-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L8o5uR0W1ux9yXIBATtNESMkmhsFqJ+2/LzN49R4Ypl/6ub0u3zrrkk4HPvwbXr/ hPPHnOOzsdiy9vaeeIfz3w== 0001014909-03-000001.txt : 20030121 0001014909-03-000001.hdr.sgml : 20030120 20030121114130 ACCESSION NUMBER: 0001014909-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030121 EFFECTIVENESS DATE: 20030121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 03518945 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_december2002.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: October 31, 2003 Estimated average burden hours per response..... 24.7 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------ [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------ [City, State] January 20, 2003 - ------------------------------------------------ [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 3,338,785 Form 13F Information Table Value Total: $88,890 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ANNANDALE CORPORATION COM 035712108 0 37500 SH SOLE 37500 0 0 COASTAL CARIBBEAN OILS & MINER COM 190432203 8 40937 SH SOLE 40937 0 0 GAM GAMERICA CAP FD CL A COM 364590885 196 11007 SH SOLE 11007 0 0 GLOBALSCAPE INC COM 37940G109 0 7 SH SOLE 7 0 0 TELEFONICA DATA BRASIL HLDG PF SPONSORED ADR 879370104 0 4 SH SOLE 4 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 498 27721 SH SOLE 27721 0 0 ALCOA INC COM 013817101 15 650 SH SOLE 650 0 0 AMERICAN BALANCED FUND COM 024071102 15 1031 SH SOLE 1031 0 0 ABBOTT LABS COM 002824100 2036 50901 SH SOLE 50901 0 0 ACE LTD ORD G0070K103 32 1090 SH SOLE 1090 0 0 A D C TELECOMMUNICATIONS COM 000886101 8 3750 SH SOLE 3750 0 0 ANALOG DEVICES, INC. COM 032654105 5 200 SH SOLE 200 0 0 AUTOMATIC DATA PROCESSING COM 053015103 21 537 SH SOLE 537 0 0 AMERICAN ELECTRIC POWER COM 025537101 0 4 SH SOLE 4 0 0 AES CORP COM 00130H105 0 59 SH SOLE 59 0 0 AFFYMETRIX INC COM 00826T108 5 200 SH SOLE 200 0 0 A F L A C INC COM 001055102 27 905 SH SOLE 905 0 0 AMERICA FIRST REAL ESTATE INVT UT LTD PARTNER 02364Y101 13 1905 SH SOLE 1905 0 0 AGERE SYSTEMS, CL A CL A 00845V100 0 26 SH SOLE 26 0 0 AGERE SYSTEMS, CL B CL B 00845V209 1 661 SH SOLE 661 0 0 KONINKLIJKE AHOLD NV SPONS ADR SPON ADR NEW 500467303 9 733 SH SOLE 733 0 0 ATSI COMMUNICATIONS INC COM 00209G103 0 150 SH SOLE 150 0 0 AMER INTL GROUP INC COM 026874107 109 1876 SH SOLE 1876 0 0 ALTERA CORP COM 021441100 1 120 SH SOLE 120 0 0 APPLIED MATERIALS INC COM 038222105 2 137 SH SOLE 137 0 0 AIM FUNDS GROUP COM 008879744 11 523 SH SOLE 523 0 0 AMERICAN CONS GROWTH CORP COM 025227208 0 8 SH SOLE 8 0 0 AMGEN INC COM COM 031162100 11 224 SH SOLE 224 0 0 ANSWERTHINK INC COM 036916104 1 400 SH SOLE 400 0 0 AOL TIME WARNER COM 00184A105 5 380 SH SOLE 380 0 0 AMERICAN POWER CONVERSION COM 029066107 861 56845 SH SOLE 56845 0 0 APOLLO GROUP CL A 037604105 2233 50743 SH SOLE 50743 0 0 ARVINMERITOR INC COM 043353101 1 49 SH SOLE 49 0 0 ARTISAN INTL FUND COM 04314H204 7 448 SH SOLE 448 0 0 ALLTEL CORP COM 020039103 13 250 SH SOLE 250 0 0 ATMOS ENERGY CORP COM 049560105 3 118 SH SOLE 118 0 0 AVENTIS ADR SPONSORED ADR 053561106 4 75 SH SOLE 75 0 0 AVON PROD INC COM 054303102 2 36 SH SOLE 36 0 0 AVERY DENNISON COM 053611109 123 2007 SH SOLE 2007 0 0 AT & T WIRELESS GROUP COM 00209A106 17 2999 SH SOLE 2999 0 0 AXA ADR SPONSORED ADR 054536107 4 300 SH SOLE 300 0 0 AMERICAN EXPRESS COM 025816109 14 399 SH SOLE 399 0 0 BOEING CO. COM 097023105 3 100 SH SOLE 100 0 0 BANK OF AMERICA CORP COM 060505104 3046 43786 SH SOLE 43786 0 0 BAXTER INTERNATIONAL COM 071813109 88 3160 SH SOLE 3160 0 0 BB&T CORP COM 054937107 72 1940 SH SOLE 1940 0 0 BEST BUY INC COM 086516101 45 1845 SH SOLE 1845 0 0 BONE CARE INTL. COM 898072101 12 1250 SH SOLE 1250 0 0 BARD C R INCORPORATED COM 067383109 5 85 SH SOLE 85 0 0 BECTON DICKINSON COM 075887109 2 63 SH SOLE 63 0 0 BERGER GROWTH FUND COM 084036102 9 1848 SH SOLE 1848 0 0 BERGER INVT SMALL GROWTH FUND COM 084045103 6 3713 SH SOLE 3713 0 0 BJ'S WHOLESALE CLUB COM 05548J106 4 234 SH SOLE 234 0 0 B J SERVICES COM 055482103 1543 47745 SH SOLE 47745 0 0 BANK OF NEW YORK COM 064057102 2 90 SH SOLE 90 0 0 BLACK HILLS CORPORATION COM 092113109 1145 43165 SH SOLE 43165 0 0 BELLSOUTH CORP COM 079860102 178 6884 SH SOLE 6884 0 0 BLUE MARTINI SOFTWARE COM 095698502 0 71 SH SOLE 71 0 0 BRISTOL MYERS SQUIBB COM 110122108 203 8769 SH SOLE 8769 0 0 BURLINGTON NORTHERN SANTA FE C COM 12189T104 11 423 SH SOLE 423 0 0 BRITISH PETROLEUM AMOCO ADR SPONSORED ADR 055622104 70 1713 SH SOLE 1713 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 218 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY CL B CL B 084670207 145 60 SH SOLE 60 0 0 BROADWING INC COM 111620100 1 400 SH SOLE 400 0 0 BLYTH INC COM 09643P108 1167 43620 SH SOLE 43620 0 0 ANHEUSER BUSCH COS INC COM 035229103 13 262 SH SOLE 262 0 0 BIOVAIL CORP INTL COM 09067J106 14 525 SH SOLE 525 0 0 BROADVISION INC COM 111412102 1 186 SH SOLE 186 0 0 CITIGROUP INC. COM 172967101 60 1698 SH SOLE 1698 0 0 CARDINAL HEALTH INC COM 14149y108 2054 34700 SH SOLE 34700 0 0 CATERPILLAR INC DEL COM 149123101 33 732 SH SOLE 732 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 8 224 SH SOLE 224 0 0 COMDISCO INC COM 200334100 81 1042 SH SOLE 1042 0 0 CONCORD EFS INC COM 206197105 703 44655 SH SOLE 44655 0 0 COUNTRYWIDE CREDIT INDUSTRIES COM 222372104 31 600 SH SOLE 600 0 0 CHILE FUND COM 168834109 9 1200 SH SOLE 1200 0 0 CHIRON CORP COM 170040109 22 592 SH SOLE 592 0 0 COMERICA INC COM 200340107 204 4720 SH SOLE 4720 0 0 COMCAST CORP NEW CL A CL A SPL 20030N101 34 1452 SH SOLE 1452 0 0 COMCAST CORP SPECIAL CL A CL A SPL 20030N200 222 9811 SH SOLE 9811 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 6 600 SH SOLE 600 0 0 CAREMARK RX INC COM 141705103 8 477 SH SOLE 477 0 0 CONSOL ENERGY INC COM 20854P109 3 200 SH SOLE 200 0 0 CONEXANT SYS INC COM 207142100 0 200 SH SOLE 200 0 0 ROCKWELL COLLINS COM 774341101 2 100 SH SOLE 100 0 0 CONOCOPHILLIPS COM COM 20825C104 30 625 SH SOLE 625 0 0 COSTCO WHSL CORP COM 22160K105 23 810 SH SOLE 810 0 0 COX COMMUNICATIONS INC CL A CL A 224044107 1 50 SH SOLE 50 0 0 CAMPBELL SOUP COM 134429109 0 8 SH SOLE 8 0 0 APPLERA CORP-CELERA GENOMICS G CELERA GEN GRP 038020202 3 300 SH SOLE 300 0 0 CORNERSTONE TOTAL RETURN FUND COM 21924U102 9 812 SH SOLE 812 0 0 CISCO SYSTEMS COM 17275R102 2365 180544 SH SOLE 180544 0 0 LIBERTY FUND SMALL CAP VALUE F COM 530548106 9 307 SH SOLE 307 0 0 CSX CORP COM 126408103 1 50 SH SOLE 50 0 0 CENTURYTEL INC COM 156700106 2 70 SH SOLE 70 0 0 CUMMINS ENGINE COM 231021106 28 1000 SH SOLE 1000 0 0 CHEVRONTEXACO CORP COM 166764100 6 93 SH SOLE 93 0 0 CELANESE AG COM D1497A101 0 10 SH SOLE 10 0 0 DOMINION RES INC VA COM 25746U109 14 250 SH SOLE 250 0 0 DELTA AIRLINES COM 247361108 0 1 SH SOLE 1 0 0 DIEBOLD INC COM 253651103 975 23644 SH SOLE 23644 0 0 DONALDSON INCORPORATED COM 257651109 917 25465 SH SOLE 25465 0 0 DOCUMENTUM INC COM 256159104 6 360 SH SOLE 360 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 22 511 SH SOLE 511 0 0 DELL COMPUTER COM 247025109 77 2890 SH SOLE 2890 0 0 DIAGEO PLC SPONSORED ADR SPON ADR NEW 25243Q205 26 600 SH SOLE 600 0 0 DELAWARE GROUP VALUE FUND CL A COM 246097109 8 318 SH SOLE 318 0 0 QUEST DIAGNOSTICS, INC COM 74834L100 1153 20270 SH SOLE 20270 0 0 DISNEY COM 254687106 13 770 SH SOLE 770 0 0 ECHOSTAR COMMUNICATIONS A CL A 278762109 111 5000 SH SOLE 5000 0 0 DEL MONTE FOODS CO COM 24522P103 1 161 SH SOLE 161 0 0 DOLLAR TREE STORES INC COM 256747106 6 250 SH SOLE 250 0 0 GENENTECH INC COM NEW 368710406 8 232 SH SOLE 232 0 0 DOVER CORP COM 260003108 6 200 SH SOLE 200 0 0 DELPHI AUTOMOTIVE SYSTEMS COM 247126105 2 279 SH SOLE 279 0 0 DREXLER TECHNOLOGY CORP COM 261876106 2 150 SH SOLE 150 0 0 QUANTUM CORP DSSG COM DSSG 747906204 1 400 SH SOLE 400 0 0 DUKE ENERGY CORP COM 264399106 3 140 SH SOLE 140 0 0 ENGELHARD CORP COM 292845104 1 32 SH SOLE 32 0 0 EDS CORPORATION COM 285661104 1 60 SH SOLE 60 0 0 EUROPE FUND COM 29874m103 4 583 SH SOLE 583 0 0 M S C I E A F E INDEX FUND MSCI EAFE IDX 464287465 228 2300 SH SOLE 2300 0 0 ENERGEN CORP COM 29265n108 4 122 SH SOLE 122 0 0 EASTMAN KODAK COM 277461109 35 1004 SH SOLE 1004 0 0 ECHELON CORP COM 27874N105 6 500 SH SOLE 500 0 0 E M C CORP COM 268648102 339 55214 SH SOLE 55214 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 13 1700 SH SOLE 1700 0 0 EASTMAN CHEMICAL CO COM 277432100 8 219 SH SOLE 219 0 0 EMERSON ELECTRIC CO COM 291011104 1906 37475 SH SOLE 37475 0 0 ENRON CORP COM 293561106 0 50 SH SOLE 50 0 0 EL PASO CORP COM 28336L109 1 80 SH SOLE 80 0 0 ERICSSON ADR CL B ADR CL B 294821608 3 448 SH SOLE 448 0 0 ETHAN ALLEN INTERIORS COM 297602104 1522 44297 SH SOLE 44297 0 0 EDWARDS LIFESCIENCES COM 28176E108 8 316 SH SOLE 316 0 0 EXELON CORP COM 30161N101 4 80 SH SOLE 80 0 0 EXODUS COMMUNICATIONS COM 302088109 0 90 SH SOLE 90 0 0 FORD MOTOR CO COM 345370860 13 1398 SH SOLE 1398 0 0 FIDELITY ADVISOR BALANCED FUND COM 315807404 6 413 SH SOLE 413 0 0 FASTENAL COM 311900104 1384 37025 SH SOLE 37025 0 0 FLEETBOSTON FINANCIAL CORP COM 339030108 23 967 SH SOLE 967 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 43 1391 SH SOLE 1391 0 0 FIDELITY CONTRAFUND COM 316071109 10 269 SH SOLE 269 0 0 FIDELITY DIVIDEND GROWTH FUND COM 316389402 9 389 SH SOLE 389 0 0 FIDELITY EQUITY INCOME II COM 316145101 6 334 SH SOLE 334 0 0 FIDELITY GROWTH & INCOME FUND COM 316389204 7 244 SH SOLE 244 0 0 FIRST HEALTH GROUP CORP COM 421928102 73 3000 SH SOLE 3000 0 0 FIFTH THIRD BANCORP COM 316773100 3 50 SH SOLE 50 0 0 FLEXTRONICS INC SER A PFD Y2573F102 310 37826 SH SOLE 37826 0 0 FIDELITY MAGELLAN FUND COM 316184100 15 188 SH SOLE 188 0 0 FEDERAL NATL MTG ASSOC COM 313586109 19 300 SH SOLE 300 0 0 FRONTIER AIRLINES COM 359065109 19 2812 SH SOLE 2812 0 0 FINNING INTERNATIONAL COM 318071404 1 50 SH SOLE 50 0 0 GANNETT COM 364730101 75 1050 SH SOLE 1050 0 0 GENERAL DYNAMICS CORP COM 369550108 10 125 SH SOLE 125 0 0 GUIDANT CORP COM 401698105 2 72 SH SOLE 72 0 0 GOLDEN WEST FINANCIAL COM 381317106 654 9110 SH SOLE 9110 0 0 GENERAL ELEC CO COM 369604103 3112 127803 SH SOLE 127803 0 0 GENERAL MTRS CORP COM 370442105 21 560 SH SOLE 560 0 0 GENERAL MOTORS HUGHES ELECTRON CL H NEW 370442832 6 600 SH SOLE 600 0 0 GOLDEN OIL CO COM 381140300 0 14 SH SOLE 14 0 0 G A P INC COM 364760108 487 31382 SH SOLE 31382 0 0 GENZYME MOLECULAR ONCOLOGY COM-MOLECULAR 372917500 0 237 SH SOLE 237 0 0 HARBOR CAP APPRECIATION FUND COM 411511504 23 1140 SH SOLE 1140 0 0 HALLIBURTON CO COM 406216101 2 100 SH SOLE 100 0 0 HASBRO COM 418056107 3 225 SH SOLE 225 0 0 HCA INC COM 404119109 29 692 SH SOLE 692 0 0 HOME DEPOT COM 437076102 22 925 SH SOLE 925 0 0 HARLEY DAVIDSON COM 412822108 30 650 SH SOLE 650 0 0 HARTFORD FINCL SERVICES GRP COM 416515104 3 60 SH SOLE 60 0 0 HEINZ COM 423074103 12 361 SH SOLE 361 0 0 HONEYWELL INC COM 438516106 8 354 SH SOLE 354 0 0 STARWOOD HOTELS & RESORTS PAIRED CTF 85590A203 1 50 SH SOLE 50 0 0 HEWLETT PACKARD CO COM 428236103 9 540 SH SOLE 540 0 0 H R BLOCK COM 093671105 32 800 SH SOLE 800 0 0 I B M COM 459200101 95 1232 SH SOLE 1232 0 0 IMAGISTICS INTL INC COM 45247T104 0 21 SH SOLE 21 0 0 AQUILA INC DEL NEW COM 03840p102 0 241 SH SOLE 241 0 0 INTEL CORP COM 458140100 1001 64292 SH SOLE 64292 0 0 INTERNATIONAL PAPER CO COM 460146103 4 110 SH SOLE 110 0 0 INTERPUBLIC GROUP COM 460690100 800 56795 SH SOLE 56795 0 0 INGERSOLL-RAND CO COM G4776G101 3 80 SH SOLE 80 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 7 400 SH SOLE 400 0 0 ILLINOIS TOOL WORKS COM 452308109 106 1627 SH SOLE 1627 0 0 JANUS INVT FD BALANCED FUND COM 471023879 32 1768 SH SOLE 1768 0 0 JANUS ENTERPRISE FUND COM 471023804 431 18801 SH SOLE 18801 0 0 JANUS INVT GLOBAL LIFE SCIENCE COM 471023671 7 542 SH SOLE 542 0 0 JANUS INVT GLOBAL TECH FUND COM 471023663 4 596 SH SOLE 596 0 0 JANUS MERCURY FUND COM 471023853 9 587 SH SOLE 587 0 0 JANUS FUND COM 471023101 1444 81051 SH SOLE 81051 0 0 JANUS OVERSEAS FUND COM 471023846 131 8598 SH SOLE 8598 0 0 JANUS WORLDWIDE FUND COM 471023309 805 25046 SH SOLE 25046 0 0 JABIL CIRCUIT, INC. COM 466313103 519 28965 SH SOLE 28965 0 0 JDS UNIPHASE CORP COM 46612J101 0 90 SH SOLE 90 0 0 JARDINE FLEMING CHINA FUND COM 471110106 15 2300 SH SOLE 2300 0 0 JOHNSON & JOHNSON COM 478160104 2448 45585 SH SOLE 45585 0 0 J P MORGAN CHASE & CO COM 46625H100 19 800 SH SOLE 800 0 0 JANUS INVT. FD STRAT VALUE FUN COM 471023655 1272 180172 SH SOLE 180172 0 0 KELLOGG CO COM 487836108 4 113 SH SOLE 113 0 0 KEANE, INC COM 486665102 24 2650 SH SOLE 2650 0 0 KEY CORP COM 493267108 38 1500 SH SOLE 1500 0 0 KRAFT FOODS INC CL A CL A 50075N104 4 100 SH SOLE 100 0 0 KING PHARMACEUTICALS INC COM 495582108 2 100 SH SOLE 100 0 0 KIMBERLY CLARK CORP COM 494368103 1914 40330 SH SOLE 40330 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 18 500 SH SOLE 500 0 0 COCA COLA CO COM 191216100 2533 57784 SH SOLE 57784 0 0 KROGER CO COM 501044101 8 543 SH SOLE 543 0 0 KOHL'S CORP COM 500255104 25 455 SH SOLE 455 0 0 LIBERTY MEDIA GROUP CL A COM 530718105 9 1000 SH SOLE 1000 0 0 LEE ENTERPRISES INC COM 523768109 13 400 SH SOLE 400 0 0 LEHMAN BROTHERS COM 524908100 3 60 SH SOLE 60 0 0 LINEAR TECHNOLOGY CORP COM 535678106 6 244 SH SOLE 244 0 0 LOCKHEED MARTIN CORP COM 539830109 36 630 SH SOLE 630 0 0 LINCARE HOLDINGS INC COM 532791100 398 12575 SH SOLE 12575 0 0 LINDSAY MFG COM 535555106 21 1000 SH SOLE 1000 0 0 LOWES COMPANIES INC COM 548661107 15 400 SH SOLE 400 0 0 LAM RESEARCH CORP COM COM 512807108 4 360 SH SOLE 360 0 0 LSI LOGIC CORP COM 502161102 2 300 SH SOLE 300 0 0 LIBERTY SATELLITE & TECHNOLOGY COM 531182301 0 4 SH SOLE 4 0 0 LUCENT TECHNOLOGIES COM 549463107 3 2500 SH SOLE 2500 0 0 SOUTHWEST AIRLINES COM 844741108 14 1000 SH SOLE 1000 0 0 LEVEL 3 COMMUNICATIONS COM 52729N100 2 346 SH SOLE 346 0 0 LEXMARK INTL. 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