0001209191-15-059089.txt : 20150702 0001209191-15-059089.hdr.sgml : 20150702 20150702180735 ACCESSION NUMBER: 0001209191-15-059089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPELLA EDUCATION CO CENTRAL INDEX KEY: 0001104349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 659-5360 MAIL ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHANK STEPHEN G CENTRAL INDEX KEY: 0001254206 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33140 FILM NUMBER: 15971384 MAIL ADDRESS: STREET 1: C/O CAPELLA EDUCATION CO STREET 2: 222 S 9TH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-01 0 0001104349 CAPELLA EDUCATION CO CPLA 0001254206 SHANK STEPHEN G 225 SOUTH 6TH STREET, 9TH FLOOR MINNEAPOLIS MN 55402 1 0 0 0 Common stock 2015-07-01 4 S 0 23300 54.1143 D 83550 I By Trust Common stock 2015-07-02 4 S 0 23400 53.2728 D 60150 I By Trust Common stock 492286 I By Trust Common stock 79600 I By Trust Common stock 175844 I By Spouse's Trust Common stock 79600 I By Spouse's Trust Shares sold pursuant to a 10b5-1 plan entered into on May 27, 2015. Sales made during the normal course of business on 07/01/2015 at prices ranging from $53.48 to $54.675. Shares held by the Shank Family 2013 Generation Skipping Trust. Sales made during the normal course of business on 07/02/2015 at prices ranging from $52.91 to $54.21. Beneficially owned securities include 1,727 deferred stock units, each of which will be settled for one share of the company's common stock at the time the reporting person leaves the board or the company experiences a change in control. Shares held by the Stephen G. Shank Revocable Trust. Shares held by the Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust. Shares held by the Judith F. Shank Revocable Trust. Shares held by the Judith F. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust. /s/ Cristy Siede, Attorney-in-Fact for Stephen G. Shank 2015-07-02