4 1 virl.htm

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

 

 

 

Filed pursuant to Section 16(a) of the Securities Exchange act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

 

 

Form 4

OMB APPROVAL

OMB Number: 3235-0287

Expires: January 31, 2005

Estimated average burden

hours per response 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

 

 

(Print or Type Responses)

 

 

1. Name and Address of Reporting Person*

Crosslink Capital, Inc.

2. Issuer Name and Ticker or Trading Symbol

Virage Logic Corporation ("VIRL")

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

______Director ______10% Owner

______Officer (give _XX_Other (specify title below) below)

Affiliate of director (See Note 1)

(Last) (First) (Middle)

Two Embarcadero Center, Suite 2200

3. IRS Identification Number of Reporting Person, if an entity
(voluntary)

4. Statement for
Month/Year

11/4/02

(Street)

San Francisco, CA 94111

5. If Amendment,
Date of Original
(Month/Year)

7. Individual or Joint/Group Filing (Check Applicable Line)
___Form filed by One Reporting Person
XXForm filed by More than One Reporting Person

(City) (State) (Zip)

Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 4)

2. Trans-
action
Date


(Month/
Day/
Year)

3. Trans-
Action
Code
(Instr. 8)

 

 

4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 AND 5)

5. Amount of
Securities
Beneficially
Owned Following Reported Transaction(s)

(Instr. 3 and 4)

6. Owner-
ship
Form:
Direct
(D) or
Indirect
(I)

(Instr. 4)

7. Nature of Indirect Beneficial Ownership



(Instr. 4)

Code

V

Amount

(A) or

(D)

Price

Common Stock

11/04/02

S

150,000

D

$12.63

1,698,847

I

See Note 2

Common Stock

11/04/02

S

1,000

D

$12.56

842

D

See Note 3

Common Stock

11/04/02

S

3,050

D

$12.56

5,904

D

See Note 4

Common Stock

11/04/02

S

3,800

D

$12.56

4,586

D

See Note 5

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained (Over)
in this form are not required to respond unless the form displays SEC 1474 (3-00)

a currently valid OMB control number.

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative Security
(Instr. 4)

2. Conver-
sion or
Exercise
Price of
Deri-
vative
Security

3. Trans-
action
Date


(Month/
Day/
Year)

4. Trans-
action
Code
(Instr. 8)

 

 

 

 

 

 

5. Number of Deriv-
ative Securities Ac-
quired (A) or Dis-
posed of (D)
(Instr. 3, 4, and 5)

6. Date Exer-
cisable and
Expiration
Date
(Month/Day/
Year).

7. Title and Amount of Securities
Underlying
Derivative Security
(Inst. 4)

8. Price
of
Deriv-
ative
Secur-
ity
(Instr.
5)

9. Number
of deriv-
ative
Secur-
ities
Bene-
ficially
Owned
at End
of
Month
(Instr. 4)

10. Owner-
ship
Form of
Deriv-
ative
Security:
Direct
(D) or
Indirect
(I)
(Instr. 4)

11. Nature of Indirect
Beneficial Ownership
(Instr. 5)

 

Code

 

V

 

(A)

 

(D)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount or
Number of
Shares

Explanation of Responses:

(1) The reporting persons (the "Reporting Persons") consist of Crosslink Capital, Inc. ("Crosslink"), Crosslink Omega III Holdings, L.L.C. ("Omega III Holdings"), Crossover Fund III Management, L.L.C. ("Crossover III Management"), Michael J. Stark, Seymour F. Kaufman, Vladimir S. Jacimovic, Daniel John Dunn and Thomas Edward Bliska. Crosslink is an investment adviser to investment funds of which Omega III Holdings is the manager or the holder of Class B Units, and of which Crossover III Management is the general partner or the holder of Class B Units. Mr. Stark and Mr. Kaufman are control persons of Crosslink. Mr. Stark, Mr. Kaufman and Mr. Jacimovic are control persons of Omega III Holdings. Mr. Stark, Mr. Kaufman, Mr. Bliska, Mr. Dunn and Mr. Jacimovic are control persons of Crossover III Management. Mr. Stark is a director of Virage Logic Corporation (the "Issuer"). Because of Mr. Stark's position with the Issuer, the other Reporting Persons could be deemed insiders of the Issuer notwithstanding the fact that Crosslink and its affiliates collectively own less than 10% of the outstanding Common Stock of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of that Reporting Persons's pecuniary interest in such securities.

(2) These securities are indirectly beneficially owned by the Reporting Persons because they are held by investment funds to which Crosslink is the investment adviser and for which Omega III Holdings is the manager or the holder of Class B Units or Crossover III Management is the general partner or the holder of Class B Units.

(3) These securities are beneficially owned by Mr. Bliska.

(4) These securities are beneficially owned by Mr. Stark.

(5) These securities are beneficially owned by Mr. Kaufman.

Dated: November 6, 2002

Crosslink Capital, Inc.


By: Michael J. Stark, President

Crosslink Omega Holdings III, L.L.C.


By: Michael J. Stark, Manager

Crossover Fund III Management, L.L.C.


By: Michael J. Stark, Managing Director

Vladimir S. Jacimovic

Michael J. Stark

Daniel John Dunn

Seymour F. Kaufman

Thomas Edward Bliska

Joint Filer Information

Name: Crosslink Omega Holdings III, L.L.C.

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Crosslink Omega Holdings III, L.L.C.

By: Michael J. Stark, Manager

Name: Crossover Fund III Management, L.L.C.

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Crossover Fund III Management, L.L.C.

By: Michael J. Stark, Managing Director

Name: Michael J. Stark

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Michael J. Stark

Name: Seymour F. Kaufman

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Seymour F. Kaufman

Name: Vladimir S. Jacimovic

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Vladimir S. Jacimovic

Name: Daniel John Dunn

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Daniel John Dunn

Name: Thomas Edward Bliska

Address: Two Embarcadero Center, Suite 2200, San Francisco, California 94111

Designated Filer: Crosslink Capital, Inc.

Issuer and Ticker Symbol: Virage Logic Corporation (VIRL)

Statement for Month/Year: November 2002

Signature: Thomas Edward Bliska