  

/s/ Brian K. Reid 

Brian K. Reid 

/s/ Keith F. Hartstein 

Keith F. Hartstein 

  

/s/ Grace C. Torres 

Grace C. Torres 

Dated: March 7, 2019 

  

  

  

APPENDIX A 

Prudential Government Money Market Fund, Inc.
The Prudential Investment Portfolios, Inc.
Prudential Investment Portfolios 2
Prudential Investment Portfolios 3
Prudential Investment Portfolios Inc. 14
Prudential Investment Portfolios 4
Prudential Investment Portfolios 5
Prudential Investment Portfolios 6
Prudential National Muni Fund, Inc.
Prudential Jennison Blend Fund, Inc.
Prudential Jennison Mid-Cap Growth Fund, Inc.
Prudential Investment Portfolios 7
Prudential Investment Portfolios 8
Prudential Jennison Small Company Fund, Inc.
Prudential Investment Portfolios 9
Prudential World Fund, Inc.
Prudential Investment Portfolios, Inc. 10
Prudential Jennison Natural Resources Fund, Inc.
Prudential Global Total Return Fund, Inc.
Prudential Investment Portfolios 12
Prudential Investment Portfolios, Inc. 15
Prudential Investment Portfolios 16
Prudential Investment Portfolios, Inc. 17
Prudential Investment Portfolios 18
Prudential Sector Funds, Inc.
Prudential Short-Term Corporate Bond Fund, Inc.
The Target Portfolio Trust
The Prudential Variable Contract Account-2
The Prudential Variable Contract Account-10
PGIM ETF Trust