0001144204-11-051397.txt : 20110906 0001144204-11-051397.hdr.sgml : 20110905 20110906160728 ACCESSION NUMBER: 0001144204-11-051397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110901 FILED AS OF DATE: 20110906 DATE AS OF CHANGE: 20110906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RILEY BRYANT R CENTRAL INDEX KEY: 0001207269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30241 FILM NUMBER: 111075811 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DDI CORP CENTRAL INDEX KEY: 0001104252 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 061576013 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1220 N. SIMON CIRCLE CITY: ANAHEIM STATE: CA ZIP: 92806 BUSINESS PHONE: 7146887200 MAIL ADDRESS: STREET 1: 1220 N. SIMON CIRCLE CITY: ANAHEIM STATE: CA ZIP: 92806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riley Investment Management LLC CENTRAL INDEX KEY: 0001345523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30241 FILM NUMBER: 111075810 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-966-1444 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 810 CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 form443897_20110906040725-.xml X0304 4 2011-09-01 0 0001104252 DDI CORP DDIC 0001207269 RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA US 90025 1 0 0 0 0001345523 Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES CA US 90025 1 0 0 0 Common Stock 288412 I Footnote 1 Common Stock 550198 I Footnote 2 Common Stock 42070 I Footnote 3 Common Stock 48000 I Footnote 4 Common Stock 102269 D Common Stock 2011-09-01 4 P 0 1534 7.2839 A 111242 I Footnote 6 Common Stock 2011-09-02 4 P 0 40000 7.1022 A 151242 I Footnote 6 Common Stock 2011-09-06 4 P 0 34211 6.786 A 185453 I Footnote 6 Stock Options 5.8 2008-12-04 2017-12-04 Common Stock 10000 10000 D Stock Options 8.9 2011-05-11 2020-05-11 Common Stock 15300 15300 D Stock Options 8.88 2012-05-17 2021-05-17 Common Stock 15300 15300 D Sole equity owner of Riley Investment Management LLC, General Partner of Riley Investment Partners, L.P. Sole equity owner of Riley Investment Management LLC, investment advisor to managed accounts of advisory clients. Trustee of the B. Riley and Co. Retirement Trust. Held in custodial accounts for Mr. Riley's children where Mr. Riley is the custodian. Held jointly by Bryant and Carleen Riley. Sole indirect equity owner of B. Riley and Co., LLC. Option vests in three equal installments over three years, beginning on the first anniversary of the grant date. The options will fully vest on the first anniversary of the grant date. Bryant R. Riley 2011-09-06