-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWXBoi38AY5s5BD/vjg2qOuH5gd187UswH0NO5VOW2jWhJkF34RQWGbDVtFFt0kc ELoz1eqqMfjj1Au5AWjL+g== 0001014909-04-000145.txt : 20041026 0001014909-04-000145.hdr.sgml : 20041026 20041025204830 ACCESSION NUMBER: 0001014909-04-000145 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041026 DATE AS OF CHANGE: 20041025 EFFECTIVENESS DATE: 20041026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 041095203 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_sept2004.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: December 31, 2006 Estimated average burden hours per response..... 22.8 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------- [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------- [City, State] October 25, 2004 - ------------------------------------------------- [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 110,736 Form 13F Information Table Value Total: $3,917 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ A D C TELECOMMUNICATIONS COM 000886101 7 3750 SH SOLE 7 0 0 A T & T COM NEW 001957505 3 206 SH SOLE 3 0 0 ABBOTT LABS COM 002824100 25 600 SH SOLE 25 0 0 ABIGAIL ADAMS COM 003390101 2 100 SH SOLE 2 0 0 ALBERTSONS COM 013104104 62 2600 SH SOLE 62 0 0 ALLMERICA FINL CORP COM 019754100 14 509 SH SOLE 14 0 0 AMERICAN EXPRESS COM 025816109 21 399 SH SOLE 21 0 0 AMER INTL GROUP INC COM 026874107 48 700 SH SOLE 48 0 0 AMERICAN POWER CONVERSION COM 029066107 9 500 SH SOLE 9 0 0 AMGEN INC COM 031162100 17 300 SH SOLE 17 0 0 ANSWERTHINK INC COM 036916104 2 400 SH SOLE 2 0 0 APPLERA CORP-CELERA GENOMICS G CELERA GEN GRP 038020202 4 300 SH SOLE 4 0 0 AUTODESK INC COM 052769106 5 100 SH SOLE 5 0 0 AVENTIS ADR SPONSORED ADR 053561106 6 75 SH SOLE 6 0 0 B J SERVICES COM 055482103 26 500 SH SOLE 26 0 0 BRITISH PETROLEUM AMOCO ADR SPONSORED ADR 055622104 46 800 SH SOLE 46 0 0 BAXTER INTERNATIONAL COM 071813109 39 1200 SH SOLE 39 0 0 BECTON DICKINSON COM 075887109 3 50 SH SOLE 3 0 0 BELLSOUTH CORP COM 079860102 23 846 SH SOLE 23 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 87 1 SH SOLE 87 0 0 BERKSHIRE HATHAWAY CL B CL B 084670207 80 28 SH SOLE 80 0 0 BEST BUY INC COM 086516101 94 1740 SH SOLE 94 0 0 BLACK HILLS CORPORATION COM 092113109 4 150 SH SOLE 4 0 0 BLUE MARTINI SOFTWARE COM 095698502 0 71 SH SOLE 0 0 0 BONE CARE INTL. COM 098072101 10 400 SH SOLE 10 0 0 BRISTOL MYERS SQUIBB COM 110122108 114 4819 SH SOLE 114 0 0 BROADVISION INC COM 111412607 1 186 SH SOLE 1 0 0 CATERPILLAR INC DEL COM 149123101 32 400 SH SOLE 32 0 0 CHIRON CORP COM 170040109 17 392 SH SOLE 17 0 0 CITIGROUP INC COM 172967101 66 1500 SH SOLE 66 0 0 COCA COLA CO COM 191216100 20 500 SH SOLE 20 0 0 COMERICA INC COM 200340107 117 1973 SH SOLE 117 0 0 COX COMMUNICATIONS INC CL A CL A 224044107 2 50 SH SOLE 2 0 0 CULLEN/FROST BANKERS INC COM 229899109 51 1100 SH SOLE 51 0 0 DONALDSON INCORPORATED COM 257651109 20 700 SH SOLE 20 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 47 1100 SH SOLE 47 0 0 DUKE ENERGY CORP COM 264399106 3 140 SH SOLE 3 0 0 E M C CORP COM 268648102 8 700 SH SOLE 8 0 0 EASTMAN CHEMICAL CO COM 277432100 10 219 SH SOLE 10 0 0 ECOLAB INC COM 278865100 22 700 SH SOLE 22 0 0 ELECTRONIC ARTS COM 285512109 5 100 SH SOLE 5 0 0 EMERSON ELECTRIC CO COM 291011104 11 175 SH SOLE 11 0 0 ERICSSON ADR CL B ADR B SEK 10 294821608 6 184 SH SOLE 6 0 0 ETHAN ALLEN INTERIORS COM 297602104 6 175 SH SOLE 6 0 0 FASTENAL COM 311900104 6 100 SH SOLE 6 0 0 FIRST HEALTH GROUP CORP COM 320960107 48 3000 SH SOLE 48 0 0 FORD MOTOR CO COM PAR $0.01 345370860 20 1398 SH SOLE 20 0 0 FRONTIER AIRLINES COM 359065109 1 150 SH SOLE 1 0 0 GANNETT COM 364730101 34 400 SH SOLE 34 0 0 G A P INC COM 364760108 7 350 SH SOLE 7 0 0 GENERAL DYNAMICS CORP COM 369550108 36 350 SH SOLE 36 0 0 GENERAL ELEC CO COM 369604103 27 800 SH SOLE 27 0 0 GENZYME GENERAL CORP COM GENL DIV 372917104 0 1 SH SOLE 0 0 0 GOLDEN WEST FINANCIAL COM 381317106 6 50 SH SOLE 6 0 0 HCA INC COM 404119109 26 692 SH SOLE 26 0 0 HSBC HOLDINGS SPON ADR NEW 404280406 16 200 SH SOLE 16 0 0 HARLEY DAVIDSON COM 412822108 18 300 SH SOLE 18 0 0 HOME DEPOT COM 437076102 4 100 SH SOLE 4 0 0 HOSPIRA INC COM 441060100 8 265 SH SOLE 8 0 0 ILLINOIS TOOL WORKS COM 452308109 133 1427 SH SOLE 133 0 0 INTEL CORP COM 458140100 12 600 SH SOLE 12 0 0 I B M COM 459200101 23 264 SH SOLE 23 0 0 M S C I E A F E INDEX FUND MSCI EAFE IDX 464287465 57 400 SH SOLE 57 0 0 RUSSELL 2000 VALUE INDEX ISHAR RUSL 2000 VALU 464287630 13 75 SH SOLE 13 0 0 JABIL CIRCUIT, INC. COM 466313103 2 100 SH SOLE 2 0 0 JACOBS ENGR GROUP INC COM 469814107 15 400 SH SOLE 15 0 0 JARDINE FLEMING CHINA FUND COM 471110106 1 100 SH SOLE 1 0 0 JOHNSON & JOHNSON COM 478160104 17 300 SH SOLE 17 0 0 KEANE, INC COM 486665102 27 1750 SH SOLE 27 0 0 KEY CORP COM 493267108 47 1500 SH SOLE 47 0 0 KIMBERLY CLARK CORP COM 494368103 11 175 SH SOLE 11 0 0 LSI LOGIC CORP COM 502161102 1 300 SH SOLE 1 0 0 LAM RESEARCH CORP COM COM 512807108 10 450 SH SOLE 10 0 0 ESTEE LAUDER COMPANIES CL A CL A 518439104 6 150 SH SOLE 6 0 0 LEATHER FACTORY INC COM 522126101 1 360 SH SOLE 1 0 0 LIBERTY MEDIA GROUP CL A COM SER A 530718105 3 400 SH SOLE 3 0 0 TELE COMM LIBERTY MEDIA GR A COM SER A 530719103 1 20 SH SOLE 1 0 0 LOWES COMPANIES INC COM 548661107 16 300 SH SOLE 16 0 0 LUCENT TECHNOLOGIES COM 549463107 2 500 SH SOLE 2 0 0 MARSH & MCLENNAN CO COM 571748102 0 1 SH SOLE 0 0 0 MARSHALL & ILSLEY COM 571834100 16 400 SH SOLE 16 0 0 MASCO CORP COM 574599106 14 400 SH SOLE 14 0 0 MCGRAW HILL COMPANIES INC COM 580645109 10 125 SH SOLE 10 0 0 MEDTRONIC COM 585055106 23 450 SH SOLE 23 0 0 MERCK & CO INC COM 589331107 13 400 SH SOLE 13 0 0 MICROSOFT CORP COM 594918104 17 600 SH SOLE 17 0 0 MOLEX INC COM 608554101 40 1351 SH SOLE 40 0 0 MOODYS CORPORATION COM 615369105 7 100 SH SOLE 7 0 0 MOTOROLA INC COM 620076109 5 300 SH SOLE 5 0 0 NASDAQ 100 SHARES UNIT SER 1 631100104 11 300 SH SOLE 11 0 0 NATIONAL CITY CORP COM 635405103 23 600 SH SOLE 23 0 0 NEW YORK TIMES CL A CL A 650111107 14 350 SH SOLE 14 0 0 NIKE CL B 654106103 12 150 SH SOLE 12 0 0 NORTHERN TRUST COM 665859104 9 214 SH SOLE 9 0 0 O REILLY AUTO COM 686091109 23 600 SH SOLE 23 0 0 PEPSICO INC COM 713448108 15 300 SH SOLE 15 0 0 PFIZER INC COM 717081103 23 750 SH SOLE 23 0 0 PROCTER & GAMBLE COM 742718109 5 100 SH SOLE 5 0 0 PROGRESSIVE CORP, OHIO COM 743315103 6 75 SH SOLE 6 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 9 189 SH SOLE 9 0 0 QUANTUM CORP DSSG COM DSSG 747906204 1 400 SH SOLE 1 0 0 REGIS CORPORATION COM 758932107 6 150 SH SOLE 6 0 0 ROBERT HALF INTERNATIONAL COM 770323103 4 150 SH SOLE 4 0 0 ROCKWELL AUTOMATION INC COM 773903109 4 100 SH SOLE 4 0 0 ROYAL DUTCH PETRO NY REG EUR .56 780257804 21 400 SH SOLE 21 0 0 ST MARY LAND & EXPL CO COM 792228108 24 600 SH SOLE 24 0 0 SCHLUMBERGER LTD COM 806857108 27 400 SH SOLE 27 0 0 SIEBEL SYSTEM COM 826170102 1 100 SH SOLE 1 0 0 SOURCE CAPITAL COM 836144105 15 225 SH SOLE 15 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 66 3000 SH SOLE 66 0 0 STANLEY WORKS COM 854616109 425 10000 SH SOLE 425 0 0 STATE ST BOSTON CORP COM 857477103 13 300 SH SOLE 13 0 0 STRYKER CORP COM 863667101 24 500 SH SOLE 24 0 0 SYMANTEC COM 871503108 27 500 SH SOLE 27 0 0 TECHNE CORP COM 878377100 19 500 SH SOLE 19 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 1 100 SH SOLE 1 0 0 TEXAS INSTRUMENTS INC COM 882508104 14 652 SH SOLE 14 0 0 TRIBUNE COMPANY COM 896047107 8 200 SH SOLE 8 0 0 TRICO BANCSHARES INC COM 896095106 31 1500 SH SOLE 31 0 0 U S BANCORP COM NEW 902973304 75 2595 SH SOLE 75 0 0 UNION PACIFIC CORP COM 907818108 47 800 SH SOLE 47 0 0 UNITED BANKSHARES INC. W. VA COM 909907107 101 2928 SH SOLE 101 0 0 UNITED TECHNOLOGIES CORP COM 913017109 47 500 SH SOLE 47 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 39 3000 SH SOLE 39 0 0 WAL MART STORES INC COM 931142103 21 400 SH SOLE 21 0 0 WALGREEN COM 931422109 11 300 SH SOLE 11 0 0 WELLS FARGO - NEW COM 949746101 6 100 SH SOLE 6 0 0 WEYERHAEUSER CO COM 962166104 13 200 SH SOLE 13 0 0 WHOLE FOODS MARKET, INC. COM 966837106 13 150 SH SOLE 13 0 0 WILLIAMS SONOMA INC COM 969904101 30 800 SH SOLE 30 0 0 WYETH COM 983024100 13 350 SH SOLE 13 0 0 XILINX, INC. COM 983919101 8 300 SH SOLE 8 0 0 YAHOO INC COM 984332106 8 240 SH SOLE 8 0 0 TARGET CORP COM 87612E106 36 804 SH SOLE 36 0 0 AT & T WIRELESS GROUP COM 00209A106 4 300 SH SOLE 4 0 0 BURLINGTON NORTHERN SANTA FE C COM 12189T104 16 423 SH SOLE 16 0 0 CISCO SYSTEMS COM 17275R102 7 400 SH SOLE 7 0 0 COMCAST CORP NEW CL A CL A 20030N101 9 335 SH SOLE 9 0 0 COMCAST CORP SPECIAL CL A CL A SPL 20030N200 84 3000 SH SOLE 84 0 0 DELL INC COM 24702R101 14 400 SH SOLE 14 0 0 DOMINION RES INC VA COM 25746U109 16 250 SH SOLE 16 0 0 EAST WEST BANCORP COM 27579R104 24 700 SH SOLE 24 0 0 EXXONMOBIL COM 30231g102 48 1000 SH SOLE 48 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 50 1530 SH SOLE 50 0 0 JDS UNIPHASE CORP COM 46612J101 0 90 SH SOLE 0 0 0 J P MORGAN CHASE & CO COM 46625H100 19 473 SH SOLE 19 0 0 LEVEL 3 COMMUNICATIONS COM 52729N100 1 346 SH SOLE 1 0 0 LIFEPOINT HOSPS INC. COM 53219L109 15 500 SH SOLE 15 0 0 MEDCO HEALTH SOLUTIONS COM 58405U102 3 102 SH SOLE 3 0 0 NVIDIA COM 67066G104 3 200 SH SOLE 3 0 0 ORACLE COM 68389X105 8 750 SH SOLE 8 0 0 PMC-SIERRA INC COM 69344F106 2 280 SH SOLE 2 0 0 QUEST DIAGNOSTICS, INC COM 74834L100 18 200 SH SOLE 18 0 0 SBC COMMUNICATIONS INC COM 78387G103 113 4358 SH SOLE 113 0 0 SCANSOFT COM 80603P107 1 311 SH SOLE 1 0 0 SUREBEAM CORP CL A 86866R102 0 300 SH SOLE 0 0 0 3M COMPANY COM 88579Y101 21 266 SH SOLE 21 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 28 700 SH SOLE 28 0 0 VODAFONE GROUP PLC ADR SPONSORED ADR 92857W100 54 2250 SH SOLE 54 0 0 WILD OATS COM 96808b107 4 450 SH SOLE 4 0 0 XCEL ENERGY COM 98389B100 10 558 SH SOLE 10 0 0 FLEXTRONICS INC ORD Y2573F102 1 100 SH SOLE 1 0 0 ---- ------ 3917 110736 ==== ======
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