0001209191-16-138172.txt : 20160822 0001209191-16-138172.hdr.sgml : 20160822 20160822175319 ACCESSION NUMBER: 0001209191-16-138172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160822 DATE AS OF CHANGE: 20160822 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPELLA EDUCATION CO CENTRAL INDEX KEY: 0001104349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 659-5360 MAIL ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polacek Steven L. CENTRAL INDEX KEY: 0001414011 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33140 FILM NUMBER: 161846108 MAIL ADDRESS: STREET 1: 4106 SUNNYSIDE ROAD CITY: EDINA STATE: MN ZIP: 55424 FORMER NAME: FORMER CONFORMED NAME: Polacek Steve DATE OF NAME CHANGE: 20071002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-19 0 0001104349 CAPELLA EDUCATION CO CPLA 0001414011 Polacek Steven L. 225 SOUTH 6TH STREET, 9TH FLOOR MINNEAPOLIS MN 55402 0 1 0 0 SVP & CFO Common Stock 2016-08-19 4 M 0 24785 50.53 A 43355 D Common Stock 2016-08-19 4 F 0 21891 62.15 D 21464 D Common Stock 2016-08-22 4 S 0 2894 62.00 D 18570 D Employee Stock Option (right to buy) 50.53 2016-08-19 4 M 0 24785 0.00 D 2018-05-09 Common Stock 24785 0 D Reflects the weighted average price of 2,894 shares of Issuer common stock sold by the reporting person in multiple transactions on August 22, 2016 at prices ranging from $61.75 to $62.37 per share. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares sold at each separate price. The option became exercisable in four equal, annual installments on May 10, 2012, May 10, 2013, May 10, 2014, and May 10, 2015. /s/ Kelly Jacobus, Attorney-in-Fact for Steven Polacek 2016-08-22