-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1flL7jotwaZcmU18vm3yW2i2QJPjeCF03I4ehGiOKf6pguxHKsSiebd0JPnAPAb oEU+Iyr+JFMoq4Gyn/JOOg== 0001014909-03-000087.txt : 20030718 0001014909-03-000087.hdr.sgml : 20030718 20030717182736 ACCESSION NUMBER: 0001014909-03-000087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030718 EFFECTIVENESS DATE: 20030718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 03792024 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_june2003.txt FORM 13F - JUNE 30, 2003 ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: October 31, 2003 Estimated average burden hours per response..... 24.7 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------ [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------ [City, State] July 17, 2003 - ------------------------------------------------ [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 3,513,742 Form 13F Information Table Value Total: $104,596 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ COASTAL CARIBBEAN OILS & MINER COM 190432203 7 40937 SH SOLE 40937 0 0 GAM GAMERICA CAP FD CL A COM 364590885 178 8407 SH SOLE 8407 0 0 GLOBALSCAPE INC COM 37940G109 0 7 SH SOLE 7 0 0 PINE BROOK CAP INC CL A CL A 72246F109 0 1704 SH SOLE 1704 0 0 TELEFONICA DATA BRASIL HLDG PF SPONSORED ADR 879370104 0 4 SH SOLE 4 0 0 ABIGAIL ADAMS COM 003390101 2 100 SH SOLE 100 0 0 AMERICAN BALANCED FUND COM 024071102 16 1031 SH SOLE 1031 0 0 ABBOTT LABS COM 002824100 2311 52811 SH SOLE 52811 0 0 A D C TELECOMMUNICATIONS COM 000886101 9 3750 SH SOLE 3750 0 0 AUTOMATIC DATA PROCESSING COM 053015103 15 450 SH SOLE 450 0 0 AMEREN CORP COM 023608102 6 141 SH SOLE 141 0 0 AMERICAN ELECTRIC POWER COM 025537101 0 4 SH SOLE 4 0 0 AES CORP COM 00130H105 0 59 SH SOLE 59 0 0 A F L A C INC COM 001055102 14 440 SH SOLE 440 0 0 AMERICA FIRST REAL ESTATE INVT UT LTD PARTNER 02364Y101 14 1905 SH SOLE 1905 0 0 AGERE SYSTEMS, CL A CL A 00845V100 0 28 SH SOLE 28 0 0 AGERE SYSTEMS, CL B CL B 00845V209 2 728 SH SOLE 728 0 0 AMER INTL GROUP INC COM 026874107 69 1254 SH SOLE 1254 0 0 ALLSTATE COM 020002101 7 184 SH SOLE 184 0 0 APPLIED MATERIALS INC COM 038222105 2 137 SH SOLE 137 0 0 AIM FUNDS GROUP COM 008879744 12 523 SH SOLE 523 0 0 AMERICAN CONS GROWTH CORP COM 025227208 0 8 SH SOLE 8 0 0 AMGEN INC COM COM 031162100 8 124 SH SOLE 124 0 0 ANSWERTHINK INC COM 036916104 1 400 SH SOLE 400 0 0 AOL TIME WARNER COM 00184A105 15 933 SH SOLE 933 0 0 AMERICAN POWER CONVERSION COM 029066107 927 59415 SH SOLE 59415 0 0 APOLLO GROUP CL A 037604105 1768 28605 SH SOLE 28605 0 0 ARVINMERITOR INC COM 043353101 1 49 SH SOLE 49 0 0 ARTISAN INTL FUND COM 04314H204 7 448 SH SOLE 448 0 0 ALLTEL CORP COM 020039103 12 250 SH SOLE 250 0 0 ATMOS ENERGY CORP COM 049560105 3 118 SH SOLE 118 0 0 ATSI COMMUNICATIONS INC COM 00209G103 0 150 SH SOLE 150 0 0 AVENTIS ADR SPONSORED ADR 053561106 4 75 SH SOLE 75 0 0 AVON PROD INC COM 054303102 2 36 SH SOLE 36 0 0 AT & T WIRELESS GROUP COM 00209A106 28 3393 SH SOLE 3393 0 0 AXA ADR SPONSORED ADR 054536107 5 300 SH SOLE 300 0 0 AMERICAN EXPRESS COM 025816109 25 599 SH SOLE 599 0 0 BOEING CO. COM 097023105 3 100 SH SOLE 100 0 0 BANK OF AMERICA CORP COM 060505104 2915 36879 SH SOLE 36879 0 0 BAXTER INTERNATIONAL COM 071813109 93 3560 SH SOLE 3560 0 0 BB&T CORP COM 054937107 67 1940 SH SOLE 1940 0 0 BEST BUY INC COM 086516101 76 1740 SH SOLE 1740 0 0 BONE CARE INTL. COM 898072101 17 1250 SH SOLE 1250 0 0 BARD C R INCORPORATED COM 067383109 6 85 SH SOLE 85 0 0 BECTON DICKINSON COM 075887109 2 63 SH SOLE 63 0 0 B J SERVICES COM 055482103 1822 48770 SH SOLE 48770 0 0 BLACK HILLS CORPORATION COM 092113109 1540 50165 SH SOLE 50165 0 0 BELLSOUTH CORP COM 079860102 175 6584 SH SOLE 6584 0 0 BLUE MARTINI SOFTWARE COM 095698502 0 71 SH SOLE 71 0 0 BIOMET COM 090613100 3 112 SH SOLE 112 0 0 BRISTOL MYERS SQUIBB COM 110122108 131 4819 SH SOLE 4819 0 0 BURLINGTON NORTHERN SANTA FE C COM 12189T104 12 423 SH SOLE 423 0 0 BRITISH PETROLEUM AMOCO ADR SPONSORED ADR 055622104 61 1463 SH SOLE 1463 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 218 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY CL B CL B 084670207 36 15 SH SOLE 15 0 0 BLYTH INC COM 09643P108 1208 44395 SH SOLE 44395 0 0 BIOVAIL CORP INTL COM 09067J106 25 525 SH SOLE 525 0 0 BROADVISION INC COM 111412102 1 186 SH SOLE 186 0 0 CITIGROUP INC. COM 172967101 61 1414 SH SOLE 1414 0 0 CARDINAL HEALTH INC COM 14149y108 2430 37797 SH SOLE 37797 0 0 CATERPILLAR INC DEL COM 149123101 41 732 SH SOLE 732 0 0 CINCINNATI BELL INC NEW COM 171871106 3 400 SH SOLE 400 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 9 224 SH SOLE 224 0 0 COMDISCO INC COM 200334100 1 6 SH SOLE 6 0 0 CHILE FUND COM 168834109 10 1200 SH SOLE 1200 0 0 CHIRON CORP COM 170040109 17 392 SH SOLE 392 0 0 COMERICA INC COM 200340107 196 4220 SH SOLE 4220 0 0 COMCAST CORP NEW CL A CL A SPL 20030N101 36 1188 SH SOLE 1188 0 0 COMCAST CORP SPECIAL CL A CL A SPL 20030N200 284 9811 SH SOLE 9811 0 0 CAREMARK RX INC COM 141705103 12 477 SH SOLE 477 0 0 CONSOL ENERGY INC COM 20854P109 5 200 SH SOLE 200 0 0 CONEXANT SYS INC COM 207142100 1 200 SH SOLE 200 0 0 ROCKWELL COLLINS COM 774341101 2 100 SH SOLE 100 0 0 CONOCOPHILLIPS COM COM 20825C104 11 200 SH SOLE 200 0 0 COX COMMUNICATIONS INC CL A CL A 224044107 2 50 SH SOLE 50 0 0 CAMPBELL SOUP COM 134429109 0 8 SH SOLE 8 0 0 APPLERA CORP-CELERA GENOMICS G CELERA GEN GRP 038020202 3 300 SH SOLE 300 0 0 CORNERSTONE TOTAL RETURN FUND COM 21924U102 12 879 SH SOLE 879 0 0 CISCO SYSTEMS COM 17275R102 2784 165784 SH SOLE 165784 0 0 LIBERTY FUND SMALL CAP VALUE F COM 530548106 10 307 SH SOLE 307 0 0 CENTURYTEL INC COM 156700106 2 70 SH SOLE 70 0 0 CVS CORP COM 126650100 6 214 SH SOLE 214 0 0 CHEVRONTEXACO CORP COM 166764100 21 293 SH SOLE 293 0 0 CELANESE AG COM D1497A101 0 10 SH SOLE 10 0 0 DOMINION RES INC VA COM 25746U109 16 250 SH SOLE 250 0 0 DELTA AIRLINES COM 247361108 0 1 SH SOLE 1 0 0 DIEBOLD INC COM 253651103 982 22714 SH SOLE 22714 0 0 DONALDSON INCORPORATED COM 257651109 1187 26700 SH SOLE 26700 0 0 DOCUMENTUM INC COM 256159104 7 360 SH SOLE 360 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 13 311 SH SOLE 311 0 0 DELL COMPUTER COM 247025109 1023 32140 SH SOLE 32140 0 0 DELAWARE GROUP VALUE FUND CL A COM 246097109 9 318 SH SOLE 318 0 0 QUEST DIAGNOSTICS, INC COM 74834L100 1444 22630 SH SOLE 22630 0 0 DISNEY COM 254687106 12 600 SH SOLE 600 0 0 DEL MONTE FOODS CO COM 24522P103 1 160 SH SOLE 160 0 0 DOLLAR TREE STORES INC COM 256747106 8 250 SH SOLE 250 0 0 DOVER CORP COM 260003108 6 200 SH SOLE 200 0 0 DELPHI CORPORATION COM 247126105 2 279 SH SOLE 279 0 0 DREXLER TECHNOLOGY CORP COM 261876106 2 150 SH SOLE 150 0 0 QUANTUM CORP DSSG COM DSSG 747906204 2 400 SH SOLE 400 0 0 DTE ENERGY CO COM 233331107 21 536 SH SOLE 536 0 0 DUKE ENERGY CORP COM 264399106 3 140 SH SOLE 140 0 0 DUSA PHARMACEUTICALS INC COM COM 266898105 0 2 SH SOLE 2 0 0 ENGELHARD CORP COM 292845104 1 32 SH SOLE 32 0 0 ECOLAB INC COM 278865100 1355 52930 SH SOLE 52930 0 0 EUROPE FUND COM 29874m103 5 583 SH SOLE 583 0 0 M S C I E A F E INDEX FUND MSCI EAFE IDX 464287465 303 2800 SH SOLE 2800 0 0 ENERGEN CORP COM 29265n108 4 122 SH SOLE 122 0 0 EASTMAN KODAK COM 277461109 27 1004 SH SOLE 1004 0 0 ECHELON CORP COM 27874N105 7 500 SH SOLE 500 0 0 E M C CORP COM 268648102 512 48934 SH SOLE 48934 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 17 1700 SH SOLE 1700 0 0 EASTMAN CHEMICAL CO COM 277432100 7 219 SH SOLE 219 0 0 EMERSON ELECTRIC CO COM 291011104 1935 37870 SH SOLE 37870 0 0 ENRON CORP COM 293561106 0 50 SH SOLE 50 0 0 ERICSSON ADR CL B ADR CL B 294821608 8 768 SH SOLE 768 0 0 ETHAN ALLEN INTERIORS COM 297602104 1592 45267 SH SOLE 45267 0 0 EDWARDS LIFESCIENCES COM 28176E108 10 316 SH SOLE 316 0 0 FORD MOTOR CO COM 345370860 15 1398 SH SOLE 1398 0 0 FIDELITY ADVISOR BALANCED FUND COM 315807404 6 413 SH SOLE 413 0 0 FASTENAL COM 311900104 1366 40090 SH SOLE 40090 0 0 FLEETBOSTON FINANCIAL CORP COM 339030108 29 967 SH SOLE 967 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 49 1391 SH SOLE 1391 0 0 FIDELITY CONTRAFUND COM 316071109 61 1438 SH SOLE 1438 0 0 FIDELITY DIVIDEND GROWTH FUND COM 316389402 10 389 SH SOLE 389 0 0 FIDELITY EQUITY INCOME II COM 316145101 7 334 SH SOLE 334 0 0 FIDELITY GROWTH & INCOME FUND COM 316389204 8 244 SH SOLE 244 0 0 FIRST HEALTH GROUP CORP COM 421928102 83 3000 SH SOLE 3000 0 0 INVESCO HEALTH SCIENCES FUND COM 46127J307 7 163 SH SOLE 163 0 0 INVESCO CORE EQUITY INCOME FUN COM 46129W109 6 575 SH SOLE 575 0 0 FLEXTRONICS INC SER A PFD Y2573F102 460 44146 SH SOLE 44146 0 0 FIDELITY MAGELLAN FUND COM 316184100 16 188 SH SOLE 188 0 0 FRONTIER AIRLINES COM 359065109 25 2812 SH SOLE 2812 0 0 FINNING INTERNATIONAL COM 318071404 1 50 SH SOLE 50 0 0 GANNETT COM 364730101 81 1050 SH SOLE 1050 0 0 GUIDANT CORP COM 401698105 3 72 SH SOLE 72 0 0 GOLDEN WEST FINANCIAL COM 381317106 852 10645 SH SOLE 10645 0 0 GENERAL ELEC CO COM 369604103 3933 137129 SH SOLE 137129 0 0 GOLDEN OIL CO COM 381140300 0 14 SH SOLE 14 0 0 G A P INC COM 364760108 694 36967 SH SOLE 36967 0 0 GRAND METRO 9.42% PFD PFD 386087209 8 300 SH SOLE 300 0 0 GENZYME MOLECULAR ONCOLOGY COM-MOLECULAR 372917500 1 237 SH SOLE 237 0 0 HARBOR CAP APPRECIATION FUND COM 411511504 8 347 SH SOLE 347 0 0 HALLIBURTON CO COM 406216101 6 255 SH SOLE 255 0 0 HASBRO COM 418056107 4 225 SH SOLE 225 0 0 HCA INC COM 404119109 22 692 SH SOLE 692 0 0 HOME DEPOT COM 437076102 84 2525 SH SOLE 2525 0 0 HARLEY DAVIDSON COM 412822108 2 50 SH SOLE 50 0 0 HEINZ COM 423074103 12 361 SH SOLE 361 0 0 HONEYWELL INC COM 438516106 10 354 SH SOLE 354 0 0 HEWLETT PACKARD CO COM 428236103 12 540 SH SOLE 540 0 0 H R BLOCK COM 093671105 35 800 SH SOLE 800 0 0 I B M COM 459200101 84 1020 SH SOLE 1020 0 0 IMAGISTICS INTL INC COM 45247T104 1 21 SH SOLE 21 0 0 AQUILA INC DEL NEW COM 03840p102 1 241 SH SOLE 241 0 0 INTEL CORP COM 458140100 1503 72230 SH SOLE 72230 0 0 INTERPUBLIC GROUP COM 460690100 950 71020 SH SOLE 71020 0 0 ILLINOIS TOOL WORKS COM 452308109 107 1627 SH SOLE 1627 0 0 IT GROUP INC COM 465266104 0 400 SH SOLE 400 0 0 IVAX CORP COM 465823102 11 608 SH SOLE 608 0 0 ISHARES TRUST DJ TOTAL MARKET DJ US TOTL MKT 464287846 5 102 SH SOLE 102 0 0 JANUS INVT FD BALANCED FUND COM 471023879 33 1768 SH SOLE 1768 0 0 JANUS ENTERPRISE FUND COM 471023804 503 18801 SH SOLE 18801 0 0 JANUS INVT GLOBAL LIFE SCIENCE COM 471023671 32 2308 SH SOLE 2308 0 0 JANUS INVT GLOBAL TECH FUND COM 471023663 22 2607 SH SOLE 2607 0 0 JANUS MERCURY FUND COM 471023853 10 587 SH SOLE 587 0 0 JANUS FUND COM 471023101 1618 81051 SH SOLE 81051 0 0 JANUS INVT FD OLYMPUS FUND COM 471023754 11 472 SH SOLE 472 0 0 JANUS OVERSEAS FUND COM 471023846 140 8598 SH SOLE 8598 0 0 JANUS INVT TWENTY FUND COM 471023408 13 406 SH SOLE 406 0 0 JANUS INVT VENTURE FUND COM 471023507 7 191 SH SOLE 191 0 0 JANUS WORLDWIDE FUND COM 471023309 852 24885 SH SOLE 24885 0 0 JABIL CIRCUIT, INC. COM 466313103 656 29690 SH SOLE 29690 0 0 JDS UNIPHASE CORP COM 46612J101 0 90 SH SOLE 90 0 0 JACOBS ENGR GROUP INC COM 469814107 1064 25240 SH SOLE 25240 0 0 JARDINE FLEMING CHINA FUND COM 471110106 20 2300 SH SOLE 2300 0 0 JOHNSON & JOHNSON COM 478160104 2385 46132 SH SOLE 46132 0 0 J P MORGAN CHASE & CO COM 46625H100 21 600 SH SOLE 600 0 0 JANUS SPECIAL EQUITY FUND COM 471023655 1620 188619 SH SOLE 188619 0 0 KELLOGG CO COM 487836108 4 113 SH SOLE 113 0 0 KEANE, INC COM 486665102 36 2650 SH SOLE 2650 0 0 KEY CORP COM 493267108 38 1500 SH SOLE 1500 0 0 KIMBERLY CLARK CORP COM 494368103 2412 46255 SH SOLE 46255 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 10 250 SH SOLE 250 0 0 COCA COLA CO COM 191216100 2780 59904 SH SOLE 59904 0 0 KROGER CO COM 501044101 9 543 SH SOLE 543 0 0 KOHL'S CORP COM 500255104 20 395 SH SOLE 395 0 0 LIBERTY MEDIA GROUP CL A COM 530718105 52 4504 SH SOLE 4504 0 0 LINEAR TECHNOLOGY CORP COM 535678106 8 244 SH SOLE 244 0 0 LINCARE HOLDINGS INC COM 532791100 796 25175 SH SOLE 25175 0 0 LINDSAY MFG COM 535555106 23 1000 SH SOLE 1000 0 0 LOWES COMPANIES INC COM 548661107 6 150 SH SOLE 150 0 0 LIFEPOINT HOSPS INC. 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