-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QKbai4n9yQXdC9b/n+fFLbAtGxkSRtqDh/sGuxsd5sVvVWmqADU1/GjjXviVZvyD 9SMBpYdTKsCvJialWxPaiw== 0001014909-04-000122.txt : 20040805 0001014909-04-000122.hdr.sgml : 20040805 20040804201015 ACCESSION NUMBER: 0001014909-04-000122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040805 EFFECTIVENESS DATE: 20040805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 04952924 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_june2004.txt FORM 13F - JUNE 30, 2004 ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: December 31, 2006 Estimated average burden hours per response..... 22.8 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------- [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------- [City, State] August 4, 2004 - ------------------------------------------------- [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 117,064 Form 13F Information Table Value Total: $4,116 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ A D C TELECOMMUNICATIONS COM 000886101 11 3750 SH SOLE 11 0 0 A T & T COM NEW 001957505 1 44 SH SOLE 1 0 0 ABBOTT LABS COM 002824100 24 600 SH SOLE 24 0 0 ABIGAIL ADAMS COM 003390101 2 100 SH SOLE 2 0 0 ALBERTSONS COM 013104104 69 2600 SH SOLE 69 0 0 ALLMERICA FINL CORP COM 019754100 17 509 SH SOLE 17 0 0 AMERICAN EXPRESS COM 025816109 21 399 SH SOLE 21 0 0 AMER INTL GROUP INC COM 026874107 50 700 SH SOLE 50 0 0 AMERICAN POWER CONVERSION COM 029066107 10 500 SH SOLE 10 0 0 AMGEN INC COM 031162100 16 300 SH SOLE 16 0 0 ANSWERTHINK INC COM 036916104 2 400 SH SOLE 2 0 0 APOLLO GROUP CL A 037604105 9 100 SH SOLE 9 0 0 APPLERA CORP-CELERA GENOMICS G CELERA GEN GRP 038020202 3 300 SH SOLE 3 0 0 AVENTIS ADR SPONSORED ADR 053561106 6 75 SH SOLE 6 0 0 B J SERVICES COM 055482103 23 500 SH SOLE 23 0 0 BRITISH PETROLEUM AMOCO ADR SPONSORED ADR 055622104 43 800 SH SOLE 43 0 0 BANK OF AMERICA CORP COM 060505104 9 111 SH SOLE 9 0 0 BAXTER INTERNATIONAL COM 071813109 41 1200 SH SOLE 41 0 0 BECTON DICKINSON COM 075887109 3 50 SH SOLE 3 0 0 BELLSOUTH CORP COM 079860102 22 846 SH SOLE 22 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 89 1 SH SOLE 89 0 0 BERKSHIRE HATHAWAY CL B CL B 084670207 83 28 SH SOLE 83 0 0 BEST BUY INC COM 086516101 88 1740 SH SOLE 88 0 0 BLACK HILLS CORPORATION COM 092113109 5 150 SH SOLE 5 0 0 BLUE MARTINI SOFTWARE COM 095698502 0 71 SH SOLE 0 0 0 BONE CARE INTL. COM 098072101 9 400 SH SOLE 9 0 0 BOSTON SCIENTIFIC COM 101137107 9 200 SH SOLE 9 0 0 BRISTOL MYERS SQUIBB COM 110122108 118 4819 SH SOLE 118 0 0 BROADVISION INC COM 111412607 1 186 SH SOLE 1 0 0 CATERPILLAR INC DEL COM 149123101 32 400 SH SOLE 32 0 0 CHEVRONTEXACO CORP COM 166764100 19 200 SH SOLE 19 0 0 CHIRON CORP COM 170040109 17 392 SH SOLE 17 0 0 CITIGROUP INC COM 172967101 70 1500 SH SOLE 70 0 0 COCA COLA CO COM 191216100 25 500 SH SOLE 25 0 0 COMERICA INC COM 200340107 108 1973 SH SOLE 108 0 0 COX COMMUNICATIONS INC CL A CL A 224044107 1 50 SH SOLE 1 0 0 CULLEN/FROST BANKERS INC COM 229899109 49 1100 SH SOLE 49 0 0 D P L INC COM 233293109 23 1200 SH SOLE 23 0 0 DTE ENERGY CO COM 233331107 12 300 SH SOLE 12 0 0 DIEBOLD INC COM 253651103 5 100 SH SOLE 5 0 0 DONALDSON INCORPORATED COM 257651109 21 700 SH SOLE 21 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 49 1100 SH SOLE 49 0 0 DUKE ENERGY CORP COM 264399106 3 140 SH SOLE 3 0 0 E M C CORP COM 268648102 8 700 SH SOLE 8 0 0 EASTMAN CHEMICAL CO COM 277432100 10 219 SH SOLE 10 0 0 ECOLAB INC COM 278865100 22 700 SH SOLE 22 0 0 ELECTRONIC ARTS COM 285512109 8 150 SH SOLE 8 0 0 EMERSON ELECTRIC CO COM 291011104 11 175 SH SOLE 11 0 0 ERICSSON ADR CL B ADR B SEK 10 294821608 6 184 SH SOLE 6 0 0 ETHAN ALLEN INTERIORS COM 297602104 6 175 SH SOLE 6 0 0 FASTENAL COM 311900104 6 100 SH SOLE 6 0 0 FIRST HEALTH GROUP CORP COM 320960107 47 3000 SH SOLE 47 0 0 FORD MOTOR CO COM PAR $0.01 345370860 22 1398 SH SOLE 22 0 0 FRONTIER AIRLINES COM 359065109 2 150 SH SOLE 2 0 0 GANNETT COM 364730101 34 400 SH SOLE 34 0 0 G A P INC COM 364760108 8 350 SH SOLE 8 0 0 GENERAL DYNAMICS CORP COM 369550108 35 350 SH SOLE 35 0 0 GENERAL ELEC CO COM 369604103 26 800 SH SOLE 26 0 0 GENZYME GENERAL CORP COM GENL DIV 372917104 0 1 SH SOLE 0 0 0 GOLDEN WEST FINANCIAL COM 381317106 5 50 SH SOLE 5 0 0 HCA INC COM 404119109 29 692 SH SOLE 29 0 0 HSBC HOLDINGS SPON ADR NEW 404280406 15 200 SH SOLE 15 0 0 HARLEY DAVIDSON COM 412822108 19 300 SH SOLE 19 0 0 HOME DEPOT COM 437076102 4 100 SH SOLE 4 0 0 HOSPIRA INC COM 441060100 7 265 SH SOLE 7 0 0 ILLINOIS TOOL WORKS COM 452308109 156 1627 SH SOLE 156 0 0 INTEL CORP COM 458140100 17 600 SH SOLE 17 0 0 I B M COM 459200101 23 264 SH SOLE 23 0 0 INTERPUBLIC GROUP COM 460690100 3 250 SH SOLE 3 0 0 M S C I E A F E INDEX FUND MSCI EAFE IDX 464287465 57 400 SH SOLE 57 0 0 RUSSELL 2000 VALUE INDEX ISHAR RUSL 2000 VALU 464287630 13 75 SH SOLE 13 0 0 IVAX CORP COM 465823102 15 608 SH SOLE 15 0 0 JABIL CIRCUIT, INC. COM 466313103 3 100 SH SOLE 3 0 0 JACOBS ENGR GROUP INC COM 469814107 16 400 SH SOLE 16 0 0 JARDINE FLEMING CHINA FUND COM 471110106 1 100 SH SOLE 1 0 0 JOHNSON & JOHNSON COM 478160104 17 300 SH SOLE 17 0 0 KEANE, INC COM 486665102 24 1750 SH SOLE 24 0 0 KEY CORP COM 493267108 45 1500 SH SOLE 45 0 0 KIMBERLY CLARK CORP COM 494368103 12 175 SH SOLE 12 0 0 LSI LOGIC CORP COM 502161102 2 300 SH SOLE 2 0 0 LAM RESEARCH CORP COM COM 512807108 12 450 SH SOLE 12 0 0 LEATHER FACTORY INC COM 522126101 2 360 SH SOLE 2 0 0 LIBERTY MEDIA GROUP CL A COM SER A 530718105 4 452 SH SOLE 4 0 0 TELE COMM LIBERTY MEDIA GR A COM SER A 530719103 1 22 SH SOLE 1 0 0 LOWES COMPANIES INC COM 548661107 16 300 SH SOLE 16 0 0 LUCENT TECHNOLOGIES COM 549463107 8 2000 SH SOLE 8 0 0 MARSH & MCLENNAN CO COM 571748102 0 1 SH SOLE 0 0 0 MARSHALL & ILSLEY COM 571834100 16 400 SH SOLE 16 0 0 MASCO CORP COM 574599106 12 400 SH SOLE 12 0 0 MEDTRONIC COM 585055106 22 450 SH SOLE 22 0 0 MERCK & CO INC COM 589331107 48 1000 SH SOLE 48 0 0 MICROSOFT CORP COM 594918104 17 600 SH SOLE 17 0 0 MOLEX INC COM 608554101 43 1351 SH SOLE 43 0 0 MOODYS CORPORATION COM 615369105 6 100 SH SOLE 6 0 0 MOTOROLA INC COM 620076109 5 300 SH SOLE 5 0 0 NASDAQ 100 SHARES UNIT SER 1 631100104 11 300 SH SOLE 11 0 0 NATIONAL CITY CORP COM 635405103 21 600 SH SOLE 21 0 0 NEW YORK TIMES CL A CL A 650111107 16 350 SH SOLE 16 0 0 NIKE CL B 654106103 11 150 SH SOLE 11 0 0 NOKIA CORP SPONS ADR FINLAND SPONSORED ADR 654902204 7 500 SH SOLE 7 0 0 NORTHERN TRUST COM 665859104 9 214 SH SOLE 9 0 0 O REILLY AUTO COM 686091109 27 600 SH SOLE 27 0 0 PEPSICO INC COM 713448108 16 300 SH SOLE 16 0 0 PETROLEUM DEV CORP COM 716578109 14 500 SH SOLE 14 0 0 PFIZER INC COM 717081103 26 750 SH SOLE 26 0 0 PROCTER & GAMBLE COM 742718109 5 100 SH SOLE 5 0 0 PROGRESSIVE CORP, OHIO COM 743315103 6 75 SH SOLE 6 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 9 189 SH SOLE 9 0 0 QUANTUM CORP DSSG COM DSSG 747906204 1 400 SH SOLE 1 0 0 QWEST COM 749121109 1 219 SH SOLE 1 0 0 ROBERT HALF INTERNATIONAL COM 770323103 4 150 SH SOLE 4 0 0 ROCKWELL AUTOMATION INC COM 773903109 4 100 SH SOLE 4 0 0 ROYAL DUTCH PETRO NY REG EUR .56 780257804 21 400 SH SOLE 21 0 0 ST MARY LAND & EXPL CO COM 792228108 21 600 SH SOLE 21 0 0 SCHLUMBERGER LTD COM 806857108 25 400 SH SOLE 25 0 0 SIEBEL SYSTEM COM 826170102 5 500 SH SOLE 5 0 0 SOURCE CAPITAL COM 836144105 15 225 SH SOLE 15 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 55 3000 SH SOLE 55 0 0 STANLEY WORKS COM 854616109 456 10000 SH SOLE 456 0 0 STATE ST BOSTON CORP COM 857477103 15 300 SH SOLE 15 0 0 STRYKER CORP COM 863667101 28 500 SH SOLE 28 0 0 SUN MICROSYSTEMS COM 866810104 1 200 SH SOLE 1 0 0 SYMANTEC COM 871503108 22 500 SH SOLE 22 0 0 TECO ENERGY COM 872375100 6 500 SH SOLE 6 0 0 TECHNE CORP COM 878377100 22 500 SH SOLE 22 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 1 100 SH SOLE 1 0 0 TEXAS INSTRUMENTS INC COM 882508104 16 652 SH SOLE 16 0 0 TRIBUNE COMPANY COM 896047107 9 200 SH SOLE 9 0 0 TRICO BANCSHARES INC COM 896095106 28 1500 SH SOLE 28 0 0 U S BANCORP COM NEW 902973304 72 2595 SH SOLE 72 0 0 UNION PACIFIC CORP COM 907818108 48 800 SH SOLE 48 0 0 UNITED BANKSHARES INC. W. VA COM 909907107 95 2928 SH SOLE 95 0 0 UNITED TECHNOLOGIES CORP COM 913017109 46 500 SH SOLE 46 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 56 3000 SH SOLE 56 0 0 WAL MART STORES INC COM 931142103 11 200 SH SOLE 11 0 0 WALGREEN COM 931422109 11 300 SH SOLE 11 0 0 WELLS FARGO - NEW COM 949746101 6 100 SH SOLE 6 0 0 WEYERHAEUSER CO COM 962166104 13 200 SH SOLE 13 0 0 WHOLE FOODS MARKET, INC. COM 966837106 14 150 SH SOLE 14 0 0 WILLIAMS SONOMA INC COM 969904101 26 800 SH SOLE 26 0 0 WYETH COM 983024100 13 350 SH SOLE 13 0 0 XILINX, INC. COM 983919101 10 300 SH SOLE 10 0 0 YAHOO INC COM 984332106 9 240 SH SOLE 9 0 0 TARGET CORP COM 87612E106 34 804 SH SOLE 34 0 0 AT & T WIRELESS GROUP COM 00209A106 1 71 SH SOLE 1 0 0 BANK ONE COM 06423A103 18 359 SH SOLE 18 0 0 BURLINGTON NORTHERN SANTA FE C COM 12189T104 15 423 SH SOLE 15 0 0 CARDINAL HEALTH INC COM 14149y108 28 400 SH SOLE 28 0 0 CISCO SYSTEMS COM 17275R102 9 400 SH SOLE 9 0 0 COMCAST CORP NEW CL A CL A 20030N101 2 71 SH SOLE 2 0 0 COMCAST CORP SPECIAL CL A CL A SPL 20030N200 3 125 SH SOLE 3 0 0 DELL INC COM 24702R101 14 400 SH SOLE 14 0 0 DOMINION RES INC VA COM 25746U109 16 250 SH SOLE 16 0 0 EAST WEST BANCORP COM 27579R104 21 700 SH SOLE 21 0 0 EXXONMOBIL COM 30231g102 44 1000 SH SOLE 44 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 51 1530 SH SOLE 51 0 0 JDS UNIPHASE CORP COM 46612J101 0 90 SH SOLE 0 0 0 J P MORGAN CHASE & CO COM 46625H100 12 300 SH SOLE 12 0 0 LEVEL 3 COMMUNICATIONS COM 52729N100 1 346 SH SOLE 1 0 0 LIFEPOINT HOSPS INC. COM 53219L109 19 500 SH SOLE 19 0 0 MEDCO HEALTH SOLUTIONS COM 58405U102 4 102 SH SOLE 4 0 0 MORGAN STANLEY EMERGING MARKET COM 61744H105 1 109 SH SOLE 1 0 0 NISOURCE INC COM 65473P105 17 846 SH SOLE 17 0 0 NVIDIA COM 67066G104 4 200 SH SOLE 4 0 0 ORACLE COM 68389X105 9 750 SH SOLE 9 0 0 PMC-SIERRA INC COM 69344F106 4 280 SH SOLE 4 0 0 QUEST DIAGNOSTICS, INC COM 74834L100 17 200 SH SOLE 17 0 0 SBC COMMUNICATIONS INC COM 78387G103 106 4358 SH SOLE 106 0 0 SCANSOFT COM 80603P107 2 311 SH SOLE 2 0 0 SUREBEAM CORP CL A 86866R102 0 300 SH SOLE 0 0 0 3M COMPANY COM 88579Y101 24 266 SH SOLE 24 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 25 700 SH SOLE 25 0 0 VODAFONE GROUP PLC ADR SPONSORED ADR 92857W100 50 2250 SH SOLE 50 0 0 WESTAR ENGERY INC COM 95709T100 15 750 SH SOLE 15 0 0 WILD OATS COM 96808b107 6 450 SH SOLE 6 0 0 WINSTON HOTELS INC COM 97563A102 5 500 SH SOLE 5 0 0 XCEL ENERGY COM 98389B100 9 558 SH SOLE 9 0 0 FLEXTRONICS INC ORD Y2573F102 2 100 SH SOLE 2 0 0 ---- ------ 4116 117064
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