-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/Z7m/BZkxqMcSa3L7UlKoJZsVEQXK3jZebqDGIcnxEa9FEbAWXvBeslUpNeyCWG 6ZmdU2pFiFHg+6cj0yA9aA== 0001014909-02-000165.txt : 20020726 0001014909-02-000165.hdr.sgml : 20020726 20020726130712 ACCESSION NUMBER: 0001014909-02-000165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAGNER INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001104257 IRS NUMBER: 840770536 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05199 FILM NUMBER: 02711777 BUSINESS ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 BUSINESS PHONE: 3037771800 MAIL ADDRESS: STREET 1: 3200 CHERRY CREEK SOUTH DR STREET 2: STE 240 CITY: DENVER STATE: CO ZIP: 80209 13F-HR 1 f13f_june2002.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-00006 Expires: October 31, 2003 Estimated average burden hours per response..... 24.7 ---------------------------- SEC USE ONLY ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ ] Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Name: Wagner Investment Management, Inc. Address: 3200 Cherry Creek South Drive, Suite 240 Denver, CO 80220 Form 13F File Number: 28-05199 The institutional investment manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained therein is true, correct and complete, ant that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of the Reporting Manager: Reporting Manager: Wagner Investment Management, Inc. Name: Judith B. Wagner Title: President Phone: (303) 777-1800 Signature, Place, and Date of Signing: /s/ Judith B. Wagner - ------------------------------------------------ [Signature] Judith B. Wagner, President Denver, Colorado - ------------------------------------------------ [City, State] July 25, 2002 - ------------------------------------------------ [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 3,365,019 Form 13F Information Table Value Total: $96,840 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE REPORTING MANAGER: WAGNER INVESTMENT MANAGEMENT, INC. - ------------------------------------------------------------------------------------------------------------------------------------ COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- ------------------- ---------- -------- ---------------------- TITLE OTHER VOTING AUTHORITY NAME OF ISSUER OF CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT MANA- ---------------------- CLASS NUMBER (X 1,000) PRN AMT PRN CALL DISCRETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP CAPITAL PFD PFD 17306R204 15 600 SH SOLE 600 0 0 CITY DEV LTD ADR SPONSORED ADR 177797305 2 500 SH SOLE 500 0 0 COASTAL CARIBBEAN OILS & MINER COM 190432203 20 32751 SH SOLE 32751 0 0 COASTAL CARIBBEAN RTS EXP 07/1 RT 190432963 0 8186 SH SOLE 8186 0 0 GAM GAMERICA CAP FD CL A COM 364590885 333 16507 SH SOLE 16507 0 0 GLOBALSCAPE INC COM 37940G109 0 7 SH SOLE 7 0 0 TELEFONICA DATA BRASIL HLDG PF SPONSORED ADR 879370104 0 4 SH SOLE 4 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 709 29988 SH SOLE 29988 0 0 ALCOA INC COM 013817101 17 500 SH SOLE 500 0 0 ABBOTT LABS COM 002824100 1911 50761 SH SOLE 50761 0 0 A D C TELECOMMUNICATIONS COM 000886101 9 3750 SH SOLE 3750 0 0 ANALOG DEVICES, INC. COM 032654105 3 100 SH SOLE 100 0 0 AUTOMATIC DATA PROCESSING COM 053015103 19 437 SH SOLE 437 0 0 A F L A C INC COM 001055102 14 440 SH SOLE 440 0 0 AMERICA FIRST REAL ESTATE INVT UT LTD PARTNER 02364Y101 14 1905 SH SOLE 1905 0 0 AGERE SYSTEMS, CL A CL A 00845V100 0 21 SH SOLE 21 0 0 AGERE SYSTEMS, CL B CL B 00845V209 1 530 SH SOLE 530 0 0 ATSI COMMUNICATIONS INC COM 00209G103 0 150 SH SOLE 150 0 0 AMER INTL GROUP INC COM 026874107 126 1852 SH SOLE 1852 0 0 ALLETE COM 018522102 11 400 SH SOLE 400 0 0 APPLIED MATERIALS INC COM 038222105 10 500 SH SOLE 500 0 0 AMERICAN CONS GROWTH CORP COM 025227208 0 8 SH SOLE 8 0 0 AMGEN INC COM COM 031162100 13 299 SH SOLE 299 0 0 AOL TIME WARNER COM 00184A105 165 11190 SH SOLE 11190 0 0 ANADARKO PETROLEUM CORP COM 032511107 15 308 SH SOLE 308 0 0 AMERICAN POWER CONVERSION COM 029066107 817 64680 SH SOLE 64680 0 0 APOLLO GROUP CL A 037604105 2309 58564 SH SOLE 58564 0 0 ARVINMERITOR INC COM 043353101 1 49 SH SOLE 49 0 0 ARCHSTONE-SMITH TR PFD SER A PFD A 039583109 32 1200 SH SOLE 1200 0 0 ALLTEL CORP COM 020039103 12 250 SH SOLE 250 0 0 AVENTIS ADR SPONSORED ADR 053561106 5 75 SH SOLE 75 0 0 AVERY DENNISON COM 053611109 126 2000 SH SOLE 2000 0 0 AT & T WIRELESS GROUP COM 00209A106 16 2696 SH SOLE 2696 0 0 AMER WATER WORKS COM 030411102 13 300 SH SOLE 300 0 0 AMERICAN EXPRESS COM 025816109 29 795 SH SOLE 795 0 0 BOEING CO. COM 097023105 5 100 SH SOLE 100 0 0 BANK OF AMERICA CORP COM 060505104 2828 40194 SH SOLE 40194 0 0 BAXTER INTERNATIONAL COM 071813109 140 3160 SH SOLE 3160 0 0 BB&T CORP COM 054937107 75 1940 SH SOLE 1940 0 0 BONE CARE INTL. COM 898072101 7 1250 SH SOLE 1250 0 0 BECTON DICKINSON COM 075887109 2 50 SH SOLE 50 0 0 BERGER GROWTH FUND COM 084036102 17 2748 SH SOLE 2748 0 0 BERGER INVT SMALL GROWTH FUND COM 084045103 8 3713 SH SOLE 3713 0 0 B J SERVICES COM 055482103 1500 44265 SH SOLE 44265 0 0 BLACK HILLS CORPORATION COM 092113109 658 19000 SH SOLE 19000 0 0 BELLSOUTH CORP COM 079860102 245 7784 SH SOLE 7784 0 0 BLUE MARTINI SOFTWARE COM 095698106 0 500 SH SOLE 500 0 0 BIOMET COM 090613100 3 107 SH SOLE 107 0 0 BRISTOL MYERS SQUIBB COM 110122108 1352 52615 SH SOLE 52615 0 0 BURLINGTON NORTHERN SANTA FE C COM 12189T104 13 423 SH SOLE 423 0 0 BRITISH PETROLEUM AMOCO ADR SPONSORED ADR 055622104 63 1250 SH SOLE 1250 0 0 BERKSHIRE HATHAWAY, INC CL A CL A 084670108 200 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY CL B CL B 084670207 34 15 SH SOLE 15 0 0 BROADWING INC COM 111620100 1 400 SH SOLE 400 0 0 BLYTH INC COM 09643P108 1053 33735 SH SOLE 33735 0 0 BIOVAIL CORP INTL COM 09067J106 30 1025 SH SOLE 1025 0 0 CITIGROUP INC. COM 172967101 2731 70465 SH SOLE 70465 0 0 CARDINAL HEALTH INC COM 14149y108 2229 36302 SH SOLE 36302 0 0 CATERPILLAR INC DEL COM 149123101 20 400 SH SOLE 400 0 0 CD WHSE INC COM 12512W105 0 1500 SH SOLE 1500 0 0 CONCORD EFS INC COM 206197105 802 26605 SH SOLE 26605 0 0 CONSTELLATION ENERGY GROUP INC COM 210371100 12 400 SH SOLE 400 0 0 CHILE FUND COM 168834109 9 1200 SH SOLE 1200 0 0 CHIRON CORP COM 170040109 108 3060 SH SOLE 3060 0 0 COLGATE-PALMOLIVE COM 194162103 5 100 SH SOLE 100 0 0 COMERICA INC COM 200340107 382 6220 SH SOLE 6220 0 0 COMCAST CORP CL A SPL 200300200 302 12686 SH SOLE 12686 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 6 600 SH SOLE 600 0 0 CAREMARK RX INC COM 141705103 8 477 SH SOLE 477 0 0 CONEXANT SYS INC COM 207142100 0 200 SH SOLE 200 0 0 CONOCO INC COM 208251504 4 140 SH SOLE 140 0 0 ROCKWELL COLLINS COM 774341101 3 100 SH SOLE 100 0 0 3 COM CORP COM 885535104 0 100 SH SOLE 100 0 0 COSTCO WHSL CORP COM 22160K105 6 160 SH SOLE 160 0 0 COX COMMUNICATIONS INC CL A CL A 224044107 1 50 SH SOLE 50 0 0 APPLERA CORP-CELERA GENOMICS G CELERA GEN GRP 038020202 4 300 SH SOLE 300 0 0 CORNERSTONE STRATEGIC RETURN F COM 21923Y105 10 1400 SH SOLE 1400 0 0 CISCO SYSTEMS COM 17275R102 2688 192717 SH SOLE 192717 0 0 COHEN & STEERS RLTY COM 192476109 2 33 SH SOLE 33 0 0 CHEVRONTEXACO CORP COM 166764100 40 447 SH SOLE 447 0 0 CELANESE AG COM D1497A101 0 10 SH SOLE 10 0 0 CITIZENS COMMUNICATIONS COM 17453B101 6 766 SH SOLE 766 0 0 DOMINION RES INC VA COM 25746U109 17 250 SH SOLE 250 0 0 DIEBOLD INC COM 253651103 963 25870 SH SOLE 25870 0 0 DONALDSON INCORPORATED COM 257651109 662 18885 SH SOLE 18885 0 0 DU PONT, E.I. DE NEMOURS & CO COM 263534109 58 1300 SH SOLE 1300 0 0 DELL COMPUTER COM 247025109 58 2200 SH SOLE 2200 0 0 DIAGEO PLC SPONSORED ADR SPON ADR NEW 25243Q205 15 300 SH SOLE 300 0 0 DELAWARE GROUP VALUE FUND CL A COM 246097109 10 318 SH SOLE 318 0 0 DISNEY COM 254687106 11 600 SH SOLE 600 0 0 ECHOSTAR COMMUNICATIONS A CL A 278762109 2 100 SH SOLE 100 0 0 DOLLAR TREE STORES INC COM 256747106 10 250 SH SOLE 250 0 0 DOVER CORP COM 260003108 7 200 SH SOLE 200 0 0 DELPHI AUTOMOTIVE SYSTEMS COM 247126105 4 279 SH SOLE 279 0 0 QUANTUM CORP DSSG COM DSSG 747906204 2 400 SH SOLE 400 0 0 DUKE ENERGY CORP COM 264399106 27 862 SH SOLE 862 0 0 DEVON ENERGY CORP COM 25179M103 10 200 SH SOLE 200 0 0 EUROPE FUND COM 29874m103 6 583 SH SOLE 583 0 0 EASTMAN KODAK COM 277461109 26 896 SH SOLE 896 0 0 ECHELON CORP COM 27874N105 6 500 SH SOLE 500 0 0 E M C CORP COM 268648102 478 63350 SH SOLE 63350 0 0 TEMPLETON EMERGING MARKETS FUN COM 880191101 16 1700 SH SOLE 1700 0 0 EASTMAN CHEMICAL CO COM 277432100 10 219 SH SOLE 219 0 0 EMERSON ELECTRIC CO COM 291011104 1877 35075 SH SOLE 35075 0 0 ENRON CORP COM 293561106 0 50 SH SOLE 50 0 0 ERICSSON A D R ADR CL B 294821301 4 2640 SH SOLE 2640 0 0 ETHAN ALLEN INTERIORS COM 297602104 1426 40932 SH SOLE 40932 0 0 EDWARDS LIFESCIENCES COM 28176E108 7 316 SH SOLE 316 0 0 EXODUS COMMUNICATIONS COM 302088109 0 90 SH SOLE 90 0 0 FORD MOTOR CO COM 345370860 22 1398 SH SOLE 1398 0 0 FASTENAL COM 311900104 1275 33110 SH SOLE 33110 0 0 FLEETBOSTON FINANCIAL CORP COM 339030108 53 1626 SH SOLE 1626 0 0 FIRST CMNTY BANCSHARES INC COM 31983A103 47 1391 SH SOLE 1391 0 0 FIDELITY FUND INC COM 316153105 24 974 SH SOLE 974 0 0 FIRST HEALTH GROUP CORP COM 421928102 93 3300 SH SOLE 3300 0 0 INVESCO DYNAMICS FUND COM 46127G204 4 357 SH SOLE 357 0 0 FLEXTRONICS INC SER A PFD Y2573F102 292 40895 SH SOLE 40895 0 0 FIDELITY MAGELLAN FUND COM 316184100 17 188 SH SOLE 188 0 0 FEDERAL NATL MTG ASSOC COM 313586109 52 700 SH SOLE 700 0 0 FRONTIER AIRLINES COM 359065109 23 2812 SH SOLE 2812 0 0 FOREST OIL COM NEW 346091606 3 100 SH SOLE 100 0 0 FINNING INTERNATIONAL COM 318071404 1 50 SH SOLE 50 0 0 GAM FDS INC INTL FD COM 364590109 193 12806 SH SOLE 12806 0 0 GANNETT COM 364730101 80 1050 SH SOLE 1050 0 0 GENERAL ELEC CO COM 369604103 3478 119727 SH SOLE 119727 0 0 CORNING INC COM 219350105 1 225 SH SOLE 225 0 0 GENERAL MTRS CORP COM 370442105 27 500 SH SOLE 500 0 0 GENERAL MOTORS HUGHES ELECTRON CL H NEW 370442832 3 300 SH SOLE 300 0 0 G A P INC COM 364760108 329 23142 SH SOLE 23142 0 0 GENZYME MOLECULAR ONCOLOGY COM-MOLECULAR 372917500 1 237 SH SOLE 237 0 0 HASBRO COM 418056107 3 225 SH SOLE 225 0 0 HCA INC COM 404119109 33 692 SH SOLE 692 0 0 HOME DEPOT COM 437076102 35 945 SH SOLE 945 0 0 HARLEY DAVIDSON COM 412822108 31 600 SH SOLE 600 0 0 HEWLETT PACKARD CO COM 428236103 963 63038 SH SOLE 63038 0 0 H R BLOCK COM 093671105 37 800 SH SOLE 800 0 0 I B M COM 459200101 123 1710 SH SOLE 1710 0 0 IMAGEMATRIX CORP COM 451921100 0 5000 SH SOLE 5000 0 0 INTEL CORP COM 458140100 1206 65998 SH SOLE 65998 0 0 INTERNATIONAL PAPER CO COM 460146103 9 200 SH SOLE 200 0 0 INTERPUBLIC GROUP COM 460690100 1307 52800 SH SOLE 52800 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 12 400 SH SOLE 400 0 0 INVESCO TELECOMMUNICATIONS FUN COM 46127J786 3 377 SH SOLE 377 0 0 I T T CORPORATION COM 450911102 7 100 SH SOLE 100 0 0 ILLINOIS TOOL WORKS COM 452308109 111 1627 SH SOLE 1627 0 0 JANUS ENTERPRISE FUND COM 471023804 483 18801 SH SOLE 18801 0 0 JANUS INVT GLOBAL LIFE SCIENCE COM 471023671 15 1042 SH SOLE 1042 0 0 JANUS INVT GLOBAL TECH FUND COM 471023663 9 1096 SH SOLE 1096 0 0 JANUS MERCURY FUND COM 471023853 14 852 SH SOLE 852 0 0 JANUS FUND COM 471023101 1669 81051 SH SOLE 81051 0 0 JANUS INVT FD OLYMPUS FUND COM 471023754 22 920 SH SOLE 920 0 0 JANUS OVERSEAS FUND COM 471023846 161 8881 SH SOLE 8881 0 0 JANUS WORLDWIDE FUND COM 471023309 951 25046 SH SOLE 25046 0 0 JABIL CIRCUIT, INC. COM 466313103 666 31540 SH SOLE 31540 0 0 JDS UNIPHASE CORP COM 46612J101 0 100 SH SOLE 100 0 0 JARDINE FLEMING CHINA FUND COM 471110106 16 2300 SH SOLE 2300 0 0 JOHNSON & JOHNSON COM 478160104 2621 50162 SH SOLE 50162 0 0 J P MORGAN CHASE & CO COM 46625H100 90 2647 SH SOLE 2647 0 0 JANUS INVT. FD STRAT VALUE FUN COM 471023655 1497 180172 SH SOLE 180172 0 0 KEANE, INC COM 486665102 33 2650 SH SOLE 2650 0 0 KEY CORP COM 493267108 68 2478 SH SOLE 2478 0 0 KIMBERLY CLARK CORP COM 494368103 2203 35529 SH SOLE 35529 0 0 KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER 494550106 31 1000 SH SOLE 1000 0 0 COCA COLA CO COM 191216100 2983 53259 SH SOLE 53259 0 0 KOHL'S CORP COM 500255104 14 200 SH SOLE 200 0 0 LIBERTY MEDIA GROUP CL A COM 530718105 10 1000 SH SOLE 1000 0 0 ELI LILLY COM 532457108 18 325 SH SOLE 325 0 0 LINDSAY MFG COM 535555106 23 1000 SH SOLE 1000 0 0 LOWES COMPANIES INC COM 548661107 25 550 SH SOLE 550 0 0 LIBERTY SATELLITE & TECHNOLOGY COM 531182301 0 4 SH SOLE 4 0 0 LUCENT TECHNOLOGIES COM 549463107 3 2000 SH SOLE 2000 0 0 SOUTHWEST AIRLINES COM 844741108 16 1000 SH SOLE 1000 0 0 ST MARY LAND & EXPL CO COM 792228108 14 600 SH SOLE 600 0 0 MASCO CORP COM 574599106 11 400 SH SOLE 400 0 0 MAY DEPT STORES CO COM 577778103 8 229 SH SOLE 229 0 0 WORLDCOM MCI GROUP COM 98157D304 0 33 SH SOLE 33 0 0 MERCURY GENERAL COM 589400100 39 800 SH SOLE 800 0 0 MEDTRONIC COM 585055106 2439 56908 SH SOLE 56908 0 0 MERIDIAN FUND INC COM 589619105 37 1305 SH SOLE 1305 0 0 MARSICO GROWTH & INC FUND COM 573012200 46 3334 SH SOLE 3334 0 0 MARSHALL & ILSLEY COM 571834100 1890 61100 SH SOLE 61100 0 0 MAINSTAY TOTAL RETURN FUND COM 56062F889 8 511 SH SOLE 511 0 0 MARSH & MCLENNAN CO COM 571748102 85 876 SH SOLE 876 0 0 3M COMPANY COM 604059105 285 2321 SH SOLE 2321 0 0 MOLEX INC COM 608554101 45 1351 SH SOLE 1351 0 0 MOTOROLA INC COM 620076109 9 600 SH SOLE 600 0 0 MERCK & CO INC COM 589331107 2040 40283 SH SOLE 40283 0 0 MORGAN STANLEY EMERGING MARKET COM 61744H105 1 109 SH SOLE 109 0 0 MICROSOFT CORP COM 594918104 3479 63606 SH SOLE 63606 0 0 MAXTOR CORP COM NEW 577729205 1 304 SH SOLE 304 0 0 NATIONAL CITY CORP COM 635405103 20 600 SH SOLE 600 0 0 NATHANIEL ENERGY CORP COM 632344107 0 1 SH SOLE 1 0 0 NEWMONT MINING CORP COM 651639106 5 200 SH SOLE 200 0 0 NIKE CL B 654106103 1573 29321 SH SOLE 29321 0 0 NOKIA CORP SPONS ADR FINLAND SPONSORED ADR 654902204 752 51954 SH SOLE 51954 0 0 NORTHERN TRUST COM 665859104 17 396 SH SOLE 396 0 0 NVIDIA COM 67066G104 3 200 SH SOLE 200 0 0 NEW YORK TIMES CL A CL A 650111107 1783 34615 SH SOLE 34615 0 0 REALTY INCOME 9.375% PFD PFD CL B 756109302 21 800 SH SOLE 800 0 0 OAKMARK INT'L FUND, CLASS I COM 413838202 392 24805 SH SOLE 24805 0 0 OAKMARK FD, CLASS I COM 413838103 55 1625 SH SOLE 1625 0 0 WILD OATS COM 96808b107 7 450 SH SOLE 450 0 0 OGE ENERGY GROUP COM 670837103 23 1000 SH SOLE 1000 0 0 ONEOK INC COM 682680103 11 500 SH SOLE 500 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 41 1500 SH SOLE 1500 0 0 BANK ONE COM 06423A103 144 3740 SH SOLE 3740 0 0 ORACLE COM 68389X105 1056 111535 SH SOLE 111535 0 0 PHILLIPS PETROLEUM COM 718507106 6 100 SH SOLE 100 0 0 PEPSICO INC COM 713448108 34 700 SH SOLE 700 0 0 PFIZER INC COM 717081103 1068 30524 SH SOLE 30524 0 0 PRINCIPAL FINANCIAL GROUP INC. COM 74251V102 11 339 SH SOLE 339 0 0 PROCTER & GAMBLE COM 742718109 161 1805 SH SOLE 1805 0 0 PLEXUS CORP COM 729132100 628 34685 SH SOLE 34685 0 0 CATALINA MARKETING COM 148867104 1584 56130 SH SOLE 56130 0 0 PHILADELPHIA SUBN CORP COM PAR $0.50 718009608 14 715 SH SOLE 715 0 0 PEOPLESOFT COM 712713106 3 200 SH SOLE 200 0 0 QWEST COM 749121109 13 4553 SH SOLE 4553 0 0 QUALCOMM INC COM 747525103 4 150 SH SOLE 150 0 0 NASDAQ 100 SHARES UNIT SER 1 631100104 3 105 SH SOLE 105 0 0 ROYAL DUTCH PETRO NY REG GLD 1.25 780257804 84 1525 SH SOLE 1525 0 0 ROBERT HALF INTERNATIONAL COM 770323103 1348 57869 SH SOLE 57869 0 0 RELIASTAR FING II PFD 75952F205 10 400 SH SOLE 400 0 0 ROCKWELL INTERNATIONAL COM 773903109 2 100 SH SOLE 100 0 0 R P M INC COM 749685103 8 518 SH SOLE 518 0 0 R S EMERGING GROWTH COM 74972H101 4 180 SH SOLE 180 0 0 I M S HEALTH INC COM 449934108 79 4400 SH SOLE 4400 0 0 SBC COMMUNICATIONS INC COM 78387G103 183 6015 SH SOLE 6015 0 0 STARBUCKS CORP COM 855244109 17 700 SH SOLE 700 0 0 SIEBEL SYSTEM COM 826170102 14 1000 SH SOLE 1000 0 0 J M SMUCKER CO COM 832696306 1 33 SH SOLE 33 0 0 SCHLUMBERGER LTD COM 806857108 1742 37459 SH SOLE 37459 0 0 SOURCE CAPITAL COM 836144105 60 985 SH SOLE 985 0 0 SIMON PPTY GROUP NEW COM 828806109 15 400 SH SOLE 400 0 0 SCOTTISH POWER PLC ADR SPON ADR FINAL 81013t705 6 300 SH SOLE 300 0 0 SPDR TR UNIT SER 1 UNIT SER 1 78462F103 802 8100 SH SOLE 8100 0 0 SEMPRA ENERGY COM 816851109 9 400 SH SOLE 400 0 0 STATE ST BOSTON CORP COM 857477103 2727 60996 SH SOLE 60996 0 0 ABBEY NATL PLC SPONSORED ADR 002920304 196 8000 SH SOLE 8000 0 0 SUN MICROSYSTEMS COM 866810104 312 62195 SH SOLE 62195 0 0 STANLEY WORKS COM 854616109 410 10000 SH SOLE 10000 0 0 SKYWORKS SOLUTIONS COM 83088M102 0 70 SH SOLE 70 0 0 SAFEWAY COM 786514208 15 500 SH SOLE 500 0 0 SWISS HELVETIA FUND COM 870875101 18 1590 SH SOLE 1590 0 0 A T & T COM 001957109 42 3894 SH SOLE 3894 0 0 TOUCH AMERICA HOLDINGS COM 891539108 2 682 SH SOLE 682 0 0 TRICO BANCSHARES INC COM 896095106 40 1500 SH SOLE 1500 0 0 TEMPLETON DRAGON FUND INC COM 88018T101 6 638 SH SOLE 638 0 0 TECHNE CORP COM 878377100 2441 86487 SH SOLE 86487 0 0 TARGET CORP COM 87612E106 72 1900 SH SOLE 1900 0 0 TENET HEALTHCARE CORP. COM 88033G100 7 100 SH SOLE 100 0 0 TELLABS COM 879664100 180 29095 SH SOLE 29095 0 0 LEATHER FACTORY INC COM 522126101 1 360 SH SOLE 360 0 0 TURNER MIDCAP FUND COM 900297409 8 460 SH SOLE 460 0 0 TRANSAMERICA INVS INC SMALL CO COM 893509836 159 10746 SH SOLE 10746 0 0 TEXAS INSTRUMENTS INC COM 882508104 15 640 SH SOLE 640 0 0 TEXAS UTILITIES CO COM 882848104 15 284 SH SOLE 284 0 0 TRI CONTINENTAL CORP COM 895436103 27 1682 SH SOLE 1682 0 0 UNITED BANKSHARES INC. W. VA C COM 909907107 121 4128 SH SOLE 4128 0 0 UNION PACIFIC CORP COM 907818108 51 800 SH SOLE 800 0 0 U S BANCORP COM 902973304 488 20894 SH SOLE 20894 0 0 UNITED TECHNOLOGIES CORP COM 913017109 41 600 SH SOLE 600 0 0 VISTEON CORP COM 92839U107 1 104 SH SOLE 104 0 0 VANGUARD REIT INDEX COM 921908703 2 126 SH SOLE 126 0 0 VIACOM INC CL B CL B 925524308 7 147 SH SOLE 147 0 0 VANGUARD INDEX TR MID CAP INDE COM 922908645 744 14456 SH SOLE 14456 0 0 VODAFONE GROUP PLC SPONSORED ADR 92857T107 17 1250 SH SOLE 1250 0 0 VANGUARD INDEX TR TOTAL STK MK COM 922908306 865 38336 SH SOLE 38336 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 151 3770 SH SOLE 3770 0 0 WALGREEN COM 931422109 2117 54799 SH SOLE 54799 0 0 WORLDCOM INC COM 98157D106 1 836 SH SOLE 836 0 0 WELLS FARGO - NEW COM 949746101 2157 43095 SH SOLE 43095 0 0 WILLIS LEASE FIN CORP COM 970646105 5 1000 SH SOLE 1000 0 0 WAL MART STORES INC COM 931142103 2604 47340 SH SOLE 47340 0 0 WILLIAMS SONOMA INC COM 969904101 1611 52553 SH SOLE 52553 0 0 WINSTON HOTELS INC COM 97563A102 5 500 SH SOLE 500 0 0 WEYERHAEUSER CO COM 962166104 13 200 SH SOLE 200 0 0 WYETH COM 983024100 72 1400 SH SOLE 1400 0 0 XCEL ENERGY COM 98389B100 5 310 SH SOLE 310 0 0 XCEL ENGERY INC 3.60 PFD A PFD A 98389B209 10 200 SH SOLE 200 0 0 XILINX, INC. COM 983919101 642 28608 SH SOLE 28608 0 0 EXXONMOBIL COM 30231g102 534 13058 SH SOLE 13058 0 0 ------ ------- 96840 3365019 ====== =======
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